DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Wilbanks Securities Advisory

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Charles Herbert MaherWilbanks Securities Advisory otherVisions, Inc. unclassifiedOtherMar 19, 2018May 4, 2018 (46 d)
Keith Lindell HaskellWilbanks Securities Advisory otherDobson Street LLC state registeredOtherMar 19, 2018Feb 23, 2018
Louis Michael JimenezWilbanks Securities Advisory otherCl Wealth Management LLC otherOtherMar 19, 2018Jun 22, 2017
Roger Alan ToelkeWilbanks Securities Advisory otherDobson Street LLC state registeredOtherMar 19, 2018Dec 12, 2017
Gregory Brook AshtonWilbanks Securities Advisory otherCambridge Investment Research Advisors, Inc. otherOtherDec 31, 2017Jan 22, 2018
Jeremy Dillon BaldwinWilbanks Securities Advisory otherIntegrity Alliance, LLC otherOtherAug 4, 2017Aug 7, 2017
Dick Paul SchulzWilbanks Securities Advisory otherCl Wealth Management LLC otherOtherJul 14, 2017Jul 3, 2017
William Anthony BrooksWilbanks Securities Advisory otherCl Wealth Management LLC otherOtherJul 14, 2017Jul 11, 2017
David Matthew CollinsWilbanks Securities Advisory otherCl Wealth Management LLC otherOtherJul 6, 2017Jul 25, 2017
John Samuel KarrantWilbanks Securities Advisory otherCl Wealth Management LLC otherOtherJun 27, 2017Jul 20, 2017
Dell Raymond HughesWilbanks Securities Advisory otherCl Wealth Management LLC otherOtherJun 27, 2017Jun 27, 2017
Robert Charles WaddellWilbanks Securities Advisory otherCl Wealth Management LLC otherOtherJun 23, 2017Jun 26, 2017
Wajeehuddin Salim SiddiquiWilbanks Securities Advisory otherCl Wealth Management LLC otherOtherJun 22, 2017Jul 13, 2017
William Henry BakerWilbanks Securities Advisory otherCarter, Terry & Company, Inc. independent RIAOtherJun 19, 2017Jun 8, 2017
Scott Douglas ClarkeWilbanks Securities Advisory otherCambridge Investment Research Advisors, Inc. otherOtherJun 19, 2017Jun 1, 2017
Ming HuWilbanks Securities Advisory otherLasalle St. Investment Advisors, L.L.C. otherOtherJun 19, 2017Jun 8, 2017
Joseph Alexander SundayWilbanks Securities Advisory otherSmith Bruer independent RIAOtherJun 19, 2017May 4, 2021 (1415 d)
Becky Sue LynchWilbanks Securities Advisory otherCl Wealth Management LLC otherOtherJun 13, 2017Aug 21, 2017 (69 d)
Jeffry Joseph HaspelWilbanks Securities Advisory otherCarter, Terry & Company, Inc. independent RIAOtherJun 12, 2017Jun 2, 2017
Terrence Scott RansomWilbanks Securities Advisory otherGradient Wealth Management otherOtherJun 12, 2017May 12, 2017
Christopher Scott DamenWilbanks Securities Advisory otherCross State Financial Group LLC independent RIAOtherJun 2, 2017May 12, 2017
Curtis Verdell LundWilbanks Securities Advisory otherMoloney Securities Asset Management LLC otherOtherMay 16, 2017May 16, 2017
Latoya Krishawn MaddoxWilbanks Securities Advisory otherNamcoa otherOtherMay 4, 2017Apr 28, 2017
Gordon Hisao AsaharaWilbanks Securities Advisory otherSecurities America Advisors, Inc. otherOtherNov 30, 2015Nov 16, 2015
Richard Dean PecotteWilbanks Securities Advisory otherCue Financial Group, Inc. otherOtherJun 16, 2015Jun 16, 2015
Michael Mark McgregorWilbanks Securities Advisory otherNfp Advisor Services, LLC otherOtherMay 29, 2015May 1, 2015
Terrence O'Reilly MorganWilbanks Securities Advisory otherUnited Planners' Financial Services Of America A Limited Partner otherOtherJan 7, 2014Jan 9, 2014
Cassie Lue PerryWilbanks Securities Advisory otherLPL Financial LLC otherOtherSep 13, 2013Sep 17, 2013
Lindsey Andrea VardiWilbanks Securities Advisory otherOsaic Fa, Inc. otherOtherMar 21, 2012Apr 17, 2012
Jeffrey Allen HeadrickWilbanks Securities Advisory otherModern Capital Advisors, LLC otherOtherJan 26, 2012Jan 31, 2012
James Riley WeikartWilbanks Securities Advisory otherAmeriprise Financial Services, LLC national BDOtherJan 20, 2012Apr 30, 2013 (466 d)
Donald Austin McdanielWilbanks Securities Advisory otherBancwest Investment Services, Inc. (Bwis) otherOtherMar 22, 2011Mar 23, 2011
David Matthew CollinsWilbanks Securities Advisory otherRaymond James Financial Services Advisors, Inc otherOtherFeb 4, 2010Feb 3, 2010
Gordon Christopher HaaveWilbanks Securities Advisory otherFinancial & Tax Architects, LLC mixed wealthOtherNov 16, 2009Nov 1, 2016 (2542 d)
Robert Westin BridelWilbanks Securities Advisory otherProsperity Economics Partners, LLC no RAUMOtherNov 3, 2008Oct 8, 2010 (704 d)
Barry Gene HickeyWilbanks Securities Advisory otherCreative Financial Designs, Inc. otherOtherDec 5, 2007Dec 6, 2007
Van Robert HarroldWilbanks Securities Advisory otherTransamerica Financial Advisors, LLC otherOtherAug 1, 2007Jul 23, 2007
Gregory Brook AshtonWilbanks Securities Advisory otherNext Financial Group, Inc. otherOtherJun 15, 2007Jun 20, 2007
Robert L BandyWilbanks Securities Advisory otherWolf Financial Management, LLC otherOtherJun 13, 2005Jun 17, 2005
David Edward ShoesmithWilbanks Securities Advisory otherWolf Financial Management, LLC otherOtherJun 8, 2005Jun 17, 2005
Karl Joseph KoradeWilbanks Securities Advisory otherSsn Advisory, Inc. otherOtherSep 7, 2004Jan 14, 2010 (1955 d)
Stephen Russell StoryWilbanks Securities Advisory otherSummit Financial Group Inc otherOtherSep 9, 2003Aug 18, 2014 (3996 d)
David Wayne EllisWilbanks Securities Advisory otherInvestors Security Company, Inc. otherOtherAug 13, 2003Aug 15, 2003
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43 moves match.