DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Wilbanks Securities Advisory

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Scott Douglas ClarkeFirst Independent Advisory Services, Inc. unclassifiedWilbanks Securities Advisory otherOtherAug 4, 2016Aug 12, 2016
Robert Charles WaddellOsaic Wealth, Inc. otherWilbanks Securities Advisory otherOtherJul 22, 2016Aug 12, 2016
Gregory Brook AshtonFirst Independent Advisory Services, Inc. unclassifiedWilbanks Securities Advisory otherOtherMay 25, 2016Jun 28, 2016 (34 d)
John Samuel KarrantRaymond James & Associates, Inc. national BDWilbanks Securities Advisory otherOtherFeb 5, 2016Mar 10, 2016 (34 d)
Becky Sue LynchRaymond James Financial Services Advisors, Inc otherWilbanks Securities Advisory otherOtherJun 15, 2015Aug 24, 2015 (70 d)
Stephen Russell StoryCantella & Co., Inc. otherWilbanks Securities Advisory otherOtherAug 25, 2014Sep 9, 2003
Cassie Lue PerryEdward Jones national BDWilbanks Securities Advisory otherOtherApr 13, 2012Apr 9, 2012
Dick Paul SchulzLPL Financial LLC otherWilbanks Securities Advisory otherOtherFeb 28, 2012Feb 28, 2012
Curtis Verdell LundMomentum Independent Network Inc. otherWilbanks Securities Advisory otherOtherJan 19, 2012Jan 18, 2012
Michael Mark McgregorStephen Douglas Investment Advisory, Inc. unclassifiedWilbanks Securities Advisory otherOtherJul 1, 2011Jan 3, 2012 (186 d)
Donald Austin McdanielThe Mcdaniel Group unclassifiedWilbanks Securities Advisory otherOtherApr 13, 2011Jan 21, 2011
David Matthew CollinsRaymond James Financial Services Advisors, Inc otherWilbanks Securities Advisory otherOtherJun 22, 2010Jun 22, 2010
Gordon Hisao AsaharaGreat American Advisors, Inc. otherWilbanks Securities Advisory otherOtherJun 2, 2010Jun 1, 2010
Joseph Alexander SundayEquitable Advisors, LLC national BDWilbanks Securities Advisory otherOtherFeb 3, 2010Aug 29, 2011 (572 d)
Ming HuEdward Jones national BDWilbanks Securities Advisory otherOtherJan 20, 2010Jan 14, 2010
Karl Joseph KoradeMedallion Advisory Services, LLC unclassifiedWilbanks Securities Advisory otherOtherDec 31, 2009May 10, 2004
Keith Lindell HaskellBrookstone Investment Advisory Services otherWilbanks Securities Advisory otherOtherDec 8, 2009Feb 19, 2010 (73 d)
Roger Alan ToelkeBrookstone Investment Advisory Services otherWilbanks Securities Advisory otherOtherDec 8, 2009Jan 8, 2010 (31 d)
Gordon Christopher HaaveGordon C Haave Associates, LLC unclassifiedWilbanks Securities Advisory otherOtherSep 23, 2008Mar 2, 2009 (160 d)
Christopher Scott DamenInvesco Aim Private Asset Management, Inc. unclassifiedWilbanks Securities Advisory otherOtherJan 22, 2007Jun 21, 2013 (2342 d)
Louis Michael JimenezNexus Financial Programs, Inc. otherWilbanks Securities Advisory otherOtherJan 12, 2007Sep 20, 2005
Charles Herbert MaherNorth Coast Money Management unclassifiedWilbanks Securities Advisory otherOtherDec 7, 2006Nov 27, 2006
William Anthony BrooksMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWilbanks Securities Advisory otherOtherNov 8, 2006Nov 7, 2006
Van Robert HarroldOsaic Fa, Inc. otherWilbanks Securities Advisory otherOtherAug 18, 2005Aug 17, 2005
Gregory Brook AshtonWaddell & Reed otherWilbanks Securities Advisory otherOtherJan 12, 2005Feb 14, 2005 (33 d)
David Edward ShoesmithHeartland Financial Advisors Group, Inc. unclassifiedWilbanks Securities Advisory otherOtherSep 14, 2004Sep 7, 2004
Robert L BandyMorgan Keegan & Company, LLC otherWilbanks Securities Advisory otherOtherJan 7, 2004Jan 23, 2004
Robert Westin BridelEagle Strategies LLC otherWilbanks Securities Advisory otherOtherOct 15, 2003May 18, 2005 (581 d)
William Henry BakerRaymond James Financial Services, Inc. unclassifiedWilbanks Securities Advisory otherOtherJun 30, 2003Jul 18, 2003
Richard Dean PecotteMorgan Stanley Dw Inc. unclassifiedWilbanks Securities Advisory otherOtherDec 9, 2002Jun 28, 2005 (932 d)
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30 moves match.