DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Zions Capital Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Getzemani Pantoja Clixteco	Zions Capital Advisors, Inc. institutional	LPL Financial LLC BD affiliated	Other	Mar 25, 2025	Feb 12, 2025
Aaron Samuel Crocker	Zions Capital Advisors, Inc. institutional	LPL Financial LLC BD affiliated	Other	Nov 14, 2024	Nov 12, 2024
Harrison Tanner Smith	Zions Capital Advisors, Inc. institutional	LPL Financial LLC BD affiliated	Other	Oct 3, 2024	Oct 2, 2024
Peter Kelson	Zions Capital Advisors, Inc. institutional	Raymond James & Associates, Inc. national BD	Other	Aug 14, 2024	Aug 14, 2024
Scott Raymond Burnett	Zions Capital Advisors, Inc. institutional	Raymond James & Associates, Inc. national BD	Other	Aug 13, 2024	Aug 12, 2024
Preston Davis	Zions Capital Advisors, Inc. institutional	LPL Financial LLC BD affiliated	Other	Sep 26, 2023	Oct 2, 2023
Federico J Martin	Zions Capital Advisors, Inc. institutional	Svb Investment Services Inc. BD affiliated	Other	May 5, 2021	May 5, 2021
Eric C Chang	Zions Capital Advisors, Inc. institutional	B\|O\|S independent RIA	Other	Jan 4, 2021	Apr 30, 2021 (116 d)
Yolanda Ima Rodriguez	Zions Capital Advisors, Inc. institutional	RBC Capital Markets, LLC national BD	Other	Oct 11, 2018	Sep 14, 2020 (704 d)
Scott Edward Chapa	Zions Capital Advisors, Inc. other	Wells Fargo Advisors wirehouse	Other	Aug 11, 2017	Jan 28, 2026 (3092 d)
Tyrell Blake Marchant	Zions Capital Advisors, Inc. other	LPL Financial LLC other	Other	Jul 5, 2017	Jun 30, 2017
Matthew Robert Johnson	Zions Capital Advisors, Inc. other	LPL Financial LLC other	Other	Jun 7, 2017	Jun 7, 2017
Brian D Moore	Zions Capital Advisors, Inc. other	LPL Financial LLC other	Other	Apr 4, 2017	Apr 4, 2017
Roy Guy Grimes	Zions Capital Advisors, Inc. other	LPL Financial LLC other	Other	Mar 14, 2017	Mar 13, 2017
Gregory Wilford Aiken	Zions Capital Advisors, Inc. other	LPL Financial LLC other	Other	Feb 2, 2017	Feb 2, 2017
Edward James Churchill	Zions Capital Advisors, Inc. other	RBC Capital Markets, LLC national BD	Other	Oct 26, 2016	Oct 28, 2016
Brian Patrick Cunning	Zions Capital Advisors, Inc. other	LPL Financial LLC other	Other	Oct 7, 2016	Oct 17, 2016
Ben Karl Blake	Zions Capital Advisors, Inc. other	LPL Financial LLC other	Other	Sep 20, 2016	Sep 19, 2016
Frank Lynn Baldwin	Zions Capital Advisors, Inc. other	Farther independent RIA	Other	Jul 27, 2016	May 17, 2022 (2120 d)
Robert Andrews Shelton	Zions Capital Advisors, Inc. other	LPL Financial LLC other	Other	Jul 22, 2016	Jul 18, 2016
Perry Anthony Piazza	Zions Capital Advisors, Inc. other	Cogent Investment Advisors LLC state registered	Other	Jul 5, 2016	Mar 22, 2017 (260 d)
Richard Eric Long	Zions Capital Advisors, Inc. other	Robertson Stephens Advisors other	Other	Jul 5, 2016	Sep 15, 2016 (72 d)
Eryn Shealy Myers	Zions Capital Advisors, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Jul 5, 2016	Oct 14, 2016 (101 d)
Eric Allen Jacobsmeyer	Zions Capital Advisors, Inc. other	Dynamic independent RIA	Other	Feb 26, 2016	Oct 8, 2021 (2051 d)
Patrick Randell Norfleet	Zions Capital Advisors, Inc. other	Pnc Managed Account Solutions, Inc. other	Other	Feb 26, 2016	Mar 3, 2016
Benjamin Ray Sehy	Zions Capital Advisors, Inc. other	Moreton Asset Management, LLC other	Other	Jun 9, 2015	Jun 23, 2015
John Peter Jenkins	Zions Capital Advisors, Inc. other	LPL Financial LLC other	Other	Apr 3, 2015	Apr 2, 2015
Gerald Alexander Fegler	Zions Capital Advisors, Inc. other	Marin Wealth Advisors LLC independent RIA	Other	Mar 26, 2015	May 13, 2016 (414 d)
Kyle Frederick Hodges	Zions Capital Advisors, Inc. other	LPL Financial LLC other	Other	Mar 23, 2015	Mar 20, 2015
Scott Athan Albright	Zions Capital Advisors, Inc. other	LPL Financial LLC other	Other	Mar 23, 2015	Mar 25, 2015
Jonathan James Poure	Zions Capital Advisors, Inc. other	LPL Financial LLC independent RIA	Other	Mar 23, 2015	Sep 20, 2022 (2738 d)
Paul W Solie	Zions Capital Advisors, Inc. other	LPL Financial LLC other	Other	Mar 23, 2015	Mar 20, 2015
Tami Lyn Tingey	Zions Capital Advisors, Inc. other	LPL Financial LLC other	Other	Feb 27, 2015	Feb 27, 2015
Brian Ronald Nelson	Zions Capital Advisors, Inc. other	LPL Financial LLC other	Other	Feb 25, 2015	Feb 24, 2015
Maria Celia Acriche Recto	Zions Capital Advisors, Inc. other	LPL Financial LLC other	Other	Feb 20, 2015	Feb 20, 2015
Gabriel Dibildox	Zions Capital Advisors, Inc. other	LPL Financial LLC other	Other	Feb 20, 2015	Feb 20, 2015
David Shipley	Zions Capital Advisors, Inc. other	LPL Financial LLC other	Other	Feb 20, 2015	Feb 20, 2015
Cheri S Keene	Zions Capital Advisors, Inc. other	LPL Financial LLC other	Other	Feb 20, 2015	Feb 20, 2015
Christopher M Beesley	Zions Capital Advisors, Inc. other	LPL Financial LLC other	Other	Feb 20, 2015	Feb 20, 2015
Samuel Joseph Castaneda	Zions Capital Advisors, Inc. other	LPL Financial LLC other	Other	Feb 20, 2015	Feb 20, 2015
John Terry Chipian	Zions Capital Advisors, Inc. other	LPL Financial LLC other	Other	Feb 20, 2015	Feb 20, 2015
Jeremy Davin Hume	Zions Capital Advisors, Inc. other	LPL Financial LLC other	Other	Feb 20, 2015	Feb 23, 2015
Charlotte Painter	Zions Capital Advisors, Inc. other	Morgan Stanley wirehouse	Other	Feb 20, 2015	Apr 26, 2021 (2257 d)
Douglas Legate Howard	Zions Capital Advisors, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Feb 18, 2015	Oct 27, 2015 (251 d)
Lynn Leroy Jackson	Zions Capital Advisors, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Feb 18, 2015	Jun 29, 2023 (3053 d)
Kristopher Kelly Watts	Zions Capital Advisors, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Feb 10, 2015	Apr 30, 2021 (2271 d)
Cameron D Cole	Zions Capital Advisors, Inc. other	Alliancebernstein L.P. other	Other	Feb 6, 2015	Jun 16, 2021 (2322 d)
Craig Harvey Tibbitts	Zions Capital Advisors, Inc. other	Spc other	Other	Jan 26, 2015	Jan 27, 2015
Jace C Waddoups	Zions Capital Advisors, Inc. other	Morgan Stanley wirehouse	Other	Oct 21, 2014	Nov 5, 2014
Timothy C Hale	Zions Capital Advisors, Inc. other	Hale Financial Solutions, LLC state registered	Other	Oct 14, 2014	Oct 12, 2017 (1094 d)
Janice Marie Powell	Zions Capital Advisors, Inc. other	Amegy Investments, Inc. other	Other	Jun 23, 2014	Feb 24, 2012
Anthony Paul Satriano	Zions Capital Advisors, Inc. other	UBS Financial Services Inc. wirehouse	Other	Jun 17, 2014	Jun 16, 2014
Edward Lowell Plotkin	Zions Capital Advisors, Inc. other	Bok Financial Advisors other	Other	Apr 18, 2014	May 2, 2014
Travis Steven Morgan	Zions Capital Advisors, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Mar 31, 2014	Jun 29, 2023 (3377 d)
Sam James Mineo	Zions Capital Advisors, Inc. other	UBS Financial Services Inc. wirehouse	Other	Mar 21, 2014	Mar 20, 2014
Russell Warren Price	Zions Capital Advisors, Inc. other	UBS Financial Services Inc. wirehouse	Other	Mar 21, 2014	Mar 20, 2014
James Brett Belliston	Zions Capital Advisors, Inc. other	Andina Advisors other	Other	Sep 17, 2013	Sep 20, 2013
Bradford Todd Williams	Zions Capital Advisors, Inc. other	Berthel Fisher & Company Financial Services, Inc. other	Other	Jun 11, 2013	Jun 17, 2013
Gregory Dale Balls	Zions Capital Advisors, Inc. other	Fhn Financial Main Street Advisors, LLC other	Other	Jun 3, 2013	Jul 9, 2014 (401 d)
Richard James London	Zions Capital Advisors, Inc. other	LPL Financial LLC other	Other	May 16, 2013	May 16, 2013

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105 moves match.