DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Zions Capital Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Getzemani Pantoja Clixteco	Sofi Wealth LLC BD affiliated	Zions Capital Advisors, Inc. institutional	Other	Aug 12, 2024	Sep 16, 2024 (35 d)
Scott Davis Kellner	Albion Financial Group independent RIA	Zions Capital Advisors, Inc. institutional	Other	Jan 29, 2024	Oct 5, 2021
Preston Davis	LPL Financial LLC independent RIA	Zions Capital Advisors, Inc. institutional	Other	Apr 13, 2022	Aug 2, 2022 (111 d)
Harrison Tanner Smith	Wells Fargo Advisors wirehouse	Zions Capital Advisors, Inc. institutional	Other	Feb 16, 2022	Nov 13, 2023 (635 d)
Aaron Samuel Crocker	Wells Fargo Advisors wirehouse	Zions Capital Advisors, Inc. institutional	Other	Oct 25, 2021	Jun 6, 2022 (224 d)
Richard Joseph Johnson	Morgan Stanley wirehouse	Zions Capital Advisors, Inc. institutional	Other	Apr 23, 2018	Jan 3, 2020 (620 d)
Catherine Elizabeth Novak	Amegy Investments, Inc. other	Zions Capital Advisors, Inc. other	Other	Apr 7, 2016	Feb 13, 2017 (312 d)
Robert Andrews Shelton	Amegy Investments, Inc. other	Zions Capital Advisors, Inc. other	Other	Dec 31, 2015	Jan 6, 2016
Scott Edward Chapa	Amegy Investments, Inc. other	Zions Capital Advisors, Inc. other	Other	Dec 31, 2015	Jan 6, 2016
Patrick Randell Norfleet	Amegy Investments, Inc. other	Zions Capital Advisors, Inc. other	Other	Dec 31, 2015	Jan 6, 2016
Eryn Shealy Myers	Amegy Investments, Inc. other	Zions Capital Advisors, Inc. other	Other	Dec 31, 2015	Jan 6, 2016
David Shipley	J.P. Morgan Securities LLC wirehouse	Zions Capital Advisors, Inc. other	Other	Apr 28, 2014	Apr 29, 2014
Christopher M Beesley	Fisher Investments other	Zions Capital Advisors, Inc. other	Other	Apr 7, 2014	Apr 10, 2014
Jeremy Davin Hume	Wells Fargo Advisors wirehouse	Zions Capital Advisors, Inc. other	Other	Oct 15, 2013	Oct 29, 2013
Jace C Waddoups	Morgan Stanley wirehouse	Zions Capital Advisors, Inc. other	Other	Oct 11, 2013	Oct 22, 2013
John Peter Jenkins	Northwestern Mutual Investment Services,LLC other	Zions Capital Advisors, Inc. other	Other	Dec 31, 2012	Jul 9, 2013 (190 d)
Tyrell Blake Marchant	Securian Financial Services, Inc. other	Zions Capital Advisors, Inc. other	Other	Oct 15, 2012	Jun 5, 2013 (233 d)
Bradford Todd Williams	Knox Capital Advisors, LLC other	Zions Capital Advisors, Inc. other	Other	Mar 21, 2012	Jul 6, 2012 (107 d)
Brian Patrick Cunning	Msi Financial Services, Inc. other	Zions Capital Advisors, Inc. other	Other	Dec 19, 2011	Jan 13, 2012
Kyle Frederick Hodges	U.S. Bancorp Investments, Inc. other	Zions Capital Advisors, Inc. other	Other	Sep 2, 2011	Sep 2, 2011
Maria Celia Acriche Recto	Morgan Stanley wirehouse	Zions Capital Advisors, Inc. other	Other	May 20, 2011	May 13, 2011
Diana Schiers George	Wells Fargo Investments, LLC unclassified	Zions Capital Advisors, Inc. other	Other	Dec 21, 2010	Aug 9, 2012 (597 d)
Eric Allen Jacobsmeyer	Jacobsmeyer Consulting LLC unclassified	Zions Capital Advisors, Inc. other	Other	Dec 20, 2010	Dec 6, 2011 (351 d)
Scott Athan Albright	Dunham other	Zions Capital Advisors, Inc. other	Other	Sep 27, 2010	Jun 21, 2011 (267 d)
Cameron D Cole	Td Ameritrade Investment Management, LLC other	Zions Capital Advisors, Inc. other	Other	Mar 25, 2010	Mar 24, 2011 (364 d)
Douglas Robert Gray	Zions Bank Liquid Asset Management unclassified	Zions Capital Advisors, Inc. other	Other	Dec 31, 2009	Jan 19, 2010
Jason Mark Williams	Zions Bank Liquid Asset Management unclassified	Zions Capital Advisors, Inc. other	Other	Dec 31, 2009	Sep 2, 2009
Jennifer Kyle Hash	Zions Bank Liquid Asset Management unclassified	Zions Capital Advisors, Inc. other	Other	Dec 31, 2009	Jan 19, 2010
Andrew James Robbins	Zions Bank Liquid Asset Management unclassified	Zions Capital Advisors, Inc. other	Other	Dec 31, 2009	Sep 2, 2009
Jordan Christopher Hansen	Zions Bank Liquid Asset Management unclassified	Zions Capital Advisors, Inc. other	Other	Dec 31, 2009	Sep 2, 2009
Gerald Alexander Fegler	Allspring Funds Management, LLC other	Zions Capital Advisors, Inc. other	Other	May 4, 2009	Feb 13, 2012 (1015 d)
James Brett Belliston	Knox Capital Advisors, LLC other	Zions Capital Advisors, Inc. other	Other	Apr 15, 2009	Apr 18, 2011 (733 d)
James D'Alessio	Cetera Advisor Networks LLC other	Zions Capital Advisors, Inc. other	Other	Jun 2, 2008	Jul 15, 2008 (43 d)
Eric Allen Halvorsen	Chase Investment Services Corp. other	Zions Capital Advisors, Inc. other	Other	Jan 31, 2008	Feb 6, 2008
Sam James Mineo	Whitehead Wealth Management, Inc. unclassified	Zions Capital Advisors, Inc. other	Other	Dec 31, 2007	May 24, 2007
Daniel Melvin Whitehead	Whitehead Wealth Management, Inc. unclassified	Zions Capital Advisors, Inc. other	Other	Dec 31, 2007	May 22, 2007
Richard James London	Wells Fargo Investments, LLC unclassified	Zions Capital Advisors, Inc. other	Other	Sep 5, 2007	Jan 11, 2008 (128 d)
Anthony Paul Satriano	Park Avenue Securities LLC other	Zions Capital Advisors, Inc. other	Other	Aug 20, 2007	Mar 19, 2008 (212 d)
Kristopher Kelly Watts	Banc Of America Investment Services, Inc. unclassified	Zions Capital Advisors, Inc. other	Other	May 8, 2007	May 3, 2007
William Burke Allred	Centara Capital Management Group, Inc. other	Zions Capital Advisors, Inc. other	Other	May 3, 2007	May 9, 2007
Cherie Jean Jolly	Allegis Advisors, Inc. unclassified	Zions Capital Advisors, Inc. other	Other	Apr 23, 2007	Sep 19, 2007 (149 d)
Douglas Legate Howard	Zions Direct, Inc. unclassified	Zions Capital Advisors, Inc. other	Other	Dec 31, 2006	Jan 12, 2006
Daniel Owen Palmer	Zions Direct, Inc. unclassified	Zions Capital Advisors, Inc. other	Other	Dec 31, 2006	Jan 8, 2007
Rhonda L Mills	Zions Direct, Inc. unclassified	Zions Capital Advisors, Inc. other	Other	Dec 31, 2006	Jan 5, 2007
Brian James Hays	Zions Direct, Inc. unclassified	Zions Capital Advisors, Inc. other	Other	Dec 31, 2006	Jan 5, 2007
Lynn Leroy Jackson	Zions Direct, Inc. unclassified	Zions Capital Advisors, Inc. other	Other	Dec 31, 2006	Jan 8, 2007
Mark Stephen Johnson	Zions Direct, Inc. unclassified	Zions Capital Advisors, Inc. other	Other	Dec 31, 2006	Jan 12, 2006
Shane Lee Rogers	Zions Direct, Inc. unclassified	Zions Capital Advisors, Inc. other	Other	Dec 31, 2006	Jan 8, 2007
Joseph Robert Rossi	Zions Direct, Inc. unclassified	Zions Capital Advisors, Inc. other	Other	Dec 31, 2006	Jan 8, 2007
Brian D Moore	Zions Direct, Inc. unclassified	Zions Capital Advisors, Inc. other	Other	Dec 31, 2006	Jan 12, 2006
Dee Denton Darrington	Zions Direct, Inc. unclassified	Zions Capital Advisors, Inc. other	Other	Dec 31, 2006	Jan 5, 2007
Robert Thompson	Zions Direct, Inc. unclassified	Zions Capital Advisors, Inc. other	Other	Dec 31, 2006	Jan 12, 2006
James Steven Rush	Amegy Investments, Inc. other	Zions Capital Advisors, Inc. other	Other	Dec 31, 2006	May 8, 2007 (128 d)
Joanna Sammy-Sasiene	Zions Direct, Inc. unclassified	Zions Capital Advisors, Inc. other	Other	Dec 31, 2006	Jan 8, 2007
Matthew Allen Taggart	Zions Direct, Inc. unclassified	Zions Capital Advisors, Inc. other	Other	Dec 31, 2006	Jan 8, 2007
Jason Mark Williams	Zions Direct, Inc. unclassified	Zions Capital Advisors, Inc. other	Other	Dec 31, 2006	Jan 8, 2007
Gabriel Dibildox	Zions Direct, Inc. unclassified	Zions Capital Advisors, Inc. other	Other	Dec 31, 2006	Jan 5, 2007
Gwen Marie Henson	Zions Direct, Inc. unclassified	Zions Capital Advisors, Inc. other	Other	Dec 31, 2006	Jan 5, 2007
Brian Ronald Nelson	Zions Direct, Inc. unclassified	Zions Capital Advisors, Inc. other	Other	Dec 31, 2006	Jan 8, 2007
Eric Allen Halvorsen	Zions Direct, Inc. unclassified	Zions Capital Advisors, Inc. other	Other	Dec 31, 2006	Jan 8, 2007

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74 moves match.