DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Cantella & Co., Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Elizabeth Christina Neuman | Neuman Capital Management, Inc. unclassified | Cantella & Co., Inc. other | Other | Sep 24, 2024 | Apr 29, 2011 |
| Derek D. Finney | Pnc Wealth Management BD affiliated | Cantella & Co., Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2022 | Nov 23, 2022 |
| Carol Ann Sumoski | Edward Jones national BD | Cantella & Co., Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 8, 2022 | Aug 8, 2022 |
| Todd Zangrilli | Wells Fargo Advisors wirehouse | Cantella & Co., Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | May 16, 2022 | Jun 9, 2022 |
| Steven Sabol | Raymond James Financial Services Advisors, Inc BD affiliated | Cantella & Co., Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2022 | May 11, 2022 (35 d) |
| Richard Charles Irr | Raymond James Financial Services Advisors, Inc BD affiliated | Cantella & Co., Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2022 | Mar 24, 2022 |
| Christopher Edward Crayton | Raymond James Financial Services Advisors, Inc BD affiliated | Cantella & Co., Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 4, 2022 | Apr 1, 2022 |
| Jordan R Lefko | Wells Fargo Advisors wirehouse | Cantella & Co., Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 2, 2021 | Mar 4, 2022 (214 d) |
| Leanna Ruth Naffziger | Ameriprise Financial Services, LLC national BD | Cantella & Co., Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2021 | Jun 15, 2021 |
| James Robert Barcomb | Ic Advisory Services, Inc. BD affiliated | Cantella & Co., Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 11, 2021 | Apr 8, 2021 |
| Timothy Jon Bellinger | Kms Financial Services, Inc BD affiliated | Cantella & Co., Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 16, 2020 | Oct 16, 2020 |
| Michael Alan Andrews | Kovack International Advisors Inc. independent RIA | Cantella & Co., Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 9, 2020 | Mar 2, 2021 (144 d) |
| James Michael Phelan | Cambridge Investment Research Advisors, Inc. BD affiliated | Cantella & Co., Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 9, 2020 | Aug 26, 2020 (48 d) |
| Robert J Link | Sb Advisory, LLC independent RIA | Cantella & Co., Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 17, 2020 | Dec 17, 2019 |
| William A Fochi | Northwestern Mutual Investment Services,LLC no RAUM | Cantella & Co., Inc. BD affiliated | Other | Mar 13, 2020 | Apr 21, 2020 (39 d) |
| Melody Vuicich Kump | Live Oak Investment Partners independent RIA | Cantella & Co., Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jan 10, 2020 | Jan 10, 2020 |
| Daniel Paul Melnyk | Edward Jones national BD | Cantella & Co., Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 12, 2019 | Jan 3, 2020 |
| Janelle L Aldridge | Osaic Wealth, Inc. BD affiliated | Cantella & Co., Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 14, 2019 | Nov 13, 2019 |
| Christine B Tang | Sb Advisory, LLC BD affiliated | Cantella & Co., Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2019 | Sep 5, 2019 |
| John Norman Bliss | Sb Advisory, LLC BD affiliated | Cantella & Co., Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2019 | Sep 9, 2019 |
| Mark William Menard | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cantella & Co., Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jul 17, 2019 | Jul 18, 2019 |
| Marc E Young | Signature Investment Advisors, LLC independent RIA | Cantella & Co., Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 17, 2019 | Nov 5, 2019 (111 d) |
| David Ryan Alves | Osaic Wealth, Inc. BD affiliated | Cantella & Co., Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 24, 2019 | Jun 4, 2019 |
| Elizabeth Stockwell | LPL Financial LLC independent RIA | Cantella & Co., Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 15, 2019 | Oct 27, 2020 (561 d) |
| Craig R Coker | Allstate Financial Advisors, LLC BD affiliated | Cantella & Co., Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 22, 2019 | Mar 21, 2019 |
| Taylor Caggiula | Signator Investors, Inc. BD affiliated | Cantella & Co., Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2018 | Nov 14, 2018 |
| Bryan M Rigg | Investment Advisors Corp BD affiliated | Cantella & Co., Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 19, 2018 | Oct 19, 2018 |
| G Miguel Alves | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cantella & Co., Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 18, 2018 | Oct 11, 2018 |
| Justin Patrick Emerick | Primerica Advisors national BD | Cantella & Co., Inc. BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2018 | Oct 12, 2018 |
| Matthew Hanby Guba | Signator Investors, Inc. BD affiliated | Cantella & Co., Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 19, 2018 | Jan 29, 2019 (132 d) |
| Maxwell Thomas Behnfield | Raymond James Financial Services Advisors, Inc BD affiliated | Cantella & Co., Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 12, 2018 | Sep 6, 2018 |
| Tristan Andrew King | UBS Financial Services Inc. wirehouse | Cantella & Co., Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 6, 2018 | Sep 7, 2018 |
| Ricardo Eduardo Harmsen | Wells Fargo Advisors wirehouse | Cantella & Co., Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 4, 2018 | Aug 29, 2018 |
| Kirk Badii | Raymond James Financial Services Advisors, Inc BD affiliated | Cantella & Co., Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 4, 2018 | Sep 5, 2018 |
| John Joseph Foltz | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cantella & Co., Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Aug 15, 2018 | Feb 12, 2020 (546 d) |
| Donald Patrick Skinner | Silicon Valley Securities, Inc. unclassified | Cantella & Co., Inc. BD affiliated | Other | Aug 1, 2018 | Jul 27, 2018 |
| Mark Edward Peetz | Silicon Valley Securities, Inc. unclassified | Cantella & Co., Inc. BD affiliated | Other | Aug 1, 2018 | Jul 27, 2018 |
| Michelle L. Marquez | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cantella & Co., Inc. other | Other | Jul 27, 2018 | Jun 27, 2018 |
| Jason Lee Ray Betts | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cantella & Co., Inc. other | Other | Jul 27, 2018 | Jun 27, 2018 |
| Mamie H Lai | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cantella & Co., Inc. other | Other | Jul 26, 2018 | Jun 27, 2018 |
| Leslie T Fong | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Cantella & Co., Inc. other | Other | Jul 26, 2018 | Jun 27, 2018 |
| Alan Lee Supp | Winslow, Evans & Crocker, Inc. independent RIA | Cantella & Co., Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 19, 2018 | Jul 26, 2018 |
| Lawrence William Nordmann | Raymond James Financial Services Advisors, Inc BD affiliated | Cantella & Co., Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 19, 2018 | Sep 4, 2018 (47 d) |
| James E Joly | Voya Financial Advisors, Inc. BD affiliated | Cantella & Co., Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2018 | Jul 27, 2018 |
| John Francis Dolan | Edward Jones national BD | Cantella & Co., Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2018 | Aug 15, 2018 (77 d) |
| Stephen Dale Calvert | Edward Jones national BD | Cantella & Co., Inc. other | Other | May 30, 2018 | May 25, 2018 |
| Sinan M Sammour | Morgan Stanley wirehouse | Cantella & Co., Inc. other | Other | Apr 4, 2018 | Apr 2, 2018 |
| Kelsey Lillian Strait | Commonwealth Financial Network national BD | Cantella & Co., Inc. other | Other | Apr 3, 2018 | Apr 13, 2018 |
| Bruce Stanley Jakiel | Edward Jones national BD | Cantella & Co., Inc. other | Other | Feb 27, 2018 | Apr 16, 2018 (48 d) |
| Ian Watson | Wells Fargo Advisors wirehouse | Cantella & Co., Inc. other | Other | Feb 5, 2018 | Feb 6, 2018 |
| Joanne Sturgill | Wells Fargo Advisors wirehouse | Cantella & Co., Inc. other | Other | Jan 29, 2018 | Jan 23, 2018 |
| David Hugh Bindelglass | Morgan Stanley wirehouse | Cantella & Co., Inc. other | Other | Jan 19, 2018 | Jan 19, 2018 |
| John Ware Moses | Bolton Global Asset Management other | Cantella & Co., Inc. other | Other | Dec 31, 2017 | Jan 29, 2018 |
| Allen John Devincent | LPL Financial LLC independent RIA | Cantella & Co., Inc. other | Other | Nov 10, 2017 | Nov 15, 2017 |
| Mark Adam Schiffenhaus | Detwiler Fenton Investment Management LLC other | Cantella & Co., Inc. other | Other | Oct 6, 2017 | Oct 11, 2017 |
| James Lawrence Cady | Oppenheimer & Co. Inc. other | Cantella & Co., Inc. other | Other | Sep 22, 2017 | Sep 25, 2017 |
| John Waldron Sullivan | Nesteggs, Inc. other | Cantella & Co., Inc. other | Other | May 25, 2017 | Feb 6, 2018 (257 d) |
| Evan Taejin Chung | J. W. Cole Advisors, Inc. other | Cantella & Co., Inc. other | Other | May 15, 2017 | Apr 28, 2017 |
| David Alan Farbman | Moors & Cabot, Inc other | Cantella & Co., Inc. other | Other | Mar 24, 2017 | Mar 27, 2017 |
| Brian D Addis | Edward Jones national BD | Cantella & Co., Inc. other | Other | Oct 21, 2016 | Dec 19, 2016 (59 d) |
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176 moves match.