DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Lakeside Wealth Management Group, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jennifer Erin San FillippoFirst Allied Advisory Services, Inc. BD affiliatedLakeside Wealth Management Group, LLC otherOtherNov 12, 2020Jan 10, 2018
Edward A CheathamRcm Wealth Advisors mixed wealthLakeside Wealth Management Group, LLC mixed wealthRIA to RIAApr 4, 2019Mar 13, 2019
Eugene Christopher YloStrategiq Financial Group, LLC independent RIALakeside Wealth Management Group, LLC mixed wealthRIA to RIADec 17, 2018Dec 12, 2018
Shanna Jean KehoeThe Wealth Consulting Group independent RIALakeside Wealth Management Group, LLC mixed wealthRIA to RIAJun 5, 2018May 17, 2018
Melinda Malek ReinekeWells Fargo Advisors wirehouseLakeside Wealth Management Group, LLC mixed wealthWirehouse to independent RIAJan 4, 2018Sep 14, 2018 (253 d)
Thomas Francis MuldowneyWells Fargo Advisors wirehouseLakeside Wealth Management Group, LLC otherOtherMar 9, 2017Mar 3, 2017
John Joseph MastersonLPL Financial LLC otherLakeside Wealth Management Group, LLC otherOtherJul 14, 2014Nov 18, 2014 (127 d)
Christopher James FrainAmeriprise Financial Services, LLC national BDLakeside Wealth Management Group, LLC otherOtherAug 5, 2013Dec 3, 2013 (120 d)
Craig Edward DraperStrategiq Financial Group, LLC otherLakeside Wealth Management Group, LLC otherOtherNov 2, 2012Nov 18, 2014 (746 d)
Aaron AdcockChase Investment Services Corp. otherLakeside Wealth Management Group, LLC otherOtherJan 6, 2012Feb 27, 2012 (52 d)
Joseph David GastaldiUvest Financial Services Group, Inc. unclassifiedLakeside Wealth Management Group, LLC otherOtherSep 10, 2009Mar 15, 2011 (551 d)
Keith Edward MaurerUBS Financial Services Inc. wirehouseLakeside Wealth Management Group, LLC otherOtherJun 17, 2009Jun 2, 2009
Joshua Peter KozelFirst Allied Advisory Services, Inc. otherLakeside Wealth Management Group, LLC otherOtherDec 31, 2007Apr 9, 2007
Mark William ChamberlainFfp Advisory Services Inc unclassifiedLakeside Wealth Management Group, LLC otherOtherJan 3, 2007May 8, 2006
Gerald Edward MangFfp Advisory Services Inc unclassifiedLakeside Wealth Management Group, LLC otherOtherJan 3, 2007Jun 2, 2006
Timothy David RiceFfp Advisory Services Inc unclassifiedLakeside Wealth Management Group, LLC otherOtherJan 3, 2007May 8, 2006
Gregory Paul FarrallFfp Advisory Services Inc unclassifiedLakeside Wealth Management Group, LLC otherOtherJan 3, 2007Jun 5, 2006
Jocelyn HibshmanFfp Advisory Services Inc unclassifiedLakeside Wealth Management Group, LLC otherOtherJan 3, 2007Jun 12, 2006
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18 moves match.