DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at William Joseph Capital Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Michael Joseph CharletonOsaic Wealth, Inc. BD affiliatedWilliam Joseph Capital Management, Inc. independent RIAAffiliated broker-dealer or bank to independent RIANov 19, 2025Nov 19, 2025
Adam Thomas DrinkwaterOsaic Wealth, Inc. BD affiliatedWilliam Joseph Capital Management, Inc. independent RIAAffiliated broker-dealer or bank to independent RIANov 19, 2025Nov 18, 2025
James Michael TuoheyGarland And Greenwood Wealth Advisors LLC state registeredWilliam Joseph Capital Management, Inc. independent RIAOtherOct 1, 2025Nov 5, 2025 (35 d)
Kimberly B SparksFirst Command Advisory Services BD affiliatedWilliam Joseph Capital Management, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJul 3, 2025Oct 22, 2025 (111 d)
Mark Daniel LablanceLablance Financial Group, LLC unclassifiedWilliam Joseph Capital Management, Inc. independent RIAOtherDec 16, 2024Dec 6, 2024
Edward Peter YetskoOsaic Wealth, Inc. BD affiliatedWilliam Joseph Capital Management, Inc. independent RIAAffiliated broker-dealer or bank to independent RIADec 2, 2024Nov 27, 2024
Brianna Leah SternkopfOsaic Wealth, Inc. BD affiliatedWilliam Joseph Capital Management, Inc. independent RIAAffiliated broker-dealer or bank to independent RIADec 2, 2024Nov 27, 2024
Jonathan D LeuchsOneamerica Securities, Inc. BD affiliatedWilliam Joseph Capital Management, Inc. independent RIAAffiliated broker-dealer or bank to independent RIASep 4, 2024Sep 6, 2024
Alexander F RascionatoGradient Advisors, LLC independent RIAWilliam Joseph Capital Management, Inc. independent RIARIA to RIAAug 5, 2024Aug 10, 2024
Jon D. TannerSummit Advisory Solutions, Ltd. unclassifiedWilliam Joseph Capital Management, Inc. independent RIAOtherJul 2, 2024Jul 2, 2024
Christopher R. Torres-GilbesBolmgren Retireplan, Inc. unclassifiedWilliam Joseph Capital Management, Inc. independent RIAOtherDec 31, 2023Jan 4, 2024
Justin Karl BolmgrenOrigin Investment Advisory LLC independent RIAWilliam Joseph Capital Management, Inc. independent RIARIA to RIAMar 15, 2023Jan 2, 2024 (293 d)
Steven F MinningerEtico Wealth Management LLC independent RIAWilliam Joseph Capital Management, Inc. independent RIARIA to RIAOct 25, 2022Oct 27, 2022
Jeffrey Frederick BauerCharles Schwab & Co., Inc. national BDWilliam Joseph Capital Management, Inc. independent RIAAffiliated broker-dealer or bank to independent RIADec 10, 2020Mar 23, 2021 (103 d)
Bianca Michelle NoiseuxLPL Financial LLC independent RIAWilliam Joseph Capital Management, Inc. independent RIARIA to RIAJul 30, 2018Apr 14, 2020 (624 d)
Joseph Elzie GossFairport Asset Management Corp state registeredWilliam Joseph Capital Management, Inc. independent RIAOtherJun 25, 2015Jun 23, 2015
Matthew Thomas SweeneyVirtus Investment Advisers, LLC otherWilliam Joseph Capital Management, Inc. independent RIAOtherApr 20, 2015Jun 23, 2015 (64 d)
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17 moves match.