DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Cincinnati Analysts, Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Daniel James Thill	Cincinnati Analysts, Inc other	Capital Analysts other	Other	Jun 27, 2012	Jun 25, 2012
James Francis Thomas	Cincinnati Analysts, Inc other	Superior Planning Wealth Management & Family Office no RAUM	Other	Jun 1, 2012	Jun 7, 2004
Neil Ray Waxman	Cincinnati Analysts, Inc other	Capital Advisors, Ltd., LLC other	Other	Jun 1, 2012	Jun 18, 2010
Dale Rubin	Cincinnati Analysts, Inc other	Capital Analysts other	Other	Jun 1, 2012	Jun 5, 2012
Donald Lee Moore	Cincinnati Analysts, Inc other	Capital Analysts BD affiliated	Other	Jun 1, 2012	Dec 13, 2023 (4212 d)
Mark Anthony Ciulla	Cincinnati Analysts, Inc other	Capital Advisors, Ltd., LLC other	Other	Jun 1, 2012	Jun 10, 2010
Jon Ryan Morgan	Cincinnati Analysts, Inc other	Capital Analysts other	Other	Jun 1, 2012	Jun 4, 2012
Gregory Giller Randall	Cincinnati Analysts, Inc other	Capital Analysts other	Other	Jun 1, 2012	Jun 5, 2012
Christopher Robert Housen	Cincinnati Analysts, Inc other	Housen Financial Group, Inc. other	Other	Jun 1, 2012	Jul 26, 2002
Paul Jude Conforti	Cincinnati Analysts, Inc other	Housen Financial Group, Inc. other	Other	Jun 1, 2012	Jul 26, 2002
Lyle Harley Cole	Cincinnati Analysts, Inc other	Capital Analysts other	Other	Jun 1, 2012	Jun 5, 2012
Patrick T (Mi Only) Hanratty	Cincinnati Analysts, Inc other	Capital Advisors, Ltd., LLC other	Other	Jun 1, 2012	Jun 18, 2010
Raymond Matthew Tropp	Cincinnati Analysts, Inc other	Capital Analysts other	Other	Jun 1, 2012	Jun 12, 2012
Todd Jeremy Wartman	Cincinnati Analysts, Inc other	Capital Analysts BD affiliated	Other	Jun 1, 2012	Jan 10, 2024 (4240 d)
Thomas Michael Genco	Cincinnati Analysts, Inc other	Capital Analysts other	Other	Jun 1, 2012	Jun 5, 2012
John Milo Overstreet	Cincinnati Analysts, Inc other	Capital Analysts other	Other	Jun 1, 2012	Jun 5, 2012
Lynne Broza	Cincinnati Analysts, Inc other	C & G Financial, LLC state registered	Other	Jun 1, 2012	Oct 2, 2002
Deborah Lynn George	Cincinnati Analysts, Inc other	Capital Analysts other	Other	Jun 1, 2012	Jun 5, 2012
Marya Changizi Young	Cincinnati Analysts, Inc other	Capital Analysts other	Other	Jun 1, 2012	Dec 6, 2012 (188 d)
Robert Michael Holub	Cincinnati Analysts, Inc other	Capital Advisors, Ltd., LLC other	Other	Jun 1, 2012	Jun 11, 2010
Todd Alexander Bragg	Cincinnati Analysts, Inc other	Capital Analysts other	Other	Jun 1, 2012	Aug 27, 2012 (87 d)
Zachary Alan Abrams	Cincinnati Analysts, Inc other	Capital Advisors, Ltd., LLC other	Other	Jun 1, 2012	Jun 17, 2010
Lewis Dorian Shore	Cincinnati Analysts, Inc other	Capital Analysts other	Other	Jun 1, 2012	Jun 12, 2012
William James Schretter	Cincinnati Analysts, Inc other	Raymond James Financial Services Advisors, Inc other	Other	May 31, 2012	Jun 7, 2012
Bradford Winton	Cincinnati Analysts, Inc other	Citigroup Global Markets Inc. other	Other	Apr 20, 2012	May 1, 2012
David Robbins Jernigan	Cincinnati Analysts, Inc other	Oneamerica Securities, Inc. other	Other	Mar 1, 2012	Mar 2, 2012
Roseann Marie Divincenzo	Cincinnati Analysts, Inc other	Raymond James Financial Services Advisors, Inc other	Other	Feb 9, 2012	Sep 25, 2012 (229 d)
Bruce Walter Beyer	Cincinnati Analysts, Inc other	Cambridge Investment Research Advisors, Inc. other	Other	Dec 22, 2011	Dec 21, 2011
Jon David Rothenberg	Cincinnati Analysts, Inc other	LPL Financial LLC other	Other	Nov 18, 2011	Nov 21, 2011
Joseph John Gormley	Cincinnati Analysts, Inc other	World Advisory Services other	Other	Nov 15, 2011	Dec 22, 2011 (37 d)
William A Boggs	Cincinnati Analysts, Inc other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Aug 10, 2011	Sep 7, 2011
James Andrew Barnash	Cincinnati Analysts, Inc other	Nfsg Corporation other	Other	Jun 9, 2011	Aug 13, 2012 (431 d)
Michael Eric Wegener	Cincinnati Analysts, Inc other	Wells Fargo Advisors wirehouse	Other	Sep 30, 2010	Oct 1, 2010
Kimberly Rae Garrett	Cincinnati Analysts, Inc other	Edward Jones national BD	Other	Sep 13, 2010	Sep 10, 2010
Douglas Edward Baim	Cincinnati Analysts, Inc other	LPL Financial LLC other	Other	May 18, 2010	May 18, 2010
Gerard Thomas Oloughlin	Cincinnati Analysts, Inc other	Larimer Capital Corporation other	Other	Apr 27, 2010	May 3, 2010
Frank John Cariola	Cincinnati Analysts, Inc other	On Investment Management Co other	Other	Apr 13, 2010	Apr 15, 2010
Joseph John Braut	Cincinnati Analysts, Inc other	Cadaret Grant & Co Inc other	Other	Mar 2, 2010	Mar 2, 2010
Joseph Dewar Mcgoldrick	Cincinnati Analysts, Inc other	Transamerica Financial Advisors, LLC other	Other	Feb 17, 2010	Feb 16, 2010
Michael Mervin Murry	Cincinnati Analysts, Inc other	Msi Financial Services, Inc. other	Other	Dec 3, 2009	Oct 5, 2011 (671 d)
Troy Edward Woods	Cincinnati Analysts, Inc other	Ameritas Advisory Services other	Other	Oct 27, 2009	Nov 13, 2009
Mindy Suzanne Helfrich	Cincinnati Analysts, Inc other	Ameritas Advisory Services other	Other	Oct 27, 2009	Nov 6, 2009
Jonathan Scott Merckens	Cincinnati Analysts, Inc other	Esi Financial Advisors other	Other	Aug 26, 2009	Sep 10, 2009
Adam Bernard Strouse	Cincinnati Analysts, Inc other	Cambridge Investment Research Advisors, Inc. other	Other	Aug 17, 2009	Aug 17, 2009
Barbara Anderson Glover	Cincinnati Analysts, Inc other	Money Concepts Advisory Service other	Other	Aug 4, 2009	Aug 11, 2009
Joseph Andrew Marciano	Cincinnati Analysts, Inc other	Cambridge Investment Research Advisors, Inc. other	Other	Jul 6, 2009	Jul 7, 2009
Michael Eugene Marciano	Cincinnati Analysts, Inc other	Cambridge Investment Research Advisors, Inc. other	Other	Jul 6, 2009	Jul 6, 2009
William Gerard Renye	Cincinnati Analysts, Inc other	Cambridge Investment Research Advisors, Inc. other	Other	Jul 6, 2009	Mar 20, 2017 (2814 d)
John Mcnamara Egan	Cincinnati Analysts, Inc other	Jm Egan Wealth Advisors, LLC other	Other	Jun 2, 2009	Jul 1, 2002
Janet Santa Sherry	Cincinnati Analysts, Inc other	Jm Egan Wealth Advisors, LLC other	Other	Jun 2, 2009	Jan 24, 2006
Robert John Bucci	Cincinnati Analysts, Inc other	Triad Advisors, LLC other	Other	May 29, 2009	May 29, 2009
Guy William Keefer	Cincinnati Analysts, Inc other	Investors Capital Advisory other	Other	May 15, 2009	May 18, 2009
Kevin Michael Brown	Cincinnati Analysts, Inc other	Investors Capital Advisory other	Other	May 15, 2009	May 18, 2009
Peter Thomas Kisver	Cincinnati Analysts, Inc other	Investors Capital Advisory other	Other	May 15, 2009	May 15, 2009
Therese Michelle O'Connell	Cincinnati Analysts, Inc other	Securities America Advisors, Inc. other	Other	May 12, 2009	May 13, 2009
Cristina Gomez Lipson	Cincinnati Analysts, Inc other	H. Beck, Inc. other	Other	Apr 7, 2009	Apr 28, 2009
Ned Tufekcic	Cincinnati Analysts, Inc other	Cambridge Investment Research Advisors, Inc. other	Other	Mar 10, 2009	Mar 13, 2009
Rabinder Singh Sekhon	Cincinnati Analysts, Inc other	Cetera Investment Advisers LLC other	Other	Feb 3, 2009	Feb 4, 2009
Tennyson Calvin Shifley	Cincinnati Analysts, Inc other	Cambridge Investment Research Advisors, Inc. other	Other	Dec 31, 2008	Jan 2, 2009
George Gerard Cassiere	Cincinnati Analysts, Inc other	Pace Financial Group, LLC state registered	Other	Dec 31, 2008	Dec 13, 2010 (712 d)

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107 moves match.