DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Cincinnati Analysts, Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Christopher Alan Lukas	Housen Financial Group, Inc. other	Cincinnati Analysts, Inc other	Other	Jul 21, 2014	Dec 18, 2007
Christopher Shawn Ramsey	Sanders Morris LLC other	Cincinnati Analysts, Inc other	Other	Jan 30, 2012	Jan 27, 2012
Ray W Stanley	Sanders Morris LLC other	Cincinnati Analysts, Inc other	Other	Jan 30, 2012	Jan 27, 2012
Pamela Heidi Friedman	Austin Asset other	Cincinnati Analysts, Inc other	Other	Jan 3, 2012	Feb 7, 2012 (35 d)
Ryan Matthew Day	Knox Capital Advisors, LLC other	Cincinnati Analysts, Inc other	Other	Nov 18, 2011	Dec 22, 2011 (34 d)
Jon Ryan Morgan	Fsc Securities Corporation other	Cincinnati Analysts, Inc other	Other	May 2, 2011	May 3, 2011
Marya Changizi Young	Fsc Securities Corporation other	Cincinnati Analysts, Inc other	Other	May 2, 2011	May 3, 2011
Lewis Dorian Shore	Fsc Securities Corporation other	Cincinnati Analysts, Inc other	Other	May 2, 2011	May 3, 2011
Robert William Shaw	Langdon Shaw Associates, Inc. unclassified	Cincinnati Analysts, Inc other	Other	Nov 24, 2010	Sep 7, 2010
Emily Bost Nilsson	Msi Financial Services, Inc. other	Cincinnati Analysts, Inc other	Other	Jul 7, 2010	Aug 9, 2010 (33 d)
Dale Rubin	Sanders Morris LLC other	Cincinnati Analysts, Inc other	Other	May 21, 2010	Apr 26, 2010
Gregory Giller Randall	Sanders Morris LLC other	Cincinnati Analysts, Inc other	Other	May 21, 2010	Apr 26, 2010
David George Olson	Sanders Morris LLC other	Cincinnati Analysts, Inc other	Other	May 21, 2010	Apr 26, 2010
Roseann Marie Divincenzo	Sanders Morris LLC other	Cincinnati Analysts, Inc other	Other	May 21, 2010	Apr 26, 2010
Dean Dirk Weemhoff	Sanders Morris LLC other	Cincinnati Analysts, Inc other	Other	May 21, 2010	Apr 26, 2010
Daniel L Bonder	Sanders Morris LLC other	Cincinnati Analysts, Inc other	Other	May 21, 2010	Apr 26, 2010
Raymond Matthew Tropp	Sanders Morris LLC other	Cincinnati Analysts, Inc other	Other	May 21, 2010	Apr 26, 2010
Thomas Michael Genco	Sanders Morris LLC other	Cincinnati Analysts, Inc other	Other	May 21, 2010	Apr 26, 2010
Jeremy Scott Clark	Sanders Morris LLC other	Cincinnati Analysts, Inc other	Other	May 21, 2010	Apr 26, 2010
Deborah Lynn George	Sanders Morris LLC other	Cincinnati Analysts, Inc other	Other	May 21, 2010	Apr 26, 2010
Bryan Joseph Costin	Sanders Morris LLC other	Cincinnati Analysts, Inc other	Other	May 21, 2010	Apr 26, 2010
Karyn Pistone	Sanders Morris LLC other	Cincinnati Analysts, Inc other	Other	May 21, 2010	Apr 28, 2010
Jaemin Jasmine Sim	Equitable Advisors, LLC national BD	Cincinnati Analysts, Inc other	Other	Dec 7, 2009	Dec 8, 2009
John Matthew Gergurich	Avantax Advisory Services other	Cincinnati Analysts, Inc other	Other	Sep 24, 2009	Sep 25, 2009
William A Boggs	Securian Financial Services, Inc. other	Cincinnati Analysts, Inc other	Other	Sep 2, 2009	Aug 27, 2010 (359 d)
Bill Emory Thompson	LPL Financial LLC other	Cincinnati Analysts, Inc other	Other	Jul 16, 2009	Jul 27, 2009
Niccolo Alfred Gonzales	Ameriprise Financial Services, LLC national BD	Cincinnati Analysts, Inc other	Other	Jul 8, 2009	Jan 12, 2011 (553 d)
Angel F Duncan	Wells Fargo Advisors wirehouse	Cincinnati Analysts, Inc other	Other	Mar 11, 2009	Jan 13, 2011 (673 d)
James Andrew Barnash	Ameriprise Financial Services, LLC national BD	Cincinnati Analysts, Inc other	Other	Mar 9, 2009	Jul 9, 2010 (487 d)
Bradford Winton	Morgan Stanley & Co. LLC unclassified	Cincinnati Analysts, Inc other	Other	Mar 2, 2009	Mar 11, 2009
Michael Mervin Murry	Touchstone Advisors Inc other	Cincinnati Analysts, Inc other	Other	Feb 10, 2009	Feb 19, 2009
Peter William Crimmins	MML Investors Services, LLC other	Cincinnati Analysts, Inc other	Other	Feb 5, 2009	Jan 27, 2009
Joseph Lee Wilder	Securian Financial Services, Inc. other	Cincinnati Analysts, Inc other	Other	Jan 12, 2009	May 14, 2009 (122 d)
William Gerard Renye	Rittenhouse Asset Management, Inc. unclassified	Cincinnati Analysts, Inc other	Other	Dec 31, 2008	Apr 14, 2009 (104 d)
Jeffrey Randall Wiyninger	Osaic Fa, Inc. other	Cincinnati Analysts, Inc other	Other	Dec 17, 2008	Mar 20, 2009 (93 d)
Cristina Gomez Lipson	Ameriprise Financial Services, LLC national BD	Cincinnati Analysts, Inc other	Other	Nov 17, 2008	Dec 2, 2008
Frank John Cariola	Eagle Strategies LLC other	Cincinnati Analysts, Inc other	Other	Nov 5, 2008	Jan 12, 2009 (68 d)
Joseph John Braut	Invest Financial Corporation other	Cincinnati Analysts, Inc other	Other	Sep 30, 2008	Jan 12, 2009 (104 d)
Marc L Laureano	Natcity Investments, Inc. unclassified	Cincinnati Analysts, Inc other	Other	Jun 30, 2008	Jul 3, 2008
Richard Gerard Lewis	Osaic Fs, Inc. other	Cincinnati Analysts, Inc other	Other	Jun 25, 2008	Jul 17, 2008
William John Roth	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Cincinnati Analysts, Inc other	Other	Apr 1, 2008	Apr 28, 2008
Joseph August Frederick	Wharton Equity Corporation unclassified	Cincinnati Analysts, Inc other	Other	Oct 2, 2007	Jul 11, 2008 (283 d)
William James Schretter	Northwestern Mutual Investment Services,LLC other	Cincinnati Analysts, Inc other	Other	Aug 31, 2007	Sep 19, 2007
Todd Jeremy Wartman	Fifth Third Securities, Inc. other	Cincinnati Analysts, Inc other	Other	Aug 24, 2007	Sep 7, 2007
Trisha Lynn Fountain	Fifth Third Securities, Inc. other	Cincinnati Analysts, Inc other	Other	Aug 9, 2007	Sep 10, 2007 (32 d)
Jason James Perez	Morgan Stanley & Co. LLC unclassified	Cincinnati Analysts, Inc other	Other	Jul 2, 2007	Jul 9, 2007
Douglas Richard Evernham	Signal Capital Management,Inc. unclassified	Cincinnati Analysts, Inc other	Other	Jun 29, 2007	Dec 10, 2008 (530 d)
Dianne Yeuk-Ha Woon	Waddell & Reed other	Cincinnati Analysts, Inc other	Other	Feb 5, 2007	Feb 2, 2007
George Gerard Cassiere	Pace Financial Group, LLC state registered	Cincinnati Analysts, Inc other	Other	Dec 12, 2006	Jan 14, 2008 (398 d)
Kevin Richard Zemann	Securities America Advisors, Inc. other	Cincinnati Analysts, Inc other	Other	Oct 17, 2006	Dec 18, 2006 (62 d)
William Westley James	T. Rowe Price Advisory Services, Inc. no RAUM	Cincinnati Analysts, Inc other	Other	Sep 28, 2006	Oct 12, 2006
Zohreh Ghaissari	Waterstone Financial Group, Inc. unclassified	Cincinnati Analysts, Inc other	Other	Sep 20, 2006	Sep 25, 2006
Victor Simon	H. Beck, Inc. other	Cincinnati Analysts, Inc other	Other	Sep 6, 2006	Sep 7, 2006
Timothy Michael Hamilton	Summit Financial Strategies Inc other	Cincinnati Analysts, Inc other	Other	Aug 17, 2006	Apr 29, 2011 (1716 d)
Peter Thomas Kisver	Bcg Securities, Inc. other	Cincinnati Analysts, Inc other	Other	Jul 17, 2006	May 30, 2008 (683 d)
Sean Riley Eldred	Citigroup Global Markets Inc. other	Cincinnati Analysts, Inc other	Other	May 24, 2006	Apr 19, 2012 (2157 d)
Hugh Boyce Roberts	Osaic Fa, Inc. other	Cincinnati Analysts, Inc other	Other	May 2, 2006	May 2, 2006
Daniel James Thill	Osaic Fa, Inc. other	Cincinnati Analysts, Inc other	Other	May 2, 2006	May 11, 2006
David John Ciambella	Osaic Fa, Inc. other	Cincinnati Analysts, Inc other	Other	May 2, 2006	May 11, 2006
Loyd Hildres Rawls	Osaic Fa, Inc. other	Cincinnati Analysts, Inc other	Other	May 2, 2006	May 11, 2006

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89 moves match.