DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
9,811 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Elk River Wealth Management LLC CRD 307263 | Denver, CO | independent RIA | $971M | 92% | 1 | $971M | 2 | 0 |
| The Arkansas Financial Group, Inc. CRD 104808 | Little Rock, AR | independent RIA | $971M | 99% | 5 | $194M | 0 | 0 |
| Scott Capital Partners CRD 332026 | London, | independent RIA | $971M | 99% | 1 | $971M | 0 | 0 |
| B•••••• C•••••• CRD 173563 | Weatherford, TX | independent RIA | $970M | 73% | 19 | $51.0M | 3 | 0 |
| C•••••• C•••••• A••••••• CRD 330834 | Troy, MI | independent RIA | $969M | 81% | 9 | $108M | 0 | 0 |
| L•••••••• A•••••••• L•• CRD 288255 | Grand Rapids, MI | independent RIA | $967M | 93% | 43 | $22.5M | 36 | 0 |
| A•••••• C•••••• M••••••••• I•• CRD 110696 | Wilmington, DE | mixed wealth | $966M | 29% | 3 | $322M | 0 | 4 |
| U••••• W•••••• L•• CRD 312462 | Tampa, FL | independent RIA | $966M | 95% | 14 | $69.0M | 1 | 0 |
| H•••••• C•••••• P•••••••• L•• CRD 305850 | Rogers, AR | independent RIA | $965M | 64% | 5 | $193M | 0 | 0 |
| G•••• • W••••• I•• CRD 110761 | New York, NY | independent RIA | $964M | 95% | 0 | Not computed | 0 | 0 |
| A•• I••••••••• M••••••••• I•• CRD 106321 | Kendallville, IN | mixed wealth | $964M | 33% | 4 | $241M | 0 | 0 |
| I••••••••• W••••• S•••••••• L•• CRD 300403 | Austin, TX | independent RIA | $961M | 100% | 6 | $160M | 1 | 0 |
| T•• P•••••• C••••• F•• F•••••••• S••••••• CRD 104557 | Danville, CA | independent RIA | $961M | 100% | 5 | $192M | 4 | 0 |
| T••••••••• P•••••••• L•• CRD 283478 | Brentwood, TN | independent RIA | $960M | 98% | 7 | $137M | 0 | 0 |
| R•••• • Y• I••••••••• A•••••••• L•• CRD 109258 | Eugene, OR | independent RIA | $959M | 93% | 10 | $95.9M | 3 | 0 |
| M•••••• W••••• M••••••••• CRD 325523 | Brooklyn, NY | independent RIA | $959M | 97% | 38 | $25.2M | 19 | 0 |
| L•••••• R••••• I••••••••• A•••••••• P••••••• CRD 116891 | Yakima, WA | independent RIA | $958M | 94% | 9 | $106M | 2 | 0 |
| C••••••• A••••••••• I•• CRD 104681 | St. Louis, MO | independent RIA | $958M | 97% | 4 | $240M | 1 | 0 |
| P•••••• F••••• O•••••• L•• CRD 142856 | North Miami Beach, FL | mixed wealth | $957M | 25% | 4 | $239M | 0 | 0 |
| M•• F•••••••• CRD 168333 | Houston, TX | independent RIA | $956M | 100% | 6 | $159M | 0 | 0 |
| B•••••• C•••••• P•••••• L•••••• CRD 327612 | Mumbai, | independent RIA | $955M | 79% | 0 | Not computed | 0 | 3 |
| T••••• F••••• O•••••• I••• CRD 106079 | Newport Beach, CA | independent RIA | $954M | 88% | 6 | $159M | 0 | 0 |
| S••• C••••••• I••• CRD 286688 | Greenbrae, CA | mixed wealth | $953M | 24% | 2 | $477M | 0 | 0 |
| B•••••• I••••••••• G•••• CRD 107671 | Atlanta, GA | independent RIA | $953M | 95% | 3 | $318M | 0 | 0 |
| D••• R••• • C••••••• L•• CRD 188512 | Pittsburgh, PA | independent RIA | $952M | 90% | 15 | $63.5M | 1 | 0 |
| M•••••• J•••• V•• CRD 335035 | independent RIA | $952M | 99% | 1 | $952M | 0 | 0 | |
| L••••• F•••••••• S••••••••• L•• CRD 283553 | Overland Park, KS | independent RIA | $952M | 81% | 13 | $73.2M | 0 | 0 |
| C••••••••• P••••••• G•••• CRD 307189 | Fairfield, NJ | independent RIA | $952M | 81% | 23 | $41.4M | 7 | 0 |
| A••••••• F•••••••• A•••••••• L••• CRD 115824 | Marietta, GA | independent RIA | $950M | 98% | 2 | $475M | 0 | 0 |
| B••••••• W••••• M••••••••• CRD 287487 | San Mateo, CA | independent RIA | $950M | 99% | 6 | $158M | 5 | 0 |
| R•••••• • C•••••• A•••••••• L•• CRD 128093 | New York, NY | mixed wealth | $950M | 38% | 4 | $237M | 0 | 4 |
| S•• A••••••• S•••••••• L•• CRD 137872 | Columbus, IN | independent RIA | $949M | 76% | 7 | $136M | 0 | 0 |
| T•• M••••• F•••••••• G••••• L•• CRD 109816 | Chicago, IL | independent RIA | $949M | 98% | 9 | $105M | 1 | 0 |
| D•••••• W••••• P•••••••• L•• CRD 171346 | Tavares, FL | independent RIA | $947M | 100% | 16 | $59.2M | 4 | 0 |
| A••••• A•••• M••••••••• CRD 107980 | Aurora, OR | independent RIA | $946M | 52% | 6 | $158M | 0 | 0 |
| A••••••• I••••••••• P••••••• CRD 282428 | Newtown Square, PA | independent RIA | $946M | 75% | 14 | $67.6M | 3 | 5 |
| L•••••••• I••••••••• I••• CRD 22471 | Ashton, MD | independent RIA | $943M | 85% | 6 | $157M | 0 | 0 |
| A•••••• A•••••••• L•• CRD 114238 | Pittsford, NY | independent RIA | $943M | 86% | 2 | $471M | 0 | 0 |
| E• W••••• M••••••••• CRD 291033 | independent RIA | $942M | 100% | 9 | $105M | 11 | 0 | |
| H•• W••••• CRD 106158 | San Rafael, CA | independent RIA | $942M | 89% | 4 | $235M | 0 | 0 |
| D••••••••• I••••••••• L••••• CRD 114614 | Waco, TX | independent RIA | $942M | 62% | 8 | $118M | 0 | 0 |
| E•••••• A•••••••• L•• CRD 305125 | Bellevue, WA | independent RIA | $941M | 100% | 4 | $235M | 0 | 0 |
| F•••• A••••••••• I•• CRD 107562 | Troy, NY | independent RIA | $941M | 96% | 3 | $314M | 0 | 0 |
| R••••• A••••••••• CRD 110235 | Alamo, CA | independent RIA | $940M | 96% | 1 | $940M | 0 | 0 |
| B••••••••• • F•••••• L•• CRD 104795 | Solana Beach, CA | independent RIA | $940M | 97% | 10 | $94.0M | 0 | 0 |
| A•••••••• C•••••• A•••••••• I••• CRD 109518 | Houston, TX | independent RIA | $939M | 71% | 9 | $104M | 0 | 0 |
| R••••••• G•••• • C•• CRD 109792 | Deerfield, IL | independent RIA | $938M | 77% | 5 | $188M | 0 | 0 |
| S••••••••• P•••••• L•• CRD 325434 | Northville, MI | independent RIA | $937M | 94% | 3 | $312M | 1 | 0 |
| H••••••• I••••••••• C••••••••• CRD 106923 | Winnetka, IL | independent RIA | $935M | 76% | 3 | $312M | 0 | 0 |
| F•••••••• S•••••••• A••••••• G•••• CRD 125218 | Chicago, IL | independent RIA | $935M | 96% | 8 | $117M | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.