DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
9,811 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Crane & Associates Wealth Management CRD 314432 | Fullerton, CA | independent RIA | $935M | 79% | 3 | $312M | 0 | 0 |
| Uniting Wealth Partners CRD 332317 | Denver, CO | independent RIA | $935M | 85% | 16 | $58.4M | 5 | 0 |
| Johnson Bixby CRD 310839 | Vancouver, WA | independent RIA | $934M | 100% | 13 | $71.8M | 0 | 0 |
| M••••••• P•••••• I••••••••• A•••••••• L•• CRD 104749 | Boise, ID | independent RIA | $934M | 89% | 5 | $187M | 0 | 0 |
| S•• W••••• M••••••••• CRD 112142 | Tucson, AZ | independent RIA | $933M | 81% | 8 | $117M | 1 | 0 |
| E•••••••• C•••••• M••••••••• L•• CRD 128856 | New York, NY | independent RIA | $933M | 81% | 1 | $933M | 1 | 0 |
| L••• CRD 146829 | Bloomfield Hills, MI | independent RIA | $932M | 81% | 4 | $233M | 2 | 0 |
| J• S•••• S•••••• A•••• M••••••••• ••••• A••••••• L•• CRD 292433 | Geneva, | independent RIA | $932M | 94% | 0 | Not computed | 1 | 0 |
| P•••••• I••••••••• W••••• A•••••••• L•• CRD 288641 | Leawood, KS | independent RIA | $932M | 71% | 29 | $32.1M | 2 | 1 |
| F••••• F•••••••• G••••• I••• CRD 126524 | Melville, NY | independent RIA | $932M | 99% | 6 | $155M | 4 | 0 |
| P•• W••••• M••••••••• CRD 290977 | Overland Park, KS | independent RIA | $931M | 95% | 18 | $51.7M | 6 | 0 |
| S•• I••••••••• G•••• L•• CRD 134001 | Hartford, CT | independent RIA | $931M | 98% | 8 | $116M | 0 | 0 |
| B••••••• S••••••••• C•••• CRD 3875 | Rochester, NY | independent RIA | $931M | 97% | 22 | $42.3M | 2 | 0 |
| P•• W••••• M••••••••• CRD 297517 | Alpharetta, GA | independent RIA | $931M | 95% | 7 | $133M | 6 | 0 |
| R• C•••••• M••••••••• L•• CRD 125678 | Reno, NV | independent RIA | $931M | 94% | 14 | $66.5M | 11 | 0 |
| S••••••• A•••• M••••••• L••••• CRD 109939 | Pasadena, CA | independent RIA | $930M | 89% | 11 | $84.6M | 2 | 2 |
| S••••••••• P•••••••• L•• CRD 328503 | Braintree, MA | independent RIA | $930M | 99% | 5 | $186M | 0 | 0 |
| W••• C•••••• P•••••••• L•• CRD 299194 | Wayne, PA | independent RIA | $930M | 100% | 11 | $84.5M | 1 | 0 |
| I••••••••• A••••••• G•••• L•• CRD 121060 | Shelton, CT | independent RIA | $930M | 88% | 11 | $84.5M | 4 | 0 |
| G•••••• F•••••••• M••••••••• I•• CRD 107218 | Fort Wayne, IN | independent RIA | $929M | 100% | 6 | $155M | 0 | 0 |
| C••••• W••••• A•••••••• L•• CRD 306343 | Shawnee, KS | independent RIA | $929M | 93% | 8 | $116M | 0 | 7 |
| M••••••• C•••••• I••••••••• A••••••• I•• CRD 156660 | Westminster, CO | independent RIA | $929M | 100% | 16 | $58.1M | 4 | 0 |
| O•• M•••••• I••••••••• C••••••• L•• CRD 140381 | Traverse City, MI | independent RIA | $929M | 93% | 8 | $116M | 2 | 0 |
| V•••••• P•••••• W•••••• L••• CRD 305266 | Dallas, TX | independent RIA | $929M | 96% | 6 | $155M | 0 | 0 |
| R••••••••• A••••••• CRD 298390 | Wilmington, DE | independent RIA | $928M | 89% | 11 | $84.4M | 1 | 0 |
| G•••• J••••••• W••••• A••••••• CRD 120141 | Owings Mills, MD | independent RIA | $928M | 100% | 10 | $92.8M | 0 | 0 |
| S•••••••• F•••••••• C•••••••• L•• CRD 141849 | San Antonio, TX | independent RIA | $928M | 81% | 40 | $23.2M | 24 | 0 |
| T••••••• C•••••• A•••••••• L•• CRD 317391 | Northbrook, IL | independent RIA | $927M | 100% | 3 | $309M | 0 | 0 |
| L••••• C••••••• L•• CRD 167238 | Houston, TX | mixed wealth | $927M | 42% | 4 | $232M | 0 | 2 |
| T•• A••••••• R••••••• G••••• L•• CRD 290110 | Tulsa, OK | independent RIA | $927M | 100% | 8 | $116M | 3 | 0 |
| S•••••••• F•••••••• S••••••••• I••• CRD 306217 | El Dorado Hills, CA | independent RIA | $926M | 60% | 11 | $84.2M | 1 | 0 |
| S••••••• F•••••••• C••••••••• L•• CRD 112227 | Littleton, CO | independent RIA | $926M | 99% | 3 | $309M | 0 | 0 |
| C•••• C••••••• L•• CRD 173822 | Lakeway, TX | independent RIA | $925M | 100% | 6 | $154M | 3 | 0 |
| K••••• W••••• A••••••• CRD 111610 | Victoria, TX | independent RIA | $923M | 95% | 7 | $132M | 0 | 0 |
| L••••• W••••• A•••••••• L•• CRD 326117 | North Miami Beach, FL | independent RIA | $923M | 99% | 4 | $231M | 5 | 0 |
| K•••••• M••••••• W••••• M••••••••• L•• CRD 292600 | Salem, OR | independent RIA | $922M | 87% | 8 | $115M | 0 | 0 |
| P•••••••• G••••• A•••• M••••••••• L•• CRD 146644 | P••••••••, NJ | independent RIA | $921M | 96% | 21 | $43.9M | 0 | 0 |
| C••••••••• I••••••••• A••••••• CRD 111656 | Westport, CT | mixed wealth | $921M | 49% | 3 | $307M | 0 | 0 |
| F••••••• C•••••• M••••••••• L•• CRD 118853 | Hartford, CT | independent RIA | $920M | 97% | 4 | $230M | 0 | 0 |
| H•••• • G••••• W••••• M••••••••• L•• CRD 297368 | Portland, OR | independent RIA | $920M | 92% | 4 | $230M | 1 | 0 |
| O•• R••• L•• CRD 246788 | independent RIA | $920M | 99% | 2 | $460M | 1 | 0 | |
| W•••• L••••••••• I••••••••• M••••••••• I••• CRD 108030 | independent RIA | $919M | 100% | 6 | $153M | 1 | 0 | |
| R••••• • R•••••• W••••• A•••••••• I••• CRD 116251 | Celebration, FL | independent RIA | $918M | 100% | 4 | $230M | 1 | 0 |
| M••• A•• A••••••••• CRD 158338 | Modesto, CA | independent RIA | $917M | 95% | 5 | $183M | 0 | 0 |
| R•••• C•••••• CRD 152662 | Mesa, AZ | independent RIA | $917M | 75% | 2 | $459M | 1 | 2 |
| D••••• • A••••••••• I•• CRD 104662 | Jackson, MI | independent RIA | $916M | 86% | 4 | $229M | 0 | 0 |
| C•••••• P•••• • C••••••• L••••• CRD 104864 | New York, NY | independent RIA | $916M | 73% | 1 | $916M | 0 | 1 |
| G•••••• F•••••••• C••••••••• CRD 114637 | Houston, TX | independent RIA | $916M | 94% | 19 | $48.2M | 0 | 0 |
| O•• W••• I••••••••• M••••••••• L•• CRD 148343 | Los Angeles, CA | mixed wealth | $916M | 37% | 1 | $916M | 0 | 3 |
| S••••••••• I••••••••• A••••••• L•• CRD 124636 | Providence, RI | independent RIA | $915M | 99% | 6 | $152M | 1 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.