DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
9,811 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Fourpoints Investment Managers S.A.S CRD 164612 | Paris, | mixed wealth | $490M | 47% | 0 | Not computed | 0 | 0 |
| Montgomery Investment Management Inc CRD 105417 | Rockville, MD | independent RIA | $490M | 100% | 2 | $245M | 2 | 0 |
| Marquis Wealth Management Group CRD 116604 | Fort Myers, FL | independent RIA | $489M | 95% | 6 | $81.5M | 0 | 0 |
| I••• F•••••••• L•• CRD 106682 | Northbrook, IL | independent RIA | $489M | 94% | 4 | $122M | 0 | 3 |
| I•••• F•••••••• S•••••••• I••• CRD 136925 | Little Rock, AR | independent RIA | $489M | 90% | 9 | $54.3M | 2 | 0 |
| P••••••• P••••••• L•• CRD 328865 | Overland Park, KS | mixed wealth | $489M | 23% | 5 | $97.8M | 0 | 0 |
| O•• D••••• A•••••••• I••• CRD 170392 | San Diego, CA | independent RIA | $489M | 98% | 7 | $69.9M | 0 | 0 |
| W••• T••••• F•••••••• CRD 298793 | Boise, ID | independent RIA | $489M | 94% | 5 | $97.8M | 0 | 0 |
| A•••• C•••• C•••••• L•• CRD 325809 | Fort Collins, CO | independent RIA | $489M | 97% | 4 | $122M | 0 | 0 |
| G•••••• W••••• A•••••••• L•• CRD 281775 | Mill Valley, CA | independent RIA | $489M | 100% | 5 | $97.7M | 1 | 0 |
| P••••••• L••• CRD 160171 | Zurich, | independent RIA | $488M | 92% | 0 | Not computed | 1 | 0 |
| R••••••• F•••••••• A•••••••• L•• CRD 143884 | Atlanta, GA | independent RIA | $488M | 97% | 15 | $32.6M | 0 | 0 |
| F•••••••• A•••••••• I••• CRD 119636 | Oakland, CA | independent RIA | $488M | 100% | 1 | $488M | 0 | 0 |
| O••••••••• S•••••• W••••• M••••••••• CRD 311052 | Charleston, SC | independent RIA | $488M | 85% | 4 | $122M | 0 | 0 |
| H•••• Z••••••• C•••••• M••••••••• CRD 123465 | Findlay, OH | independent RIA | $488M | 90% | 6 | $81.3M | 0 | 0 |
| H•• W••••• M••••••••• L•• CRD 117212 | Moscow, ID | independent RIA | $487M | 100% | 7 | $69.6M | 0 | 0 |
| 4• W••••• M••••••••• L•• CRD 309647 | Eugene, OR | independent RIA | $487M | 80% | 4 | $122M | 0 | 0 |
| B••••• L••••••••• I•• CRD 1331 | Providence, RI | independent RIA | $487M | 98% | 8 | $60.9M | 0 | 0 |
| A••••• W•••••• L•• CRD 311685 | Ridgeland, MS | independent RIA | $487M | 94% | 6 | $81.2M | 0 | 0 |
| T•••• M•••••••• F•••••••• A••••••• CRD 114471 | Winston Salem, NC | independent RIA | $487M | 94% | 5 | $97.4M | 1 | 0 |
| D• F••••••••• CRD 105671 | Boise, ID | mixed wealth | $487M | 22% | 1 | $487M | 0 | 0 |
| B••• • B•••• W••••• A•••••••• L•• CRD 175419 | Newport Beach, CA | independent RIA | $487M | 99% | 3 | $162M | 0 | 0 |
| R•••••••• S•••••••• S••••• S• I•• CRD 105774 | San Francisco, CA | independent RIA | $487M | 99% | 4 | $122M | 0 | 0 |
| C••••••••• W••••• P••••••• CRD 166886 | Charlotte, NC | independent RIA | $486M | 99% | 10 | $48.6M | 3 | 0 |
| T•• P•••• W••••• M••••••••• L•• CRD 326353 | Southern P••••, NC | independent RIA | $486M | 98% | 2 | $243M | 0 | 0 |
| T•• C•••••••• G•••• I•• CRD 105931 | Kiawah Island, SC | independent RIA | $486M | 98% | 2 | $243M | 0 | 0 |
| N•• G•••• CRD 124186 | San Francisco, CA | independent RIA | $485M | 90% | 4 | $121M | 0 | 0 |
| J•••••• • W•••• W••••• M••••••••• L•• CRD 169795 | York, PA | independent RIA | $485M | 92% | 7 | $69.2M | 0 | 0 |
| V•••••• P•••• F••••••••• L•• CRD 305016 | Lisle, IL | independent RIA | $485M | 100% | 16 | $30.3M | 2 | 0 |
| G•••••• K•••• L•• CRD 126461 | Latham, NY | independent RIA | $484M | 99% | 4 | $121M | 0 | 0 |
| R••••••••• C•••••• M••••••••• L•• CRD 338394 | Winnetka, IL | independent RIA | $484M | 99% | 3 | $161M | 0 | 0 |
| L••••• F•••••••• I••••••••• A••••••• L•• CRD 324258 | Louisville, KY | independent RIA | $484M | 99% | 6 | $80.7M | 0 | 0 |
| E••••• W•••••• L•• CRD 174328 | Fort Lauderdale, FL | independent RIA | $484M | 98% | 57 | $8.5M | 49 | 0 |
| M••••• B•••• F••••• W••••• L•• CRD 292278 | Allentown, PA | independent RIA | $483M | 99% | 7 | $69.1M | 0 | 0 |
| P•••••••• L•• CRD 158200 | Covington, LA | independent RIA | $483M | 97% | 8 | $60.4M | 2 | 0 |
| A••••• A••••••• CRD 281778 | Chicago, IL | independent RIA | $483M | 100% | 6 | $80.6M | 0 | 0 |
| U••••••••• W••••• M••••••••• L•• CRD 158108 | Eden Prairie, MN | independent RIA | $483M | 100% | 13 | $37.2M | 11 | 0 |
| G••••• K••••• A•••••••• L•• CRD 308452 | Miami, FL | independent RIA | $483M | 100% | 3 | $161M | 1 | 0 |
| B••••••••• F•••••••• A•••••••• I••• CRD 144926 | Baltimore, MD | independent RIA | $483M | 100% | 5 | $96.6M | 0 | 0 |
| J•••• W••••• M••••••••• L•• CRD 325221 | Houston, TX | independent RIA | $483M | 95% | 3 | $161M | 0 | 0 |
| V•• S•••• • T•••• I•• CRD 106228 | San Francisco, CA | independent RIA | $483M | 85% | 3 | $161M | 0 | 0 |
| V•••• P•••••• C••••••• L••• CRD 342364 | Paoli, PA | independent RIA | $483M | 98% | 2 | $241M | 0 | 0 |
| A•••••• S•••••••• W•••••• I••• CRD 113510 | independent RIA | $483M | 99% | 7 | $68.9M | 6 | 0 | |
| M•••• F•••••••• G••••• L•• CRD 150119 | Guilford, CT | independent RIA | $482M | 99% | 6 | $80.4M | 0 | 0 |
| T•• L•••• F•••••••• G•••• CRD 315692 | Ashburn, VA | independent RIA | $482M | 100% | 6 | $80.4M | 0 | 0 |
| P••••••••• F•••••••• S•••••••• I••• CRD 118519 | Raleigh, NC | independent RIA | $482M | 93% | 3 | $161M | 1 | 0 |
| S••• F•••••••• A•••••••• I••• CRD 112256 | Troy, MI | independent RIA | $482M | 95% | 2 | $241M | 0 | 0 |
| A•• F•••••••• W••••• M••••••••• L•• CRD 162878 | Leesburg, VA | independent RIA | $482M | 99% | 16 | $30.1M | 0 | 0 |
| C•••• F•••••••• A••••••• CRD 287686 | Portland, OR | independent RIA | $482M | 97% | 11 | $43.8M | 6 | 0 |
| 1• W••••• A••••••• L•• CRD 337459 | Mundelein, IL | independent RIA | $481M | 100% | 9 | $53.5M | 2 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.