DFX Intelligence
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
626 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Proficient Wealth Counselors, LLC CRD 152640 | Norwood, MA | independent RIA | $147M | 93% | 1 | $147M | 0 | 0 |
| The Sher Wealth Management Group CRD 172369 | Needham, MA | independent RIA | $146M | 86% | 2 | $72.8M | 0 | 0 |
| The Practical Planner CRD 130601 | Groton, MA | independent RIA | $145M | 100% | 2 | $72.7M | 0 | 0 |
| B•••• M••••••• • C•••••• CRD 145184 | Foxboro, MA | independent RIA | $145M | 99% | 2 | $72.4M | 0 | 0 |
| L••••• C•••••• P•••••••• L•• CRD 292398 | Boston, MA | asset manager | $145M | 0.0% | 0 | n/a | 0 | 14 |
| B•• A•••• M••••••••• I••• CRD 105215 | Lincoln, MA | independent RIA | $145M | 56% | 11 | $13.2M | 0 | 0 |
| A•••••• F••••••••• R•••••••• L•• CRD 167645 | Cambridge, MA | asset manager | $143M | 0.0% | 2 | $71.4M | 0 | 2 |
| L•• C•••••• L•• CRD 128216 | Framingham, MA | independent RIA | $142M | 100% | 3 | $47.4M | 0 | 0 |
| S••••• W••••• CRD 299178 | Wellesley, MA | mixed wealth | $140M | 33% | 5 | $28.0M | 1 | 12 |
| B••• F•••••••• S••••••••• I••• CRD 107505 | Auburn, MA | independent RIA | $140M | 97% | 3 | $46.5M | 1 | 0 |
| C•••••• R••••••••• • W•••••• L•• CRD 337718 | New Bedford, MA | independent RIA | $140M | 100% | 2 | $69.8M | 0 | 0 |
| I•••••••• F•••••••• A•••••••• L•• CRD 313369 | Woburn, MA | independent RIA | $135M | 82% | 9 | $15.0M | 5 | 0 |
| B••••••••• F••••••••• L•• CRD 282401 | Needham, MA | independent RIA | $128M | 100% | 1 | $128M | 1 | 0 |
| M•••• F•••••••• A•••••••• L••• CRD 130421 | Belmont, MA | independent RIA | $127M | 100% | 3 | $42.4M | 3 | 0 |
| A•••••• A••••••• CRD 128811 | Medfield, MA | independent RIA | $127M | 100% | 2 | $63.5M | 3 | 0 |
| T••• G•••••• A••••••• L•• CRD 297264 | Marshfield, MA | independent RIA | $127M | 72% | 1 | $127M | 0 | 1 |
| T•• W••••• P••••••• CRD 282979 | Marblehead, MA | independent RIA | $124M | 100% | 3 | $41.2M | 2 | 0 |
| I••••••••• M••••••••• T••••• L•• CRD 129456 | Fitchburg, MA | independent RIA | $123M | 100% | 1 | $123M | 0 | 0 |
| I•• C•••••• L•• CRD 160585 | Medfield, MA | asset manager | $123M | 0.0% | 0 | n/a | 0 | 3 |
| C••••• W••••• M••••••••• I••• CRD 128409 | Plymouth, MA | independent RIA | $122M | 99% | 2 | $61.1M | 0 | 0 |
| B••••• P•••••••• A••••••• CRD 172374 | B•••••, MA | independent RIA | $122M | 100% | 2 | $60.8M | 0 | 0 |
| R•••••• I••• CRD 301106 | Natick, MA | independent RIA | $119M | 93% | 2 | $59.6M | 0 | 0 |
| G•••••••• C•••••• A••••••• CRD 205511 | Marlborough, MA | independent RIA | $119M | 100% | 2 | $59.6M | 0 | 0 |
| W••••••••• F•••••••• G••••• I••• CRD 132369 | Osterville, MA | independent RIA | $119M | 100% | 2 | $59.5M | 3 | 0 |
| S•••• S•••• I••••••••• S••••••• L•• CRD 311450 | Norwell, MA | independent RIA | $118M | 100% | 3 | $39.3M | 1 | 0 |
| C••••••• P••••••• L•• CRD 140494 | Concord, MA | asset manager | $117M | 0.0% | 0 | n/a | 0 | 1 |
| R••• P••••••• G••••• L•• CRD 155870 | Burlington, MA | asset manager | $116M | 0.0% | 2 | $57.8M | 1 | 0 |
| B••••• Y••• H•••••• L•• CRD 168738 | Boston, MA | independent RIA | $115M | 100% | 1 | $115M | 1 | 0 |
| D••••••••• C•••••• L• CRD 323067 | Boston, MA | asset manager | $114M | 0.0% | 0 | n/a | 0 | 1 |
| S••••• R•••• C•••••• P•••••••• L•• CRD 167576 | Framingham, MA | independent RIA | $114M | 93% | 3 | $37.9M | 0 | 0 |
| C•••••• R•••• W••••• M••••••••• L•• CRD 288017 | Burlington, MA | independent RIA | $110M | 99% | 1 | $110M | 0 | 0 |
| O••••• P•••••••• L•• CRD 297424 | Hingham, MA | independent RIA | $110M | 69% | 1 | $110M | 1 | 0 |
| R••••••••• W••••• A•••••••• L•• CRD 300007 | Newton, MA | independent RIA | $110M | 100% | 2 | $54.9M | 0 | 0 |
| Q•••••• A••••••• CRD 160019 | Amherst, MA | independent RIA | $110M | 100% | 1 | $110M | 0 | 0 |
| C••••••••• A••••••• CRD 341159 | Dedham, MA | other | $108M | 5.5% | 4 | $27.1M | 0 | 0 |
| B••••••••• F•••••••• L•• CRD 325026 | Danvers, MA | independent RIA | $103M | 95% | 1 | $103M | 0 | 0 |
| R•••• H••• A••••••• I••• CRD 123242 | Peabody, MA | independent RIA | $102M | 97% | 2 | $51.2M | 0 | 0 |
| N•••••• A••••••• C••••••••• CRD 105378 | North Andover, MA | independent RIA | $102M | 89% | 1 | $102M | 0 | 0 |
| S•••••••• C•••••• L•• CRD 298533 | Boston, MA | independent RIA | $102M | 100% | 3 | $33.8M | 0 | 0 |
| T•• • I••••••••• A••••••• CRD 327402 | Newburyport, MA | independent RIA | $102M | 100% | 1 | $102M | 0 | 0 |
| T••••••• C•••••• M••••••••• L•• CRD 131084 | Boston, MA | independent RIA | $98.6M | 95% | 1 | $98.6M | 1 | 0 |
| G•••••• N•••• • C••• I••• CRD 7071 | Woburn, MA | independent RIA | $98.4M | 94% | 0 | n/a | 0 | 0 |
| E••••••• C•••••• P•••••••• L•• CRD 161422 | West Newton, MA | asset manager | $96.0M | 0.0% | 0 | n/a | 2 | 6 |
| F••••• P••••••• C••••••• L•• CRD 304176 | Hamilton, MA | independent RIA | $92.3M | 98% | 2 | $46.1M | 0 | 0 |
| A••••••••• I••••••••• M••••• CRD 306354 | Boston, MA | other | $90.9M | 4.3% | 7 | $13.0M | 2 | 0 |
| E•••• P••••••• L•• CRD 336787 | Boston, MA | asset manager | $78.4M | 0.0% | 2 | $39.2M | 0 | 0 |
| U•• M•••••• A•••••••• I••• CRD 131750 | Concord, MA | asset manager | $73.7M | 0.0% | 1 | $73.7M | 0 | 0 |
| A••• P•••••••• L•• CRD 161153 | Boston, MA | asset manager | $69.3M | 0.0% | 0 | n/a | 2 | 2 |
| R••• N•••• C•••••• I••••••••• A••••••• CRD 336740 | Braintree, MA | independent RIA | $50.6M | 93% | 11 | $4.6M | 2 | 0 |
| E••••••••• L•• CRD 153615 | Boston, MA | asset manager | $50.4M | 8.1% | 1 | $50.4M | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.