DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
2,583 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Bedford Ridge Capital CRD 310102 | New York, NY | asset manager | $2.6B | 0.0% | 0 | Not computed | 0 | 10 |
| Zmc Advisors, L.P. CRD 161274 | New York, NY | asset manager | $2.6B | 0.0% | 0 | Not computed | 0 | 11 |
| Bridgewater Advisors Inc. CRD 109826 | New York, NY | independent RIA | $2.6B | 97% | 14 | $183M | 0 | 0 |
| V••••• C•••••• P•••••••• L•• CRD 155953 | New York, NY | asset manager | $2.6B | 0.0% | 0 | Not computed | 0 | 20 |
| B••••• C•••••• M••••••••• L•• CRD 151672 | New York, NY | asset manager | $2.6B | 0.0% | 0 | Not computed | 0 | 7 |
| D•••• P•••• C••••••• L••• CRD 172538 | Rye, NY | asset manager | $2.6B | 0.0% | 0 | Not computed | 0 | 9 |
| A••••••• C•••••• G••••• L• CRD 306333 | New York, NY | asset manager | $2.6B | 0.0% | 0 | Not computed | 0 | 3 |
| U•••• A•••• M••••••••• L• CRD 330942 | New York, NY | asset manager | $2.5B | 0.0% | 0 | Not computed | 0 | 0 |
| I••• I••••••••• N•••• A•••••• I••• CRD 306800 | New York, NY | asset manager | $2.5B | 0.0% | 0 | Not computed | 0 | 0 |
| T•••••••• C•••••• L• CRD 298583 | Purchase, NY | asset manager | $2.5B | 0.0% | 0 | Not computed | 1 | 1 |
| A••••••• C•••••• M••••••••• L• CRD 161528 | New York, NY | asset manager | $2.5B | 0.0% | 0 | Not computed | 0 | 0 |
| N•• A•• A•••• CRD 299011 | Rye, NY | asset manager | $2.5B | 0.0% | 0 | Not computed | 0 | 1 |
| W••••••••• P•••••••• I••• CRD 157116 | New York, NY | asset manager | $2.5B | 0.0% | 0 | Not computed | 0 | 9 |
| T•• E••••••• G•••• L•• CRD 161407 | New York, NY | asset manager | $2.5B | 0.0% | 0 | Not computed | 1 | 3 |
| M•••••••• M••••••••• I• L•• CRD 132008 | New York, NY | asset manager | $2.5B | 0.0% | 0 | Not computed | 0 | 24 |
| C••••••• C•••••• M••••••••• L• CRD 281154 | New York, NY | asset manager | $2.5B | 0.0% | 0 | Not computed | 0 | 16 |
| T•• M••••••••• A••••••••• L•• CRD 160907 | New York, NY | asset manager | $2.5B | 0.0% | 0 | Not computed | 0 | 48 |
| L•• A•••••••• L•• CRD 159403 | Pittsford, NY | independent RIA | $2.5B | 65% | 8 | $309M | 2 | 0 |
| O•• C•••• A•••• M••••••••• L••• CRD 139371 | New York, NY | asset manager | $2.5B | 0.0% | 0 | Not computed | 2 | 7 |
| K•••• C•••••• L• CRD 156361 | New York, NY | asset manager | $2.5B | 0.0% | 0 | Not computed | 1 | 7 |
| C•••• I••••••••• M••••••••• L•• CRD 156553 | New York, NY | asset manager | $2.5B | 0.0% | 0 | Not computed | 5 | 8 |
| S•••••• R••• • C••• L•• CRD 3403 | New York, NY | independent RIA | $2.5B | 94% | 12 | $205M | 0 | 0 |
| U••••••••• ••• L•• CRD 305038 | New York, NY | asset manager | $2.5B | 0.0% | 0 | Not computed | 0 | 0 |
| A••••••• A•••• A•••••••• L•• CRD 312788 | New York, NY | asset manager | $2.5B | 0.0% | 0 | Not computed | 1 | 2 |
| A••••• C•••••• M••••••••• L• CRD 298760 | New York, NY | asset manager | $2.5B | 0.0% | 0 | Not computed | 0 | 3 |
| M••••••• P••••••• L• CRD 292747 | New York, NY | asset manager | $2.4B | 0.0% | 0 | Not computed | 0 | 17 |
| D••••• I••••• I••••••••• L•• CRD 109505 | New York, NY | asset manager | $2.4B | 0.0% | 0 | Not computed | 0 | 0 |
| I••••••• C•••••• P••••••• ••• L•• CRD 310401 | New York, NY | asset manager | $2.4B | 0.0% | 0 | Not computed | 1 | 0 |
| 6•• C•••••• M••••••••• L•• CRD 156181 | New York, NY | asset manager | $2.4B | 0.0% | 0 | Not computed | 0 | 1 |
| H••• A•• R••••••• I••• CRD 104627 | Rochester, NY | independent RIA | $2.4B | 92% | 11 | $221M | 4 | 0 |
| B••••••••• L• CRD 304295 | New York, NY | other | $2.4B | 17% | 0 | Not computed | 0 | 0 |
| D••• F••••• C•••••• M••••••••• L• CRD 312519 | New York, NY | asset manager | $2.4B | 0.0% | 0 | Not computed | 0 | 1 |
| S••••••• I••••••••• M••••••••• CRD 129800 | Buffalo, NY | independent RIA | $2.4B | 87% | 13 | $185M | 1 | 0 |
| I••••• C•••••• M••••••••• L• CRD 319645 | New York, NY | asset manager | $2.4B | 0.0% | 0 | Not computed | 2 | 10 |
| P•••••• C•••••• M••••••••• L•• CRD 158105 | New York, NY | asset manager | $2.4B | 0.0% | 0 | Not computed | 0 | 9 |
| R••••• A••••••• L•• CRD 330091 | New York, NY | other | $2.4B | 0.2% | 1 | $2.4B | 1 | 0 |
| P••••••• C•••••• M••••••••• I••• CRD 107982 | Albany, NY | mixed wealth | $2.4B | 43% | 2 | $1.2B | 1 | 2 |
| N•• 2•• C•••••• CRD 292254 | New York, NY | asset manager | $2.4B | 0.0% | 0 | Not computed | 0 | 0 |
| C•••••••• C•••••• CRD 304370 | New York, NY | asset manager | $2.4B | 0.0% | 0 | Not computed | 0 | 1 |
| A••••• C•••••• C••••• A••••••• L•• CRD 286485 | New York, NY | asset manager | $2.4B | 0.0% | 0 | Not computed | 28 | 0 |
| A••• L• CRD 331428 | New York, NY | asset manager | $2.3B | 0.0% | 0 | Not computed | 1 | 0 |
| B••••••••• A•••• M••••••••• L••• CRD 155792 | New York, NY | asset manager | $2.3B | 0.0% | 0 | Not computed | 0 | 9 |
| E••••••• C•••••• P••••••• CRD 289799 | New York, NY | asset manager | $2.3B | 0.0% | 0 | Not computed | 0 | 20 |
| C•• C••••• P••••••• U••• C•• M••••••••• L•• CRD 284980 | New York, NY | asset manager | $2.3B | 0.0% | 0 | Not computed | 0 | 8 |
| A•• M••••••••• U• CRD 322515 | New York, NY | asset manager | $2.3B | 0.0% | 0 | Not computed | 0 | 0 |
| B••••••• • C•• CRD 315114 | New York, NY | mixed wealth | $2.3B | 47% | 6 | $388M | 1 | 0 |
| M••••• F•••••••• G•••• L•• CRD 289423 | New York, NY | independent RIA | $2.3B | 93% | 10 | $233M | 0 | 0 |
| P•• E••••••••• L•• CRD 165075 | New York, NY | asset manager | $2.3B | 0.0% | 0 | Not computed | 5 | 2 |
| G••••••••• A••••••• L•• CRD 305341 | New York, NY | asset manager | $2.3B | 0.0% | 0 | Not computed | 0 | 0 |
| T•••••• A•••••••• L•• CRD 137758 | New York, NY | institutional | $2.3B | 0.0% | 0 | Not computed | 0 | 4 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.