DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
1,078 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Redemption Capital CRD 310824 | Midland, TX | independent RIA | $237M | 94% | 2 | $119M | 0 | 0 |
| Centennial Advisors, LLC CRD 290778 | Austin, TX | independent RIA | $237M | 98% | 8 | $29.7M | 3 | 1 |
| Awaken Wealth Partners LLC CRD 341005 | Houston, TX | independent RIA | $237M | 99% | 5 | $47.5M | 2 | 0 |
| V••••••• P••••••• L•• CRD 316443 | Austin, TX | asset manager | $237M | 0.0% | 2 | $118M | 0 | 5 |
| A• C•••••• A••••••• CRD 338956 | Houston, TX | independent RIA | $237M | 95% | 2 | $118M | 0 | 0 |
| F••••••• C•••••• A••••••• CRD 329297 | Dallas, TX | independent RIA | $237M | 96% | 4 | $59.1M | 0 | 0 |
| T•••• I••••••••• M••••••••• L•• CRD 167750 | Plano, TX | independent RIA | $235M | 96% | 1 | $235M | 0 | 0 |
| W••••••••• F•••••••• CRD 327254 | Austin, TX | independent RIA | $235M | 100% | 3 | $78.3M | 0 | 0 |
| L••• A•••••••• L•• CRD 286018 | Austin, TX | asset manager | $233M | 0.0% | 0 | Not computed | 0 | 2 |
| H••• R•••• R•••••••• M••••••••• L•• CRD 327858 | Dallas, TX | asset manager | $233M | 0.0% | 0 | Not computed | 0 | 1 |
| K••••••• C•••••• P••••••• L•• CRD 283489 | Southlake, TX | asset manager | $232M | 0.0% | 0 | Not computed | 1 | 9 |
| S••• A•••• M••••••••• L•• CRD 222518 | Austin, TX | independent RIA | $231M | 74% | 1 | $231M | 0 | 2 |
| V••• E••••• M••••••••• L•• CRD 174239 | Plano, TX | independent RIA | $231M | 89% | 6 | $38.5M | 1 | 0 |
| A••••••• W••••• M••••••••• L•• CRD 161964 | Dallas, TX | asset manager | $230M | 1.4% | 1 | $230M | 0 | 2 |
| A•••••••• F••••••••• I••• CRD 152635 | Austin, TX | independent RIA | $229M | 88% | 1 | $229M | 0 | 0 |
| C••••••••• F•••••••• S••••••••• I••• CRD 313466 | Houston, TX | mixed wealth | $229M | 21% | 4 | $57.1M | 0 | 0 |
| W•••••••• C•••••• I••••••••• A••••••• S••••••• L•• CRD 144172 | Addison, TX | independent RIA | $228M | 97% | 2 | $114M | 0 | 0 |
| S••••• A••••••• CRD 120943 | Irving, TX | independent RIA | $228M | 98% | 4 | $57.0M | 0 | 0 |
| C••••••• C•••••• A••••••• L•• CRD 290191 | Dallas, TX | asset manager | $228M | 0.0% | 0 | Not computed | 1 | 2 |
| K•• M••••••••• L•• CRD 131097 | Houston, TX | asset manager | $228M | 0.0% | 0 | Not computed | 0 | 0 |
| D••• H••• A•••••••• I••• CRD 116324 | Kingwood, TX | independent RIA | $226M | 89% | 19 | $11.9M | 13 | 0 |
| P•••••••• W••••• A•••••••• L•• CRD 152678 | Dallas, TX | independent RIA | $225M | 89% | 4 | $56.3M | 4 | 0 |
| C•••••• A••••••• G••••• I••• CRD 114539 | Dallas, TX | independent RIA | $225M | 100% | 2 | $112M | 0 | 0 |
| W• R••• • C•• L•• CRD 141854 | Dallas, TX | asset manager | $225M | 0.0% | 0 | Not computed | 0 | 3 |
| R•• C•••••• M••••••••• L•• CRD 301890 | Dallas, TX | other | $224M | 0.0% | 1 | $224M | 1 | 1 |
| M••••••••• S•••• • A••••••••• I••• CRD 290626 | Houston, TX | independent RIA | $224M | 100% | 3 | $74.7M | 0 | 0 |
| S••••• C•••••• M••••••••• CRD 282842 | Amarillo, TX | independent RIA | $223M | 90% | 2 | $112M | 2 | 0 |
| R•• C••••••• L•• CRD 310635 | Sugar Land, TX | independent RIA | $222M | 98% | 13 | $17.1M | 7 | 0 |
| H•••••• G••••• A••••••• CRD 170600 | Dallas, TX | independent RIA | $221M | 90% | 1 | $221M | 0 | 0 |
| W••••• I•••• A••••••• CRD 132567 | Prosper, TX | independent RIA | $221M | 91% | 1 | $221M | 1 | 0 |
| C••••••• R•••••••• M••••••••• L• CRD 282043 | Dallas, TX | asset manager | $221M | 0.0% | 0 | Not computed | 0 | 11 |
| A••••• P•••••••• L•• CRD 281887 | Austin, TX | asset manager | $221M | 0.0% | 0 | Not computed | 0 | 5 |
| B•••••• A•••• M••••••••• CRD 311116 | Dallas, TX | asset manager | $221M | 0.0% | 1 | $221M | 0 | 0 |
| S•••••••• F•••••••• P•••••••• I••• CRD 118450 | Plano, TX | independent RIA | $221M | 99% | 2 | $110M | 0 | 0 |
| T•• P••••••• W••••• C•••• CRD 144588 | Salado, TX | independent RIA | $220M | 98% | 3 | $73.2M | 0 | 0 |
| E•• C•••••• M••••••••• L•• CRD 167761 | Houston, TX | independent RIA | $219M | 67% | 1 | $219M | 0 | 1 |
| C•••••••• F•••••••• A••••••• CRD 165811 | New Braunfels, TX | independent RIA | $219M | 100% | 5 | $43.7M | 1 | 0 |
| J•••••• H••• A•••••••• L•• CRD 284162 | Houston, TX | asset manager | $218M | 0.0% | 0 | Not computed | 0 | 1 |
| P••••••• A•••••••• L•• CRD 283784 | Dallas, TX | asset manager | $218M | 0.0% | 0 | Not computed | 0 | 5 |
| P••••• F•••••••• A••••••• L•• CRD 305188 | Houston, TX | independent RIA | $218M | 100% | 2 | $109M | 0 | 0 |
| W•••• R••• C•••••• CRD 114877 | Dallas, TX | mixed wealth | $217M | 40% | 2 | $109M | 0 | 2 |
| L••••••• W••••• M••••••••• P••• CRD 145492 | Rockwall, TX | independent RIA | $217M | 100% | 5 | $43.4M | 2 | 0 |
| A•• W••••• M••••••••• CRD 317264 | Austin, TX | independent RIA | $216M | 92% | 4 | $54.0M | 0 | 0 |
| I•• G•••• I••••••••• M••••••• L•• CRD 219518 | Dallas, TX | asset manager | $216M | 0.0% | 0 | Not computed | 0 | 4 |
| M•••••• T•••• C•••••• M••••••••• L•• CRD 318558 | Austin, TX | asset manager | $215M | 0.0% | 0 | Not computed | 0 | 1 |
| D•••••• • E••••••• F•••••••• A•••••••• L•• CRD 119687 | Dallas, TX | independent RIA | $214M | 93% | 3 | $71.2M | 0 | 0 |
| F•••• C•••••• M••••••••• CRD 111576 | Texarkana, TX | independent RIA | $214M | 80% | 2 | $107M | 0 | 0 |
| M•••• I••• CRD 111695 | Dallas, TX | independent RIA | $213M | 97% | 5 | $42.7M | 1 | 0 |
| L••• P•••••• P••••••• CRD 174253 | Dallas, TX | asset manager | $213M | 0.0% | 0 | Not computed | 0 | 1 |
| J••• S•••••• • C••• P••• CRD 108789 | Dallas, TX | mixed wealth | $213M | 48% | 3 | $71.0M | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.