DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Lfm Capital CRD 173834 | Nashville, TN | asset manager | $1.4B | 0.0% | 0 | n/a | 0 | 9 |
| Ab Custom Alternative Solutions LLC CRD 110879 | Nashville, TN | institutional | $1.4B | 0.0% | 0 | n/a | 1 | 0 |
| Seven Springs Wealth Group CRD 127411 | Brentwood, TN | independent RIA | $1.4B | 89% | 8 | $176M | 0 | 0 |
| V••••• C•••••• M••••••••• L•• CRD 167816 | Brentwood, TN | independent RIA | $1.3B | 99% | 92 | $14.2M | 81 | 0 |
| P••• W••••••• I••• CRD 119342 | Goodlettsville, TN | independent RIA | $1.3B | 98% | 12 | $106M | 10 | 0 |
| B••••• C•••••• M••••••••• L•• CRD 156228 | Franklin, TN | independent RIA | $1.3B | 99% | 17 | $74.7M | 3 | 0 |
| T• C•••••• M••••••••• L•• CRD 106125 | Memphis, TN | independent RIA | $1.2B | 99% | 8 | $156M | 0 | 0 |
| S•••••• C• B•••••••• • C••• L•• CRD 104474 | Nashville, TN | other | $1.2B | 7.1% | 0 | n/a | 23 | 0 |
| F•••••• C•••••• G•••• L•• CRD 156737 | Nashville, TN | independent RIA | $1.2B | 84% | 8 | $152M | 0 | 0 |
| H• C•••••• M••••••••• L•• CRD 163613 | Nashville, TN | asset manager | $1.2B | 0.0% | 0 | n/a | 0 | 6 |
| T••••• L•• CRD 160321 | Knoxville, TN | independent RIA | $1.2B | 98% | 25 | $47.4M | 28 | 0 |
| R•••• H••• M•••• L• CRD 167234 | Nashville, TN | asset manager | $1.1B | 0.0% | 0 | n/a | 1 | 5 |
| S••••• A•••• M••••••••• L•• CRD 109606 | Memphis, TN | independent RIA | $1.1B | 91% | 6 | $180M | 1 | 0 |
| I••••••• F•••••••• S•••••••• L•• CRD 286117 | Memphis, TN | other | $1.0B | 0.0% | 1 | $1.0B | 0 | 0 |
| P•• W•••••• C••••••• L•• CRD 137283 | Knoxville, TN | independent RIA | $1.0B | 68% | 9 | $112M | 0 | 0 |
| B•• W••••• M••••••••• L•• CRD 115489 | Johnson City, TN | independent RIA | $987M | 89% | 8 | $123M | 0 | 0 |
| T••••••••• P•••••••• L•• CRD 283478 | Brentwood, TN | independent RIA | $960M | 98% | 7 | $137M | 0 | 0 |
| K••••• L•••••• I•• CRD 107727 | Memphis, TN | independent RIA | $895M | 99% | 12 | $74.6M | 0 | 0 |
| S•••••••• C•••••• P••••••• L•• CRD 339742 | Franklin, TN | independent RIA | $888M | 100% | 3 | $296M | 1 | 0 |
| P•••••• W••••• M••••••••• I••• CRD 120823 | Memphis, TN | independent RIA | $832M | 99% | 2 | $416M | 0 | 0 |
| R•••• A••••••••• I••••••••• L••• CRD 295692 | Chattanooga, TN | asset manager | $815M | 0.0% | 0 | n/a | 0 | 2 |
| C••••••• C•••••• CRD 329689 | Nashville, TN | asset manager | $814M | 0.0% | 0 | n/a | 0 | 108 |
| L••••• T•••••• I••••••••• I••• CRD 108068 | Nashville, TN | independent RIA | $800M | 72% | 12 | $66.7M | 5 | 0 |
| I•• P••••••• CRD 304689 | Nashvillle, TN | other | $799M | 0.0% | 2 | $399M | 0 | 0 |
| P••••••• • G•••••• I••• CRD 105278 | Knoxville, TN | independent RIA | $798M | 95% | 6 | $133M | 0 | 0 |
| P•••••••• W••••• M••••••••• L•• CRD 130417 | Brentwood, TN | independent RIA | $759M | 98% | 5 | $152M | 0 | 0 |
| S•••••••• F•••••••• G••••• L•• CRD 160266 | Goodlettsville, TN | independent RIA | $756M | 100% | 14 | $54.0M | 3 | 0 |
| S••••••••• A•••• M••••••••• L•• CRD 154572 | Memphis, TN | other | $749M | 6.7% | 1 | $749M | 0 | 0 |
| A• I••••••••• S••••••••• L•• CRD 165823 | Chattanooga, TN | independent RIA | $738M | 99% | 2 | $369M | 0 | 0 |
| T•• P••••• G••••• I••• CRD 168255 | Chattanooga, TN | independent RIA | $725M | 95% | 7 | $104M | 0 | 0 |
| W•• F•••••••• A•••••••• L•• CRD 285824 | Knoxville, TN | independent RIA | $694M | 65% | 15 | $46.3M | 0 | 0 |
| A••••• W••••• A•••••••• L•• CRD 282565 | Chattanooga, TN | independent RIA | $638M | 85% | 12 | $53.2M | 0 | 1 |
| S••••••• C•••••• A•••••••• L•• CRD 292275 | Jackson, TN | independent RIA | $637M | 99% | 6 | $106M | 1 | 0 |
| P••••• C•••••• G••••• L•• CRD 158849 | Brentwood, TN | asset manager | $630M | 1.0% | 0 | n/a | 4 | 6 |
| 1••• S••••• A•••• M••••••••• CRD 153528 | Nashville, TN | mixed wealth | $622M | 42% | 4 | $155M | 0 | 1 |
| C••••••••• CRD 312899 | Knoxville, TN | independent RIA | $606M | 78% | 5 | $121M | 1 | 0 |
| W••••• P••••••••• A•••••••• L•• CRD 167518 | Chattanooga, TN | independent RIA | $592M | 100% | 2 | $296M | 0 | 0 |
| B••••• F•••••••• CRD 133623 | Knoxville, TN | independent RIA | $577M | 98% | 7 | $82.4M | 0 | 0 |
| F•• I••••••••• C•••••• CRD 308192 | Germantown, TN | independent RIA | $568M | 51% | 11 | $51.7M | 0 | 0 |
| D••••• W••••• M••••••••• L•• CRD 150094 | Nashville, TN | independent RIA | $566M | 99% | 7 | $80.9M | 0 | 0 |
| K••••• W••••• M••••••••• L•• CRD 288229 | Memphis, TN | independent RIA | $555M | 100% | 6 | $92.5M | 0 | 0 |
| T•• I• C•••••• A•••••••• L•• CRD 157380 | Chattanooga, TN | asset manager | $545M | 0.0% | 0 | n/a | 1 | 9 |
| E•••••••• A•••••••• L•• CRD 149861 | Chattanooga, TN | independent RIA | $523M | 81% | 2 | $261M | 0 | 0 |
| L•••••• E••• F•••••••• P••••••• L•• CRD 277149 | Knoxville, TN | independent RIA | $522M | 100% | 10 | $52.2M | 9 | 0 |
| C•••••• C•••••• F•••• M••••••••• L•• CRD 174036 | Nashville, TN | asset manager | $519M | 0.0% | 0 | n/a | 0 | 7 |
| M•••• W••••• A••••••• L•• CRD 286503 | Manchester, TN | independent RIA | $495M | 86% | 5 | $99.1M | 1 | 0 |
| H• W••••• P••••••• CRD 330640 | Nashville, TN | independent RIA | $481M | 90% | 6 | $80.2M | 4 | 0 |
| E••••••• F•••••••• P•••••••• L•• CRD 321790 | Memphis, TN | independent RIA | $462M | 79% | 8 | $57.8M | 0 | 0 |
| C•••••• S•••••• L•• CRD 286098 | Athens, TN | independent RIA | $450M | 95% | 11 | $40.9M | 6 | 0 |
| S••••••••• C•••••• P•••••••• L•• CRD 133174 | Germantown, TN | independent RIA | $449M | 100% | 6 | $74.9M | 0 | 0 |
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225 advisers match.