DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
1,082 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Veltria Advisors Corp. CRD 189514 | Miami, FL | independent RIA | $113M | 100% | 3 | $37.7M | 0 | 0 |
| Wisdom Planning Group CRD 305721 | Orlando, FL | independent RIA | $113M | 96% | 4 | $28.2M | 0 | 0 |
| Caleo Capital N.A. LLC CRD 308542 | Ponte Vedra, FL | independent RIA | $112M | 97% | 5 | $22.4M | 1 | 0 |
| G•• CRD 319494 | Miami, FL | independent RIA | $111M | 97% | 2 | $55.7M | 2 | 0 |
| B••••••• W••••• M••••••••• L•• CRD 131666 | B••••••• Bluffs, FL | independent RIA | $111M | 100% | 5 | $22.2M | 1 | 0 |
| A••••••• W••••• M••••••••• CRD 284438 | Sarasota, FL | independent RIA | $111M | 100% | 3 | $36.9M | 2 | 0 |
| M•••••••• C•••••• G••••• A••••••• L•• CRD 287547 | Palm Beach, FL | asset manager | $110M | 0.0% | 0 | Not computed | 1 | 2 |
| S••••••• C•••••• CRD 311428 | Naples, FL | independent RIA | $110M | 80% | 2 | $55.1M | 1 | 0 |
| P••••••••• L•• CRD 329193 | Tampa, FL | asset manager | $110M | 0.0% | 0 | Not computed | 0 | 0 |
| P•••••• C••••• A•••••• G••••• L•• CRD 330038 | Palm City, FL | independent RIA | $110M | 100% | 6 | $18.3M | 1 | 0 |
| J••• C••••• F•••••••• P••••••• CRD 290061 | Orlando, FL | independent RIA | $110M | 99% | 1 | $110M | 0 | 0 |
| C••••••• W••••• M••••••••• C•••• CRD 165359 | Lakeland, FL | independent RIA | $109M | 99% | 4 | $27.4M | 1 | 0 |
| I••••• A••••••• S•••••••• L•• CRD 123508 | Winter Haven, FL | independent RIA | $109M | 100% | 3 | $36.4M | 0 | 0 |
| L•••• W••••• M••••••••• CRD 150581 | Winter Park, FL | independent RIA | $109M | 76% | 4 | $27.3M | 0 | 1 |
| T•••• F•••••••• CRD 300043 | Jacksonville, FL | independent RIA | $109M | 100% | 1 | $109M | 0 | 0 |
| M••••••• W••••• M••••••••• I••• CRD 151058 | Palm Beach Gardens, FL | independent RIA | $108M | 100% | 1 | $108M | 0 | 0 |
| N••••••• W••••• A••••••• CRD 311853 | Indialantic, FL | independent RIA | $108M | 91% | 1 | $108M | 0 | 0 |
| B••••• W•• L•• CRD 300305 | Bal Harbour, FL | asset manager | $107M | 0.0% | 1 | $107M | 0 | 16 |
| O•••••••• W••••• M••••••••• I••• CRD 298025 | Jacksonville, FL | independent RIA | $107M | 100% | 1 | $107M | 0 | 0 |
| E•••••• F•••••••• P••••••• A•• W••••• M••••••••• CRD 329079 | St. Petersburg, FL | independent RIA | $107M | 100% | 46 | $2.3M | 1 | 0 |
| S••••• I••••••••• A••••••• I•• CRD 153799 | Miami, FL | independent RIA | $107M | 77% | 14 | $7.6M | 0 | 0 |
| V•••• F•••••••• A•••••••• I••• CRD 107321 | Orlando, FL | independent RIA | $105M | 100% | 3 | $35.1M | 1 | 0 |
| C•••• C•••••• CRD 327315 | Miami, FL | independent RIA | $105M | 100% | 0 | Not computed | 0 | 0 |
| A•••• P••••••• C••••••••• CRD 126242 | W. Palm Beach, FL | independent RIA | $104M | 96% | 2 | $52.2M | 0 | 0 |
| W•• P••••••• CRD 339994 | Miami, FL | mixed wealth | $104M | 48% | 0 | Not computed | 0 | 0 |
| E••••••••• A•••••••• I•• CRD 126163 | Miami, FL | independent RIA | $104M | 100% | 2 | $51.8M | 0 | 0 |
| M•••••• P•••••• W••••• CRD 329126 | North Miami, FL | independent RIA | $101M | 99% | 1 | $101M | 0 | 0 |
| A••••• W• CRD 340858 | Aventura, FL | independent RIA | $101M | 100% | 0 | Not computed | 0 | 0 |
| W•••• G••••• I••••••••• A••••••• L•• CRD 150139 | Winter Haven, FL | independent RIA | $101M | 100% | 2 | $50.6M | 0 | 0 |
| C•••••• W••••• M••••••••• L•• CRD 332526 | Coral Gables, FL | independent RIA | $101M | 100% | 3 | $33.7M | 4 | 0 |
| G••••••• • C••••••• L•• CRD 111984 | Vero Beach, FL | independent RIA | $98.1M | 99% | 1 | $98.1M | 0 | 0 |
| B••••••• W••••• M••••••••• L•• CRD 338822 | Tampa, FL | independent RIA | $97.7M | 100% | 4 | $24.4M | 0 | 0 |
| R•• A•••• M••••••••• L•• CRD 282804 | Aventura, FL | institutional | $96.8M | 0.0% | 0 | Not computed | 0 | 1 |
| L••• C•••••• A••••••• L•• CRD 305440 | Miami, FL | other | $94.8M | 13% | 1 | $94.8M | 0 | 0 |
| S••••••••• C••••••• L••• CRD 114052 | Boca Raton, FL | independent RIA | $93.7M | 74% | 2 | $46.8M | 0 | 0 |
| C•••••• Q• M••••••••• L•• CRD 305337 | Maitland, FL | asset manager | $93.4M | 0.0% | 1 | $93.4M | 0 | 1 |
| C••••• G••••• I••••••••• M••••••••• L•• CRD 301911 | Davie, FL | asset manager | $92.9M | 0.0% | 0 | Not computed | 1 | 2 |
| S••••••• • C•••••• A•••• M••••••••• I••• CRD 138463 | Jacksonville, FL | independent RIA | $90.8M | 100% | 0 | Not computed | 1 | 0 |
| A•••• R••••••• C•••••• M••••••••• L• CRD 155885 | Miami, FL | asset manager | $90.8M | 0.0% | 0 | Not computed | 0 | 2 |
| A••••• A••••••• CRD 141006 | Winter Park, FL | independent RIA | $90.6M | 100% | 2 | $45.3M | 1 | 0 |
| Z••• CRD 316889 | Miami, FL | other | $90.6M | 11% | 0 | Not computed | 0 | 0 |
| C••••• D••• • D• V••••••• W••••• M••••••••• L•• CRD 154242 | Gainesville, FL | independent RIA | $90.3M | 95% | 4 | $22.6M | 1 | 0 |
| A•• F•••••••• A•••••••• L•• CRD 304586 | Rockledge, FL | independent RIA | $84.7M | 100% | 13 | $6.5M | 7 | 0 |
| R•••• 2• P•••••• W••••• I••• CRD 332581 | Fort Lauderdale, FL | independent RIA | $83.5M | 94% | 2 | $41.8M | 1 | 1 |
| I•••• U• M••••••••• L•• CRD 334212 | Miami, FL | asset manager | $83.4M | 0.0% | 0 | Not computed | 0 | 0 |
| P•••• W••••• A••••••• L•• CRD 298080 | Windermere, FL | independent RIA | $83.3M | 89% | 12 | $6.9M | 2 | 0 |
| M•• I••••• C•• M••••••••• L•• CRD 301918 | Miami, FL | asset manager | $78.0M | 0.0% | 0 | Not computed | 1 | 4 |
| C••••• L••• C•••••• M••••••••• L•• CRD 174311 | West Palm Beach, FL | other | $77.9M | 0.0% | 0 | Not computed | 0 | 1 |
| L•••• I••••••••• M••••••••• CRD 166788 | Winter Park, FL | independent RIA | $73.1M | 76% | 1 | $73.1M | 1 | 0 |
| C•••••••• C•••••• L•• CRD 175233 | Miami, FL | asset manager | $71.5M | 0.0% | 1 | $71.5M | 2 | 1 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.