DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Merrion Investment Management Co, LLC CRD 139143 | Cranford, NJ | independent RIA | $245M | 60% | 3 | $81.6M | 1 | 0 |
| Gulfstream Cm, LLC CRD 165459 | Summit, NJ | mixed wealth | $244M | 21% | 4 | $61.1M | 0 | 2 |
| Evergreen Capital Associates LLC CRD 312909 | Plainsboro, NJ | asset manager | $244M | 0.3% | 0 | n/a | 0 | 6 |
| D•••• C•••••• M••••••••• L•• CRD 106248 | Red Bank, NJ | mixed wealth | $240M | 43% | 1 | $240M | 0 | 0 |
| A•••••••• C•••••• W••••• M••••••••• L•• CRD 157714 | Red Bank, NJ | independent RIA | $238M | 100% | 35 | $6.8M | 25 | 0 |
| L••••• F•••••••• P••••••• A•• W••••• M••••••••• CRD 171967 | Parsippany, NJ | independent RIA | $237M | 99% | 1 | $237M | 0 | 0 |
| H••••••• F•••••••• C••••••••• L•• CRD 288232 | Bedminster, NJ | independent RIA | $236M | 100% | 5 | $47.2M | 1 | 0 |
| G••••• F•••••••• G•••• CRD 331944 | Lakewood, NJ | independent RIA | $234M | 68% | 1 | $234M | 0 | 0 |
| C•••••• I••••••••• A••••••• S••••••••• L•• CRD 165763 | Fairfield, NJ | other | $232M | 0.0% | 2 | $116M | 1 | 0 |
| A•••• A•••• M••••••••• L•• CRD 128962 | Cedar Knolls, NJ | independent RIA | $230M | 71% | 2 | $115M | 2 | 0 |
| G•••••••• F•••••••• G•••• L•• CRD 310272 | Matawan, NJ | independent RIA | $230M | 94% | 5 | $46.0M | 0 | 0 |
| P••••• F•••••••• G•••• L•• CRD 325383 | Fairfield, NJ | independent RIA | $228M | 84% | 4 | $56.9M | 0 | 0 |
| S••••• W••••• M••••••••• L•• CRD 332113 | Fairfield, NJ | independent RIA | $228M | 99% | 11 | $20.7M | 5 | 0 |
| V•••••• A•• C•••••• S••••••••• I••• CRD 18826 | Ridgewood, NJ | independent RIA | $219M | 100% | 2 | $109M | 0 | 0 |
| I•••••••• W••••• S••••••••• CRD 340613 | Hamilton, NJ | independent RIA | $216M | 100% | 3 | $72.1M | 1 | 0 |
| L••••• F•••••••• S•••••••• L•• CRD 120900 | Verona, NJ | independent RIA | $214M | 100% | 2 | $107M | 1 | 0 |
| O•• C•••••• L•• CRD 327276 | Florham Park, NJ | asset manager | $214M | 0.0% | 1 | $214M | 0 | 13 |
| S•••• • A••••••••• L•• CRD 174909 | Warren, NJ | independent RIA | $213M | 100% | 3 | $70.9M | 0 | 0 |
| B•••••• F•••••••• CRD 289589 | Iselin, NJ | independent RIA | $212M | 100% | 6 | $35.3M | 1 | 0 |
| K•• A•••••••• L•• CRD 289816 | Princeton, NJ | mixed wealth | $210M | 32% | 3 | $70.1M | 1 | 0 |
| W•••• K••••• S•••••••• W••••• A•••••••• L•• CRD 302098 | Lawrenceville, NJ | independent RIA | $207M | 100% | 7 | $29.6M | 0 | 0 |
| M•••••• C•••••• M••••••••• L• CRD 309855 | Woodbridge, NJ | asset manager | $204M | 0.0% | 0 | n/a | 0 | 1 |
| N•• H••••••• W••••• M••••••••• CRD 328155 | Cedar Knolls, NJ | independent RIA | $203M | 82% | 6 | $33.9M | 0 | 0 |
| P••••••• W••••• A••••••• L•• CRD 283120 | Bridgewater, NJ | independent RIA | $201M | 98% | 8 | $25.2M | 2 | 0 |
| W••••••••• A••••••••• L••••• CRD 127718 | Lawrenceville, NJ | independent RIA | $200M | 100% | 1 | $200M | 0 | 0 |
| T••••• I••••••••• P•••••••• L•• CRD 172309 | Bordentown, NJ | independent RIA | $200M | 96% | 3 | $66.7M | 2 | 0 |
| T••••••••• F•••••••• A••••••• L•• CRD 298056 | Clinton, NJ | independent RIA | $199M | 100% | 2 | $99.7M | 2 | 0 |
| C••••• B•••• F•••••••• G••••• L•• CRD 313156 | Moorestown, NJ | independent RIA | $197M | 55% | 3 | $65.8M | 0 | 0 |
| B••••• F••••••••• L•• CRD 148582 | Montclair, NJ | independent RIA | $197M | 100% | 2 | $98.7M | 1 | 0 |
| F••••••••• F••••••••• L•• CRD 150457 | Marlton, NJ | independent RIA | $196M | 97% | 4 | $49.1M | 0 | 0 |
| T••• W••••• M••••••••• CRD 283899 | Westfield, NJ | independent RIA | $196M | 100% | 3 | $65.2M | 0 | 0 |
| H••• P•••• W••••• M••••••••• L•• CRD 147111 | Chester, NJ | independent RIA | $193M | 100% | 2 | $96.5M | 0 | 0 |
| C•••• P•••••• C••••• L•• CRD 337400 | Parsippany, NJ | independent RIA | $193M | 93% | 2 | $96.3M | 0 | 0 |
| E•••• C•••••• M••••••••• C••• CRD 109229 | Warren, NJ | independent RIA | $193M | 88% | 2 | $96.3M | 0 | 0 |
| L••• A••••• F•• A•••••• L•• CRD 332700 | Jersey City, NJ | asset manager | $190M | 0.0% | 0 | n/a | 0 | 0 |
| O• A••••••• L• CRD 309024 | Summit, NJ | asset manager | $189M | 0.0% | 0 | n/a | 0 | 1 |
| L•••••••• F••••• W••••• A•••••••• L•• CRD 337973 | Far Hills, NJ | independent RIA | $188M | 97% | 2 | $93.9M | 1 | 0 |
| S••• E•••••• A••••••••• I••• CRD 121356 | Cranford, NJ | independent RIA | $186M | 100% | 2 | $92.9M | 0 | 0 |
| A•••• A••••••• CRD 312385 | Jersey City, NJ | independent RIA | $185M | 100% | 2 | $92.7M | 0 | 1 |
| E••••••• W••••• CRD 308002 | Hackensack, NJ | independent RIA | $185M | 90% | 5 | $37.0M | 3 | 1 |
| H••••••••• F•••••••• C••••••••• I•• CRD 109462 | Princeton, NJ | independent RIA | $185M | 97% | 4 | $46.3M | 0 | 0 |
| P•• C•••••• L•• CRD 309784 | East Brunswick, NJ | independent RIA | $185M | 100% | 2 | $92.4M | 0 | 0 |
| A••••••• F•••••••• P••••••• L•• CRD 336537 | West Deptford, NJ | independent RIA | $183M | 100% | 2 | $91.4M | 0 | 0 |
| R•••••• F•••••••• CRD 330547 | Mount Arlington, NJ | independent RIA | $180M | 90% | 2 | $90.2M | 0 | 0 |
| W••••••• I••••••••• M••••••••• L•• CRD 132346 | Medford, NJ | independent RIA | $180M | 97% | 3 | $60.1M | 0 | 0 |
| S•• A•••••••• L•• CRD 287929 | Montclair, NJ | independent RIA | $176M | 100% | 4 | $44.0M | 1 | 0 |
| P••••••••• I••••••••• P•••••••• L•• CRD 122733 | Voorhees, NJ | independent RIA | $176M | 85% | 2 | $88.0M | 0 | 0 |
| T•••• B•••••• C••••••• L• CRD 160021 | Monmouth Beach, NJ | asset manager | $175M | 0.0% | 0 | n/a | 0 | 1 |
| T•• P••••• S••••••••• CRD 166641 | Flemington, NJ | asset manager | $175M | 0.0% | 4 | $43.8M | 3 | 0 |
| Z•••••• R••••••••• P••••••• CRD 143861 | Red Bank, NJ | independent RIA | $173M | 100% | 4 | $43.3M | 0 | 0 |
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388 advisers match.