DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
356 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Growstrong Wealth Strategies CRD 308299 | Fort Collins, CO | independent RIA | $127M | 73% | 3 | $42.3M | 2 | 0 |
| Oak Street Investments CRD 288019 | Greenwood Village, CO | independent RIA | $125M | 53% | 1 | $125M | 1 | 7 |
| Cultivate Wealth Partners CRD 340314 | Broomfield, CO | independent RIA | $125M | 100% | 1 | $125M | 0 | 0 |
| A•• F•••••••• S•••••••• L•• CRD 297647 | Westminster, CO | independent RIA | $124M | 100% | 4 | $31.1M | 6 | 0 |
| P••••••• F•••••••• S••••••• L•• CRD 106127 | Denver, CO | independent RIA | $124M | 96% | 1 | $124M | 0 | 0 |
| P•••• O• M••• F•••••••• P•••••••• I•• CRD 289067 | Colorado Springs, CO | independent RIA | $124M | 96% | 2 | $61.8M | 0 | 0 |
| S••••• T•• A••••••• G••••• I••• CRD 318058 | Colorado Springs, CO | independent RIA | $123M | 100% | 4 | $30.7M | 2 | 0 |
| A•••••••• CRD 154814 | Denver, CO | asset manager | $122M | 0.0% | 0 | Not computed | 0 | 2 |
| A•••• P•••• C•••••• M••••••••• L•• CRD 337839 | Lafayette, CO | asset manager | $121M | 0.0% | 0 | Not computed | 2 | 3 |
| S••••• C•••••• M••••••••• L•• CRD 288206 | Denver, CO | asset manager | $120M | 0.0% | 1 | $120M | 0 | 1 |
| W••••• L•••• C•••••• L•• CRD 307942 | Denver, CO | asset manager | $119M | 0.0% | 0 | Not computed | 0 | 1 |
| R•••••••• A•••••••• L•• CRD 334233 | Englewood, CO | independent RIA | $119M | 99% | 7 | $17.0M | 0 | 0 |
| N•••• W••••• P••••••• CRD 298396 | Denver, CO | independent RIA | $118M | 100% | 3 | $39.5M | 1 | 0 |
| W••••• E••••••••• L•• CRD 168578 | Denver, CO | independent RIA | $118M | 100% | 2 | $58.8M | 1 | 0 |
| C••••••• B•••••••• L•• CRD 132261 | Denver, CO | independent RIA | $116M | 82% | 1 | $116M | 0 | 0 |
| A••••• W••••• A•••••••• L•• CRD 105433 | Denver, CO | independent RIA | $116M | 99% | 1 | $116M | 0 | 0 |
| B•••••• I••••••••• A•••••••• I••• CRD 120783 | Littleton, CO | asset manager | $115M | 0.0% | 5 | $23.0M | 0 | 3 |
| 5• C•••••• P•••••••• L•• CRD 290938 | Colorado Springs, CO | bank affiliated | $113M | 73% | 4 | $28.3M | 0 | 0 |
| F•••••••• M••••••• I•• CRD 108489 | Boulder, CO | independent RIA | $111M | 100% | 2 | $55.7M | 0 | 0 |
| F•••••• W••••• CRD 339154 | Lone Tree, CO | independent RIA | $111M | 75% | 3 | $37.0M | 3 | 0 |
| P••• F•••••••• M••••••••• I••• CRD 281223 | Broomfield, CO | independent RIA | $109M | 100% | 2 | $54.7M | 0 | 0 |
| A•• CRD 339159 | Lone Tree, CO | asset manager | $108M | 0.0% | 3 | $36.0M | 1 | 0 |
| R• A•••• M••••••••• L•• CRD 157768 | Colorado Springs, CO | independent RIA | $107M | 100% | 2 | $53.6M | 0 | 0 |
| J•••••• W••••• M••••••••• L•• CRD 310496 | Castle Rock, CO | independent RIA | $107M | 100% | 1 | $107M | 1 | 0 |
| M••••• C••••••• L•• CRD 328303 | Denver, CO | asset manager | $107M | 0.0% | 2 | $53.3M | 2 | 0 |
| I••••••••• F••••••••• L•• CRD 127469 | Lakewood, CO | independent RIA | $105M | 100% | 2 | $52.6M | 0 | 0 |
| M•••••• F•••••••• P••••••• CRD 150079 | Pueblo, CO | independent RIA | $104M | 100% | 4 | $26.0M | 4 | 0 |
| 3•• F••••••• L•• CRD 287625 | Denver, CO | asset manager | $104M | 0.0% | 0 | Not computed | 0 | 4 |
| G••• S••••• L•• CRD 307493 | Denver, CO | asset manager | $103M | 0.0% | 0 | Not computed | 2 | 3 |
| N••••••••• W••••• M••••••••• CRD 282640 | Fort Collins, CO | independent RIA | $103M | 99% | 8 | $12.9M | 1 | 0 |
| B••• H•••• C•••••• CRD 339475 | Englewood, CO | independent RIA | $102M | 100% | 4 | $25.6M | 0 | 0 |
| C•• F•••••••• G••••• L•• CRD 155725 | Littleton, CO | independent RIA | $100M | 100% | 2 | $50.2M | 0 | 0 |
| F•••••••• A•••••• I••• CRD 140285 | Monument, CO | independent RIA | $100M | 100% | 5 | $20.1M | 0 | 0 |
| S•••••• C•••••• CRD 334117 | Fort Collins, CO | independent RIA | $98.8M | 77% | 2 | $49.4M | 0 | 0 |
| B••• S•• A•••• M••••••••• L•• CRD 167686 | Englewood, CO | asset manager | $98.6M | 0.0% | 1 | $98.6M | 0 | 0 |
| S••• W••••• A•••••••• L•• CRD 292755 | Durango, CO | other | $98.0M | 0.0% | 0 | Not computed | 1 | 0 |
| I••••• I••••••••• A•••••••• L•• CRD 153952 | Denver, CO | asset manager | $96.3M | 4.7% | 26 | $3.7M | 0 | 1 |
| L•• I• M••••••••• L•• CRD 328785 | Englewood, CO | asset manager | $93.1M | 0.0% | 0 | Not computed | 0 | 1 |
| I•••••••• P••••••••• S••••••• •••• S•••••••• C•••••• CRD 115961 | Denver, CO | independent RIA | $90.9M | 100% | 1 | $90.9M | 0 | 0 |
| K•••• I••••••••• CRD 315259 | Denver, CO | asset manager | $81.7M | 0.0% | 0 | Not computed | 1 | 0 |
| I••••••••• R••••••• C••• CRD 108208 | Denver, CO | independent RIA | $76.3M | 66% | 16 | $4.8M | 0 | 0 |
| W•••• C•••••• A•••••••• L•• CRD 135941 | Denver, CO | independent RIA | $72.0M | 69% | 3 | $24.0M | 1 | 0 |
| B••• L••• I•••••••• L•• CRD 319232 | Colorado Springs, CO | independent RIA | $48.2M | 100% | 6 | $8.0M | 5 | 0 |
| T•••• G••• CRD 313261 | Boulder, CO | other | $30.9M | 0.0% | 0 | Not computed | 0 | 0 |
| B• W••••• A•••••••• L•• CRD 335978 | Littleton, CO | independent RIA | $26.0M | 100% | 4 | $6.5M | 1 | 0 |
| G•• W••••• M••••••••• L•• CRD 333368 | Lone Tree, CO | independent RIA | $23.8M | 100% | 4 | $5.9M | 1 | 0 |
| S•••••• I••••••••• L•• CRD 317749 | Boulder, CO | asset manager | $16.1M | 0.0% | 0 | Not computed | 0 | 1 |
| C•••• V• V•••••••• L•• CRD 328904 | Denver, CO | asset manager | $14.9M | 0.0% | 3 | $5.0M | 0 | 1 |
| M•••••• CRD 309397 | Boulder, CO | independent RIA | $2.1M | 100% | 0 | Not computed | 0 | 0 |
| C••••••• C•••••• L•• CRD 342254 | Greenwood, CO | asset manager | $100,000 | 0.0% | 0 | Not computed | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.