DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| The Carlyle Group CRD 111128 | Washington, DC | asset manager | $284B | 0.0% | 0 | n/a | 4 | 314 |
| Missionsquare Investments CRD 109138 | Washington, DC | asset manager | $53B | 0.0% | 0 | n/a | 9 | 0 |
| Calvert Research And Management CRD 285127 | Washington, DC | asset manager | $40B | 0.0% | 0 | n/a | 3 | 0 |
| E•• M••••••••• C••••••• L•• CRD 154302 | Washington, DC | asset manager | $22B | 0.0% | 0 | n/a | 1 | 66 |
| F•••••••• C••••••••• I••• CRD 111827 | Washington, DC | institutional | $20B | 0.0% | 0 | n/a | 3 | 0 |
| R••• C•••• G•••• L•• CRD 125409 | Washington, DC | other | $18B | 0.0% | 0 | n/a | 1 | 12 |
| F•• I••••••••• L•• CRD 304405 | Washington, DC | asset manager | $18B | 6.1% | 17 | $1.0B | 8 | 0 |
| M••••••• I••••••••• N•••• A•••••• C••••••••• CRD 161478 | Washington, DC | asset manager | $10B | 0.0% | 0 | n/a | 0 | 35 |
| A••••••• P••••••• CRD 160802 | Washington, DC | asset manager | $9.3B | 0.0% | 0 | n/a | 0 | 66 |
| M••••••••• A••••••••• CRD 150614 | Washington, DC | independent RIA | $8.1B | 58% | 10 | $812M | 0 | 0 |
| G•••• M••••••••• L•• CRD 285045 | Washington, DC | asset manager | $8.1B | 0.0% | 0 | n/a | 3 | 26 |
| I••••••• C•••••• P••••••• CRD 157315 | Washington, DC | asset manager | $7.2B | 0.0% | 0 | n/a | 0 | 15 |
| M••••••••• R••••••••• CRD 108783 | Washington, DC | BD affiliated | $6.3B | 91% | 131 | $48.2M | 11 | 0 |
| A••• E••••• M••••••••• L••••• CRD 159517 | Washington, DC | asset manager | $4.2B | 0.0% | 0 | n/a | 0 | 0 |
| L•••••• S•••••••• C•••••• CRD 314378 | Washington, DC | asset manager | $3.5B | 0.0% | 0 | n/a | 0 | 3 |
| F••••••• A•••••••• L•• CRD 172036 | Washington, DC | asset manager | $3.5B | 0.0% | 0 | n/a | 0 | 0 |
| P•• R••• A••••• A•••••••• L•• CRD 338178 | Washington, DC | asset manager | $3.0B | 0.0% | 0 | n/a | 0 | 0 |
| C•••• C•••••• A••••••• L•• CRD 314113 | Washington, DC | asset manager | $2.8B | 0.0% | 0 | n/a | 1 | 5 |
| B•••• C•••••• P•••••••• L•• CRD 306359 | Washington, DC | asset manager | $2.7B | 0.0% | 0 | n/a | 0 | 9 |
| M••••• C•••••• M••••••••• L•• CRD 296437 | Washington, DC | asset manager | $2.5B | 0.0% | 0 | n/a | 2 | 15 |
| C•••••• M••••••• P••••••• L• CRD 319080 | Washington, DC | asset manager | $1.7B | 0.0% | 0 | n/a | 0 | 17 |
| I••• P•••• P•••••••• L•• CRD 157078 | Washington, DC | asset manager | $1.4B | 0.0% | 3 | $470M | 1 | 11 |
| P•••••• C•••••• M••••••••• L•• CRD 122679 | Washington, DC | asset manager | $1.3B | 0.0% | 0 | n/a | 4 | 22 |
| A••••••••• F•••••• • M••••• I••• CRD 107347 | Washington, DC | independent RIA | $1.3B | 99% | 11 | $116M | 0 | 0 |
| A••• L•••• M••••••••• L••••• CRD 161535 | Washington, DC | asset manager | $1.2B | 0.0% | 0 | n/a | 3 | 0 |
| F••••• N•••• F•••••• D•••••• C•••••• M••••••••• I••• CRD 140444 | Washington, DC | independent RIA | $1.2B | 99% | 3 | $404M | 0 | 0 |
| O•••••• C•••••• M••••••••• L••• CRD 155834 | Washington, DC | asset manager | $1.2B | 0.0% | 0 | n/a | 0 | 5 |
| J••••••••• M••••••••• L•• CRD 160623 | Washington, DC | asset manager | $1.2B | 0.0% | 0 | n/a | 0 | 19 |
| L••• I••••••••• A•••••••• L•• CRD 111814 | Washington, DC | independent RIA | $1.1B | 81% | 11 | $101M | 1 | 0 |
| G••••••• C•••••• M••••••••• L• CRD 313936 | Washington, DC | asset manager | $1.1B | 0.0% | 0 | n/a | 1 | 10 |
| Q•••• C•••••• M••••••••• L•• CRD 277131 | Washington, DC | asset manager | $1.0B | 0.0% | 0 | n/a | 1 | 9 |
| E••••••• C•••••• P••••••• CRD 337282 | Washington, DC | asset manager | $837M | 0.0% | 0 | n/a | 0 | 12 |
| F••••• N•••• F•••••• D•••••• I••••••••• CRD 319 | Washington, DC | independent RIA | $797M | 99% | 19 | $42.0M | 2 | 0 |
| T•• B••••• G•••• CRD 324247 | Washington, D.C., DC | asset manager | $722M | 0.0% | 0 | n/a | 0 | 3 |
| B•• L••••• A•••••••• CRD 291999 | Washington, DC | asset manager | $548M | 0.0% | 0 | n/a | 1 | 6 |
| E•••••••• A••••••• CRD 167257 | Washington, DC | asset manager | $539M | 0.0% | 0 | n/a | 0 | 3 |
| M••••••••• C••••••• L•• CRD 281209 | Washington, DC | asset manager | $503M | 0.0% | 0 | n/a | 1 | 4 |
| B••• L••• A• O••••• S••••••••• C•••••• CRD 291948 | Washington, DC | asset manager | $427M | 0.0% | 0 | n/a | 1 | 2 |
| A•••• C•••••• M••••••••• L•• CRD 284265 | Washington, DC | asset manager | $342M | 0.0% | 0 | n/a | 0 | 6 |
| N•• C••••••• CRD 332967 | Washington, DC | asset manager | $337M | 0.0% | 0 | n/a | 0 | 2 |
| B••••••• I••••••••• CRD 109004 | Washington, DC | independent RIA | $329M | 94% | 1 | $329M | 0 | 0 |
| C•••••• I••••••••• A••••••• CRD 118269 | Washington D.C., DC | independent RIA | $302M | 94% | 6 | $50.4M | 1 | 0 |
| B••••••••• • A••••••••• L•• CRD 313338 | Washington, DC | independent RIA | $287M | 97% | 2 | $144M | 2 | 0 |
| A•••• C•••••• M••••••••• L• CRD 335179 | Washington, DC | asset manager | $269M | 0.0% | 0 | n/a | 0 | 1 |
| A••••• I••••• M••••••••• L•• CRD 319191 | Washington, DC | asset manager | $262M | 0.0% | 0 | n/a | 1 | 3 |
| C••• L•• CRD 144535 | Washington, DC | asset manager | $256M | 0.0% | 0 | n/a | 0 | 5 |
| G••••• C•••••• W••••• M••••••••• L•• CRD 281772 | Washington, DC | independent RIA | $251M | 99% | 7 | $35.9M | 2 | 0 |
| W••••••••• G••••• S••••••••• L•• CRD 171774 | Washington, DC | independent RIA | $247M | 87% | 1 | $247M | 1 | 1 |
| A••• • H••••••• C•••••• P•••••••• L•• CRD 315195 | Washington, DC | asset manager | $231M | 0.0% | 0 | n/a | 0 | 4 |
| T•••• A•••• I••••••••• L•• CRD 288690 | Washington, DC | asset manager | $193M | 0.0% | 0 | n/a | 2 | 3 |
The rest of the firm names are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
Page 1 of 2Next
59 advisers match.