DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from The Pacific Financial Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Brandon BastubaThe Pacific Financial Group, Inc. independent RIANewedge Advisors BD affiliatedRIA to affiliated broker-dealer or bankApr 17, 2026Aug 25, 2026 (130 d)
Darrell Victor SzymanskiThe Pacific Financial Group, Inc. independent RIAAdvisors Capital Management, LLC independent RIARIA to RIAAug 18, 2025Aug 27, 2025
John Logan CummingsThe Pacific Financial Group, Inc. independent RIAAssetmark, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 14, 2025Jul 25, 2025
Janet LeeThe Pacific Financial Group, Inc. independent RIASummit Global Investments, LLC mixed wealthRIA to RIADec 17, 2024Mar 31, 2025 (104 d)
Patrick Robert NelisThe Pacific Financial Group, Inc. independent RIAInvesco Advisers, Inc. asset managerOtherMay 2, 2024May 2, 2024
Jason Eric LuhanThe Pacific Financial Group, Inc. independent RIAPacific Financial Group, LLC otherOtherMar 8, 2024May 30, 2019
Nathan Ronald RachelsThe Pacific Financial Group, Inc. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2023Oct 18, 2024 (292 d)
Jeffrey Kent OlsenThe Pacific Financial Group, Inc. independent RIAProtools unclassifiedOtherDec 11, 2023Oct 7, 2022
Ingrid Louise KaferThe Pacific Financial Group, Inc. independent RIATd Ameritrade Investment Management, LLC independent RIARIA to RIAFeb 8, 2023Mar 14, 2023 (34 d)
Evangeline StratisThe Pacific Financial Group, Inc. independent RIABison Wealth, LLC independent RIARIA to RIADec 31, 2022Feb 3, 2023 (34 d)
Eliot Dylan MarrThe Pacific Financial Group, Inc. independent RIABison Wealth, LLC independent RIARIA to RIADec 31, 2022Feb 3, 2023 (34 d)
Brian Keith McginnisThe Pacific Financial Group, Inc. independent RIABison Wealth, LLC independent RIARIA to RIADec 31, 2022Feb 9, 2023 (40 d)
Jacob GuevaraThe Pacific Financial Group, Inc. independent RIABison Wealth, LLC independent RIARIA to RIADec 31, 2022Feb 3, 2023 (34 d)
Carolina Alicia MartinezThe Pacific Financial Group, Inc. independent RIABison Wealth, LLC independent RIARIA to RIADec 31, 2022Jan 18, 2023
Esteven Enrique Ladron De GuevaraThe Pacific Financial Group, Inc. independent RIABison Wealth, LLC independent RIARIA to RIADec 31, 2022Feb 3, 2023 (34 d)
Thomas GarciaThe Pacific Financial Group, Inc. independent RIABison Wealth, LLC independent RIARIA to RIADec 31, 2022Jan 31, 2023 (31 d)
Cory James KendallThe Pacific Financial Group, Inc. independent RIAToews Asset Management asset managerOtherDec 13, 2022Aug 25, 2023 (255 d)
Eric Jason KuhnsThe Pacific Financial Group, Inc. independent RIACambridge Investment Research Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankNov 2, 2022Jan 17, 2023 (76 d)
Aaron RamseyThe Pacific Financial Group, Inc. independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankNov 2, 2022Nov 1, 2022
Jeremy Wade RoneyThe Pacific Financial Group, Inc. independent RIAAlliancebernstein L.P. asset managerOtherNov 2, 2022Nov 8, 2022
Sylvain David TemplemanThe Pacific Financial Group, Inc. independent RIAIndependent Financial Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 15, 2022Sep 19, 2022 (66 d)
Eric NeufeldThe Pacific Financial Group, Inc. independent RIAPacific Financial Group, LLC otherOtherAug 17, 2021Dec 9, 2019
Aaron Daniel HallThe Pacific Financial Group, Inc. independent RIAVirtue Capital Management, LLC independent RIARIA to RIAJun 21, 2021Mar 15, 2022 (267 d)
Scott Matthew FrielThe Pacific Financial Group, Inc. independent RIAAbsolute Capital Management, LLC independent RIARIA to RIANov 18, 2019Nov 26, 2019
Kenneth Ian DeaneThe Pacific Financial Group, Inc. independent RIAAdvisors Capital Management, LLC independent RIARIA to RIAFeb 25, 2019Nov 7, 2025 (2447 d)
Carol Jacquelyn ZelenkeThe Pacific Financial Group, Inc. otherRaymond James Financial Services Advisors, Inc otherOtherJun 18, 2013Jan 18, 2017 (1310 d)
Julie Jean Cassatt-OlsenThe Pacific Financial Group, Inc. otherRetirement Asset Management, LLC otherOtherJul 26, 2007Sep 24, 2007 (60 d)
Michael Scott Van SantThe Pacific Financial Group, Inc. otherEmpirical Wealth Management, LLC otherOtherMar 15, 2007Mar 26, 2007
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28 moves match.