DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Vantage Financial Group, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Scott Ryan LewisVantage Financial Group, Inc. independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 9, 2023Jun 29, 2023
Gregory Allen LargeVantage Financial Group, Inc. independent RIALPL Financial LLC independent RIARIA to RIAJan 25, 2023Jan 20, 2023
Richard Franklyn DetillioVantage Financial Group, Inc. independent RIACetera Advisor Networks LLC otherOtherDec 8, 2022Sep 3, 2013
Angela Marie BerryVantage Financial Group, Inc. independent RIACetera Advisor Networks LLC otherOtherNov 28, 2022Sep 3, 2013
Susan J FinefrockVantage Financial Group, Inc. independent RIAWalnut Street Securities, Inc. otherOtherNov 28, 2022Nov 9, 2012
Joseph Charles KeanVantage Financial Group, Inc. independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 6, 2022Jun 29, 2023 (539 d)
Maureen Elizabeth BenoVantage Financial Group, Inc. independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2020Jun 29, 2023 (910 d)
James Donald RichardsVantage Financial Group, Inc. independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 13, 2020Jun 29, 2023 (958 d)
Eric Andrew BarnesVantage Financial Group, Inc. independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 22, 2020Jun 29, 2023 (1072 d)
Brian Matthew ReesVantage Financial Group, Inc. independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankJun 10, 2019Jun 11, 2019
David William JonesVantage Financial Group, Inc. independent RIACetera Advisor Networks LLC otherOtherOct 25, 2018Sep 3, 2013
Autumn A TaylorVantage Financial Group, Inc. independent RIACetera Advisor Networks LLC otherOtherJul 25, 2018Sep 25, 2013
Scott Henry GuetzVantage Financial Group, Inc. otherMariner BD affiliatedOtherDec 31, 2016Apr 30, 2021 (1581 d)
Ronald Allen PetersVantage Financial Group, Inc. otherStrategic Lifestyle Advisors, Inc. unclassifiedOtherDec 31, 2016Feb 17, 2015
William Eugene WardVantage Financial Group, Inc. otherCetera Advisor Networks LLC otherOtherDec 31, 2016Sep 3, 2013
Michael Maxwell SmithVantage Financial Group, Inc. otherCetera Investment Advisers LLC BD affiliatedOtherDec 31, 2016Jun 29, 2023 (2371 d)
Robert Michael SmithVantage Financial Group, Inc. otherCetera Investment Advisers LLC BD affiliatedOtherDec 31, 2016Jun 29, 2023 (2371 d)
William Bradley MontgomeryVantage Financial Group, Inc. otherCetera Advisor Networks LLC otherOtherOct 5, 2015Oct 15, 2013
Michael Corey KatzVantage Financial Group, Inc. otherPnc Managed Account Solutions, Inc. otherOtherAug 1, 2013Sep 10, 2013 (40 d)
Jon David HeddlesonVantage Financial Group, Inc. otherTrue Wealth Design, LLC independent RIAOtherOct 4, 2012Nov 14, 2012 (41 d)
Anthony Jay CiscoVantage Financial Group, Inc. otherCetera Investment Advisers LLC BD affiliatedOtherSep 15, 2009Jun 29, 2023 (5035 d)
Steven Barry TuttleVantage Financial Group, Inc. otherTransamerica Financial Advisors, LLC otherOtherJan 3, 2005May 20, 2005 (137 d)
Anthony Jay CiscoVantage Financial Group, Inc. otherWalnut Street Securities, Inc. otherOtherJan 3, 2005Feb 9, 2007 (767 d)
John Ladislav VrablicVantage Financial Group, Inc. otherCincinnati Analysts, Inc otherOtherOct 19, 2004Oct 26, 2004
Page 1 of 1
24 moves match.