DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Regentatlantic

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Robert Philip WolfeRegentatlantic independent RIAWealthfd independent RIARIA to RIANov 14, 2022Oct 28, 2022
Sharon Marie CirilloRegentatlantic independent RIAWiss Private Client Advisors, LLC independent RIARIA to RIAJan 11, 2019Jan 29, 2019
Eric Anthony FureyRegentatlantic independent RIAAccretive Wealth Partners, LLC no RAUMRIA to a newly registered adviserDec 19, 2018Mar 13, 2019 (84 d)
Jack Ryan O'DonnellRegentatlantic independent RIAHoylecohen, LLC independent RIARIA to RIAApr 9, 2018Jul 28, 2020 (841 d)
Andrew ByersRegentatlantic otherStrategic Advisers LLC national BDOtherOct 20, 2016May 1, 2017 (193 d)
Matthew MozerRegentatlantic otherWells Fargo Advisors wirehouseOtherJul 6, 2016Nov 5, 2021 (1948 d)
John Craig ZeltmannRegentatlantic otherS.F. Ehrlich Associates, Inc. otherOtherJul 1, 2016Jul 19, 2016
Melissa J GerckensRegentatlantic otherHeller Wealth Advisors, LLC. otherOtherDec 2, 2015Oct 14, 2016 (317 d)
Megan Mcconnell BrozowskiRegentatlantic otherMariner Wealth Advisors otherOtherOct 29, 2015Nov 4, 2015
Stephen Kyle WadeRegentatlantic otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJan 7, 2015Nov 10, 2014
Thomas William FarrellRegentatlantic otherWithum Wealth Management otherOtherSep 23, 2014Apr 23, 2015 (212 d)
Altan Oriqilang WulijiRegentatlantic otherBalasa Dinverno Foltz LLC otherOtherAug 2, 2013Sep 5, 2013 (34 d)
Taylor J. ThomasRegentatlantic otherRound Table Wealth Management otherOtherFeb 7, 2013Jun 22, 2015 (865 d)
Derek Thomas TharpRegentatlantic otherMote Wealth Management, LLC unclassifiedOtherNov 9, 2012Dec 12, 2012 (33 d)
Michael KanouseRegentatlantic otherMorgan Stanley wirehouseOtherDec 15, 2011May 8, 2012 (145 d)
John Thomas ProkopRegentatlantic otherTilson Financial Group Inc otherOtherNov 9, 2011Mar 26, 2013 (503 d)
Neil Anthony TeubelRegentatlantic otherBalasa Dinverno Foltz LLC otherOtherAug 2, 2011Jul 9, 2012 (342 d)
Michael Stuart KimmelRegentatlantic otherWealthstream Advisors, Inc. independent RIAOtherApr 1, 2011Aug 9, 2021 (3783 d)
Nicole Marie Adler-FrigolettoRegentatlantic otherLPL Financial LLC independent RIAOtherSep 23, 2010Jan 17, 2023 (4499 d)
John James SheehanRegentatlantic otherUsaa Financial Planning Services no RAUMOtherJun 2, 2010Jun 15, 2010
Daniel Brian WeitzRegentatlantic otherSimon Quick Advisors, LLC otherOtherMar 6, 2009Apr 5, 2013 (1491 d)
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21 moves match.