DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Sage Advisory Services Ltd Co

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Thomas J BourgSage Advisory Services Ltd Co mixed wealthFisher Investments independent RIARIA to RIAJun 23, 2025Aug 18, 2025 (56 d)
Matthew JohnsonSage Advisory Services Ltd Co mixed wealthAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankJul 29, 2024Sep 10, 2024 (43 d)
Ryan OmalleySage Advisory Services Ltd Co otherDucenta Squared Asset Management otherOtherFeb 27, 2023Jan 29, 2024 (336 d)
Kimberly Faith SowersSage Advisory Services Ltd Co otherRBC Capital Markets, LLC national BDOtherJan 6, 2023Apr 28, 2026 (1208 d)
Vincent Matthew AquinoSage Advisory Services Ltd Co otherJ.P. Morgan Securities LLC wirehouseOtherMay 6, 2022Jun 15, 2022 (40 d)
Ashley Renee PottsSage Advisory Services Ltd Co otherPrimerica Advisors national BDOtherFeb 23, 2022Apr 19, 2022 (55 d)
Andrew Rickert HinnantSage Advisory Services Ltd Co otherKestra Advisory Services, LLC BD affiliatedOtherFeb 14, 2022Feb 22, 2022
Dale Jarrett KormanSage Advisory Services Ltd Co otherHarbor Capital Advisors, Inc. asset managerOtherAug 26, 2021Sep 23, 2021
Sophie G Brooks-AmesSage Advisory Services Ltd Co otherMeridian Wealth Advisors, LLC independent RIAOtherMay 20, 2019Jun 13, 2019
Roman Jourdain SamuelsSage Advisory Services Ltd Co otherRussell Investments otherOtherMay 2, 2019May 8, 2019
Jonathan Allen JochumSage Advisory Services Ltd Co otherFirst Trust Advisors LP asset managerOtherOct 15, 2018Oct 24, 2018
Stephanie Clark SharpSage Advisory Services Ltd Co otherTransamerica Retirement Advisors, LLC mixed wealthOtherJan 2, 2018Jan 14, 2019 (377 d)
Bradford George NorfordSage Advisory Services Ltd Co otherUBS Financial Services Inc. wirehouseOtherSep 12, 2017May 4, 2020 (965 d)
Michael Ronald NavoneSage Advisory Services Ltd Co otherEnsemble Capital Management, LLC independent RIAOtherJun 12, 2017Jun 20, 2018 (373 d)
Christopher J HodgdonSage Advisory Services Ltd Co otherFirst Trust Advisors LP otherOtherMay 22, 2017Dec 6, 2017 (198 d)
Shane Austin MorrowSage Advisory Services Ltd Co otherOsaic Fa, Inc. otherOtherJan 4, 2016Jan 26, 2016
Myka Bradley KoenenSage Advisory Services Ltd Co otherUnited Capital Financial Advisors otherOtherJun 18, 2014Jun 26, 2014
Richard Brent WilliamsSage Advisory Services Ltd Co otherNorthview Asset Management, Inc. otherOtherJul 18, 2013Feb 14, 2014 (211 d)
Philip Joseph ScrofaniSage Advisory Services Ltd Co otherMML Investors Services, LLC BD affiliatedOtherSep 2, 2008Sep 25, 2018 (3675 d)
Edward Franklin SullivanSage Advisory Services Ltd Co otherWhite Star Asset Management, LLC unclassifiedOtherJan 29, 2004Jan 2, 2009 (1800 d)
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20 moves match.