DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Orion Portfolio Solutions, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ryan Alexei SzaboOrion Portfolio Solutions, LLC BD affiliatedVanguard Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 31, 2021Dec 12, 2025 (1442 d)
Adam NeumeisterOrion Portfolio Solutions, LLC BD affiliatedValor Consulting & Distribution, LLC unclassifiedOtherJan 4, 2021Jul 16, 2021 (193 d)
Jeremy BuhrOrion Portfolio Solutions, LLC mixed wealthPrincipal Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 6, 2019Jan 3, 2020
Joseph David PorterOrion Portfolio Solutions, LLC mixed wealthRock Creek Advisors LLC state registeredRIA to a state-registered adviserNov 18, 2019Apr 7, 2021 (506 d)
Jaclyn Adams PealOrion Portfolio Solutions, LLC mixed wealthCwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 18, 2019Aug 3, 2020 (259 d)
Jonathan Russel TrbovichOrion Portfolio Solutions, LLC mixed wealthSecurities America Advisors, Inc. BD affiliatedRIA to affiliated broker-dealer or bankNov 1, 2019Jan 7, 2020 (67 d)
Dustin Mitchell DorhoutOrion Portfolio Solutions, LLC mixed wealthWealthplan Investment Management LLC independent RIARIA to RIAJul 5, 2019Jun 30, 2021 (726 d)
Kevin ZlomkeOrion Portfolio Solutions, LLC mixed wealthCwm, LLC independent RIARIA to RIAFeb 1, 2019Mar 25, 2019 (52 d)
Dalton Anthony HeimOrion Portfolio Solutions, LLC mixed wealthAe Wealth Management, LLC independent RIARIA to RIADec 11, 2018Dec 3, 2018
Joshua R JenkinsOrion Portfolio Solutions, LLC mixed wealthLutz Financial independent RIARIA to RIASep 20, 2018Oct 28, 2020 (769 d)
Troy Edward WoodsOrion Portfolio Solutions, LLC otherTlg Advisors, Inc. otherOtherSep 12, 2017Sep 27, 2017
Jessica Lynn GolsonOrion Portfolio Solutions, LLC otherCwm, LLC otherOtherAug 11, 2017Aug 24, 2017
Thomas John MaherOrion Portfolio Solutions, LLC otherWealthmark state registeredOtherMay 3, 2016Jan 1, 2026 (3530 d)
Jennifer J SchenkelbergOrion Portfolio Solutions, LLC otherSchenkelberg Investments, LLC state registeredOtherDec 4, 2015Apr 25, 2016 (143 d)
John Logan CummingsOrion Portfolio Solutions, LLC otherWellness Investment Advisers LLC state registeredOtherDec 4, 2015Apr 15, 2016 (133 d)
Michele Ann PrellOrion Portfolio Solutions, LLC otherStrategic Advisers LLC national BDOtherJul 6, 2015Aug 11, 2015 (36 d)
Deborah Lynn KochOrion Portfolio Solutions, LLC otherArbor Point Advisors otherOtherMar 27, 2015Apr 15, 2015
Mark Christopher MuellerOrion Portfolio Solutions, LLC otherSmith Hayes Advisers Inc otherOtherDec 1, 2014Dec 17, 2014
Matthew Philip SantiniOrion Portfolio Solutions, LLC otherUBS Financial Services Inc. wirehouseOtherMay 21, 2014Oct 26, 2021 (2715 d)
John W LudlowOrion Portfolio Solutions, LLC otherMorgan Stanley wirehouseOtherMay 29, 2013Jun 24, 2013
Brian George SwimOrion Portfolio Solutions, LLC otherSterneck Capital Management LLC otherOtherMay 9, 2013Nov 7, 2013 (182 d)
Mark Allen LudwigOrion Portfolio Solutions, LLC otherEquitable Advisors, LLC national BDOtherFeb 11, 2013Mar 28, 2014 (410 d)
Bryce Allen UnckOrion Portfolio Solutions, LLC otherLPL Financial LLC otherOtherMay 31, 2012Jul 3, 2012 (33 d)
Robert Joseph O'CarrollOrion Portfolio Solutions, LLC otherNexcore Financial Services, Incorporated unclassifiedOtherJan 20, 2009Dec 8, 2005
Bradley Lee HauptOrion Portfolio Solutions, LLC otherAmerican Investors Co otherOtherJun 19, 2007Jul 7, 2006
Aaron Brent PetersonOrion Portfolio Solutions, LLC otherMorningstar Investment Services LLC otherOtherNov 7, 2002Oct 13, 2003 (340 d)
Renee Annette DegnerOrion Portfolio Solutions, LLC otherMorgan Stanley & Co. LLC unclassifiedOtherSep 13, 2002Mar 20, 2008 (2015 d)
Jay Anthony RiggsOrion Portfolio Solutions, LLC otherRiggs Capital Management, LLC otherOtherMay 3, 2002May 8, 2002
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88 moves match.