DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Destination Wealth Management

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Karena ZhuDestination Wealth Management independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankJul 30, 2026Aug 17, 2026
Christina Ko TalbotDestination Wealth Management independent RIAMercer Global Advisors Inc. independent RIARIA to RIAApr 8, 2026May 6, 2026
Karl Gregory SalocksDestination Wealth Management independent RIACwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 6, 2025Feb 10, 2026 (127 d)
Shaun Robert WilliamsDestination Wealth Management independent RIAValeo Financial Advisors, LLC independent RIARIA to RIAJun 17, 2025Aug 25, 2025 (69 d)
Manuel Antonio Lugo GarciaDestination Wealth Management independent RIAParallel Advisors, LLC independent RIARIA to RIAMay 22, 2023Jan 11, 2024 (234 d)
Sophia I-Ju FengDestination Wealth Management independent RIACreative Planning independent RIARIA to RIAFeb 8, 2023Feb 16, 2023
Philip Aglubat QuitorianoDestination Wealth Management independent RIACreative Planning independent RIARIA to RIANov 3, 2021Nov 4, 2021
Austin Paul HonDestination Wealth Management independent RIAMomentum Private Wealth Management state registeredRIA to a state-registered adviserAug 14, 2019Oct 22, 2019 (69 d)
Matthew James FaubionDestination Wealth Management independent RIAMutual Advisors, LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 20, 2019Jun 4, 2019
Benjamin Scott HearnsbergerDestination Wealth Management independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseOct 23, 2018Oct 25, 2018
Aaron James LangstonDestination Wealth Management otherMercer Global Advisors Inc. independent RIAOtherMay 22, 2015Aug 17, 2023 (3009 d)
Benjamin William KautzDestination Wealth Management otherMercer Global Advisors Inc. independent RIAOtherJul 9, 2014Sep 16, 2022 (2991 d)
Mary Ellen WarnerDestination Wealth Management otherStifel, Nicolaus & Company, Incorporated national BDOtherFeb 5, 2014Jun 27, 2024 (3795 d)
Tracy JaoDestination Wealth Management otherCreative Planning otherOtherSep 6, 2013Sep 16, 2013
John Andrew BellamyDestination Wealth Management otherMillie Capital Management LLC otherOtherJan 6, 2012Oct 12, 2012 (280 d)
Judith Nobue HirotakaDestination Wealth Management otherUsaa Financial Planning Services no RAUMOtherMay 13, 2011Jun 7, 2011
Parvin Nmn ManuchehriDestination Wealth Management otherLexington Financial/Life Management, LLC otherOtherAug 17, 2010Aug 18, 2010
John Ho SeoDestination Wealth Management otherLexington Financial/Life Management, LLC otherOtherAug 9, 2010Aug 18, 2010
Angela Marie WrightDestination Wealth Management otherDel Monte Group, LLC otherOtherJun 9, 2008Nov 12, 2008 (156 d)
Robert Keith JacquesDestination Wealth Management otherCitigroup Global Markets Inc. otherOtherMay 16, 2007Jun 19, 2007 (34 d)
Francois MarcouxDestination Wealth Management otherNelson Capital Management otherOtherNov 29, 2006Sep 4, 2007 (279 d)
Caroline Sabina EganDestination Wealth Management otherNorthern Trust Securities, Inc no RAUMOtherOct 17, 2005Feb 9, 2006 (115 d)
Marshall Hall GroomDestination Wealth Management otherGroom Financial Advisory state registeredOtherJan 15, 2004Feb 10, 2004
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23 moves match.