DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Flexible Plan Investments Ltd
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Cole Misuraca | Flexible Plan Investments Ltd mixed wealth | Thrivent Investment Management Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Sep 5, 2025 | Sep 12, 2025 |
| Justin Benedict Murphy | Flexible Plan Investments Ltd mixed wealth | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 2, 2025 | Jan 14, 2026 (196 d) |
| Mary Elizabeth Jones | Flexible Plan Investments Ltd mixed wealth | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jun 14, 2024 | Jul 18, 2024 (34 d) |
| Darrell Lynn Saathoff | Flexible Plan Investments Ltd mixed wealth | Tlg Advisors, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | May 3, 2024 | Sep 18, 2025 (503 d) |
| Andrew Anthony Jabro | Flexible Plan Investments Ltd mixed wealth | Next Financial Group, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Apr 15, 2024 | Apr 30, 2024 |
| Anna E Kinsella | Flexible Plan Investments Ltd mixed wealth | Tcw Investment Management Company LLC asset manager | Other | Feb 15, 2024 | Mar 5, 2024 |
| Nicolas Werthman | Flexible Plan Investments Ltd mixed wealth | Bahl & Gaynor LLC mixed wealth | RIA to RIA | Jul 5, 2023 | Feb 28, 2024 (238 d) |
| Leonard Durso | Flexible Plan Investments Ltd mixed wealth | Beacon Capital Management, Inc. independent RIA | RIA to RIA | Sep 28, 2022 | Nov 22, 2022 (55 d) |
| Michael D Heavey | Flexible Plan Investments Ltd mixed wealth | Assetmark, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Jul 5, 2022 | Aug 18, 2022 (44 d) |
| Michael Walton Rogers | Flexible Plan Investments Ltd mixed wealth | True North Wealth Strategies unclassified | Other | May 20, 2022 | Jun 16, 2022 |
| Timothy James Brennan | Flexible Plan Investments Ltd independent RIA | Hynes Advisory Group LLC state registered | RIA to a state-registered adviser | Mar 29, 2019 | Jun 24, 2019 (87 d) |
| Vainius Bronius Gleveckas | Flexible Plan Investments Ltd independent RIA | Missionsquare Retirement asset manager | Other | May 22, 2018 | Jun 8, 2018 |
| Jerome Van Leftwich | Flexible Plan Investments Ltd other | Stf Management LP no RAUM | Other | Oct 10, 2017 | May 1, 2018 (203 d) |
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13 moves match.