DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from 1st Global Advisors Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Samuel James Angelo1st Global Advisors Inc BD affiliatedHeadquarters Advisory Group, LLC unclassifiedOtherOct 25, 2019Feb 4, 2008
David Bryan Barnett1st Global Advisors Inc BD affiliatedPk Financial Strategies, LLC unclassifiedOtherOct 25, 2019Jun 21, 2010
Walter Corville Chown1st Global Advisors Inc BD affiliatedPle Wealth Management unclassifiedOtherOct 25, 2019Apr 15, 2004
John J Crowe1st Global Advisors Inc BD affiliatedHunter Financial Services, Inc. unclassifiedOtherOct 25, 2019Jun 13, 2005
John David Strother1st Global Advisors Inc BD affiliatedWealth Care Group Asset Management, LLC unclassifiedOtherOct 25, 2019Mar 31, 2005
Tonya Gay Fulcher1st Global Advisors Inc BD affiliatedBeall Barclay Advisors, LLC unclassifiedOtherOct 25, 2019Apr 25, 2008
Ahmad Bashir Husami1st Global Advisors Inc BD affiliatedHusami & Associates state registeredAffiliated broker-dealer or bank to a state-registered adviserOct 25, 2019Mar 26, 1998
Michele Irene Lee1st Global Advisors Inc BD affiliatedHeadquarters Advisory Group, LLC unclassifiedOtherOct 25, 2019Feb 27, 2015
Duncan Bradley Green1st Global Advisors Inc BD affiliatedGreen & Deckert LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 25, 2019May 2, 2019
Steven Anthony Henderson1st Global Advisors Inc BD affiliatedUnion Financial Advisors, Inc. unclassifiedOtherOct 25, 2019Jan 1, 1999
Jeffrey Lawrence Watson1st Global Advisors Inc BD affiliatedWealthcare Financial Group, LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserOct 25, 2019Aug 29, 2005
Victor Paul Mandella1st Global Advisors Inc BD affiliatedMoon & Mandella Financial Advisors, Inc. unclassifiedOtherOct 25, 2019Oct 24, 2006
Saul Adam Stephens1st Global Advisors Inc BD affiliatedMeaden & Moore Financial Services, Ltd. unclassifiedOtherOct 25, 2019Aug 20, 2003
Christian Paul Frederiksen1st Global Advisors Inc BD affiliatedFrederiksen-Crawford Financial Advisors, LLC unclassifiedOtherOct 25, 2019Oct 10, 2005
Thomas Lee Turner1st Global Advisors Inc BD affiliatedTurner & Vedrenne Financial Services, L.L.C. unclassifiedOtherOct 25, 2019Oct 28, 1999
Terrill Martin Jannsen1st Global Advisors Inc BD affiliatedJannsen Wealth Management, S.C. unclassifiedOtherOct 25, 2019Jan 4, 2002
Travis Andrew Teague1st Global Advisors Inc BD affiliatedBeall Barclay Advisors, LLC unclassifiedOtherOct 25, 2019Apr 25, 2008
Donald Edward Hopp1st Global Advisors Inc BD affiliatedHopp Wealth Management unclassifiedOtherOct 25, 2019May 19, 2004
Michael Angelo Bonventure1st Global Advisors Inc BD affiliatedGryphon Financial Wealth Advisors, LLC unclassifiedOtherOct 25, 2019May 23, 2005
Brent Ryan Silver1st Global Advisors Inc BD affiliatedMeaden & Moore Financial Services, Ltd. unclassifiedOtherOct 25, 2019Aug 2, 2018
Scott Albert Mitchem1st Global Advisors Inc BD affiliatedPk Financial Strategies, LLC unclassifiedOtherOct 25, 2019Aug 21, 2002
Neil Gerson Schmerling1st Global Advisors Inc BD affiliatedSchmerling Financial Group, LLC unclassifiedOtherOct 25, 2019Mar 30, 2001
Deborah Lynn Frech1st Global Advisors Inc BD affiliatedBfj Wealth Management, LLC unclassifiedOtherOct 25, 2019Feb 3, 2016
Timothy Smith Solt1st Global Advisors Inc BD affiliatedWss Financial Services, Ltd unclassifiedOtherOct 25, 2019Jan 3, 2007
Anthony Martin Kong1st Global Advisors Inc BD affiliatedPk Financial Strategies, LLC unclassifiedOtherOct 25, 2019Jan 1, 2002
Roger Dale Brunk1st Global Advisors Inc BD affiliatedBeall Barclay Advisors, LLC unclassifiedOtherOct 25, 2019Apr 25, 2008
Mary R Salas1st Global Advisors Inc BD affiliatedI.M. Financial, LLC unclassifiedOtherOct 25, 2019Apr 7, 2014
John David Evans1st Global Advisors Inc BD affiliatedBeall Barclay Advisors, LLC unclassifiedOtherOct 25, 2019May 4, 2005
Letitia Sue Talkington1st Global Advisors Inc BD affiliatedBeall Barclay Advisors, LLC unclassifiedOtherOct 25, 2019May 4, 2005
Dennis Michael Moser1st Global Advisors Inc BD affiliatedBeall Barclay Advisors, LLC unclassifiedOtherOct 25, 2019May 4, 2005
Bart Patrick Allard1st Global Advisors Inc BD affiliatedLundy Allard Wealth Management, LLC unclassifiedOtherOct 25, 2019Jul 21, 2008
Barbara Anne Hambrick1st Global Advisors Inc BD affiliatedBeall Barclay Advisors, LLC unclassifiedOtherOct 25, 2019Apr 25, 2008
Deana Ann Infield1st Global Advisors Inc BD affiliatedBeall Barclay Advisors, LLC unclassifiedOtherOct 25, 2019Apr 25, 2008
Sean Paul Storck1st Global Advisors Inc BD affiliatedReason Financial otherOtherOct 25, 2019Aug 2, 2012
Nicole Michelle Albrecht1st Global Advisors Inc BD affiliatedReason Financial otherOtherOct 25, 2019Mar 11, 2013
Douglas A Barr1st Global Advisors Inc BD affiliatedI.M. Financial, LLC unclassifiedOtherOct 25, 2019Apr 7, 2014
Steven W Pollock1st Global Advisors Inc BD affiliatedReason Financial otherOtherOct 25, 2019Dec 9, 2010
Don Frederick Fitzpatrick1st Global Advisors Inc BD affiliatedBeall Barclay Advisors, LLC unclassifiedOtherOct 25, 2019Apr 25, 2008
Gregory Alan Deckert1st Global Advisors Inc BD affiliatedGreen & Deckert LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 25, 2019May 3, 2019
Joseph Louis Bell1st Global Advisors Inc BD affiliatedBfj Wealth Management, LLC unclassifiedOtherOct 25, 2019Feb 3, 2016
Meryl Linda Futey1st Global Advisors Inc BD affiliatedHeadquarters Advisory Group, LLC unclassifiedOtherOct 25, 2019Apr 25, 2017
Joseph Mordechai Schmerling1st Global Advisors Inc BD affiliatedSchmerling Financial Group, LLC unclassifiedOtherOct 25, 2019Apr 1, 2016
Matthew James Anderson1st Global Advisors Inc BD affiliatedReason Financial otherOtherOct 24, 2019Jan 28, 2016
Joel Mark Kosovsky1st Global Advisors Inc BD affiliatedHorizon Financial Advisors, LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserOct 16, 2019Jan 18, 2024 (1555 d)
Gay Rashaun Benn1st Global Advisors Inc BD affiliatedMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseOct 14, 2019Dec 17, 2019 (64 d)
Ronald Scott Sanderson1st Global Advisors Inc BD affiliatedBriggs Advisory Group, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAOct 10, 2019Jan 8, 2020 (90 d)
Marcus Quitman Elliott1st Global Advisors Inc BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 2, 2019Oct 1, 2019
Richard Anthony Painter1st Global Advisors Inc BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 2, 2019Oct 1, 2019
Mark Andrew Rupolo1st Global Advisors Inc BD affiliatedBlackridge Asset Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 1, 2019Oct 15, 2019
Marguerite Jennings Beach1st Global Advisors Inc BD affiliatedNexjenn Financial Services state registeredAffiliated broker-dealer or bank to a state-registered adviserSep 30, 2019Oct 4, 2019
Veton Kaba1st Global Advisors Inc BD affiliatedUBS Financial Services Inc. wirehouseAffiliated broker-dealer or bank to wirehouseSep 5, 2019Aug 27, 2020 (357 d)
Kathryn Vieh Redden1st Global Advisors Inc BD affiliatedI.M. Financial, LLC unclassifiedOtherSep 4, 2019Feb 21, 2017
Scott Parker Inabnet1st Global Advisors Inc BD affiliatedI.M. Financial, LLC unclassifiedOtherSep 4, 2019Mar 6, 2006
Roberta Joleen Newhouse1st Global Advisors Inc BD affiliatedAlturas Wealth Management, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserSep 4, 2019Aug 29, 2019
Robert Allen Novak1st Global Advisors Inc BD affiliatedMerit Financial Advisors independent RIAAffiliated broker-dealer or bank to independent RIASep 4, 2019Dec 10, 2019 (97 d)
Melissa Sue Lowther1st Global Advisors Inc BD affiliatedAlturas Wealth Management, LLC no RAUMAffiliated broker-dealer or bank to a newly registered adviserSep 4, 2019Aug 29, 2019
Daniel C Schneider1st Global Advisors Inc BD affiliatedCharles Schwab & Co., Inc. national BDAffiliated broker-dealer or bank to anotherAug 13, 2019Aug 23, 2019
Ward Wesley Molen1st Global Advisors Inc BD affiliatedCentric Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 8, 2019Aug 7, 2019
Michael Grant Thompson1st Global Advisors Inc BD affiliatedSecurities America Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 5, 2019Aug 1, 2019
Eduard V Zolotarev1st Global Advisors Inc BD affiliatedGryphon Financial Wealth Advisors, LLC unclassifiedOtherAug 5, 2019Feb 9, 2019
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456 moves match.