DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Ima Advisory Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kirby Powers LawsonIma Advisory Services, Inc. mixed wealthCapital Client Group, Inc. no RAUMOtherDec 15, 2025Jan 20, 2026 (36 d)
Anna Sergeeva TodorovaIma Advisory Services, Inc. mixed wealthThe Millstone Evans Group, LLC independent RIARIA to RIANov 19, 2025May 6, 2026 (168 d)
Anthony Lee BrownIma Advisory Services, Inc. mixed wealthFinancial & Tax Architects, LLC independent RIARIA to RIAJun 16, 2025Dec 19, 2025 (186 d)
Lukas Benjamin EldridgeIma Advisory Services, Inc. mixed wealthSentinel Pension Advisors, LLC. institutionalOtherMay 30, 2025Jul 21, 2025 (52 d)
Timothy Byron DavisIma Advisory Services, Inc. mixed wealthCetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 28, 2025Jul 8, 2025 (71 d)
James Jeffrey LugoIma Advisory Services, Inc. independent RIAFirst Citizens Investor Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankMar 12, 2024Mar 11, 2026 (729 d)
Sean Randall SpencerIma Advisory Services, Inc. independent RIAAccess Capital, LLC no RAUMRIA to a newly registered adviserJul 20, 2023Jun 30, 2023
Rachel Christine LongIma Advisory Services, Inc. independent RIAMorgan Stanley wirehouseRIA to wirehouseMay 1, 2023Apr 14, 2023
Mia Medina-BohananIma Advisory Services, Inc. independent RIAWorld Investment Advisors, LLC institutionalOtherJun 17, 2022Jun 29, 2022
Kevin TessmerIma Advisory Services, Inc. independent RIAT. Rowe Price Advisory Services, Inc. independent RIARIA to RIAFeb 16, 2022Feb 24, 2022
Cynthia Ann WolfIma Advisory Services, Inc. independent RIAFrontier Wealth Management, LLC independent RIARIA to RIAMay 30, 2018Jun 19, 2018
Christine MiesIma Advisory Services, Inc. otherForvis Mazars Wealth Advisors, LLC otherOtherDec 4, 2017Dec 6, 2017
Emily C KnoxIma Advisory Services, Inc. otherMissionsquare Retirement otherOtherFeb 27, 2016Jun 20, 2016 (114 d)
Brendan Arthur ObryhimIma Advisory Services, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherOct 9, 2015Aug 15, 2016 (311 d)
Page 1 of 1
14 moves match.