DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from American Portfolios Advisors, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph Shawn Mcguire | American Portfolios Advisors, Inc BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 3, 2024 | Oct 9, 2024 |
| Steven Frederick Mcneilly | American Portfolios Advisors, Inc BD affiliated | Stark Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2024 | Oct 9, 2024 |
| Gary Bruce Gordon | American Portfolios Advisors, Inc BD affiliated | Thepartners Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 16, 2024 | Feb 13, 2026 (515 d) |
| George Gary Elkin | American Portfolios Advisors, Inc BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2024 | Sep 9, 2024 |
| Joshua Abraham Elkin | American Portfolios Advisors, Inc BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2024 | Sep 9, 2024 |
| Tasha Gartner Allard | American Portfolios Advisors, Inc BD affiliated | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 5, 2024 | Sep 9, 2024 |
| Vincent Mallon | American Portfolios Advisors, Inc BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2024 | Jan 24, 2025 (154 d) |
| Philip Edward Johann | American Portfolios Advisors, Inc BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Aug 23, 2024 | Sep 6, 2024 |
| Kevin Michael Filosa | American Portfolios Advisors, Inc BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 20, 2024 | Aug 5, 2024 |
| Brian Douglas Trainer | American Portfolios Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 16, 2024 | Aug 15, 2024 |
| Kimberly Cullen Black | American Portfolios Advisors, Inc BD affiliated | Faithward Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 29, 2024 | May 18, 2023 |
| Gerald Morlitz | American Portfolios Advisors, Inc BD affiliated | World Investment Advisors, LLC other | Other | Jul 2, 2024 | Oct 29, 2025 (484 d) |
| Charles Ralston Byrnes | American Portfolios Advisors, Inc BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jun 27, 2024 | Jun 27, 2024 |
| Owen Thomas Berry | American Portfolios Advisors, Inc BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jun 27, 2024 | Jul 3, 2024 |
| Michael Anthony Volini | American Portfolios Advisors, Inc BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 7, 2024 | Jun 4, 2024 |
| Gerard Joseph Coraggio | American Portfolios Advisors, Inc BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 7, 2024 | Jun 4, 2024 |
| Kristina Marie Garrison | American Portfolios Advisors, Inc BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | May 14, 2024 | Oct 6, 2025 (510 d) |
| Patrick Dill | American Portfolios Advisors, Inc BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Apr 15, 2024 | Jun 27, 2024 (73 d) |
| Robert N Delisanti | American Portfolios Advisors, Inc BD affiliated | Private Advisor Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2024 | Mar 18, 2024 |
| Joel Torres | American Portfolios Advisors, Inc BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2024 | Apr 11, 2024 |
| John Cahill | American Portfolios Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 29, 2024 | Mar 7, 2024 |
| Michael Rochonchou | American Portfolios Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 29, 2024 | Feb 28, 2024 |
| Gregory Robert Masone | American Portfolios Advisors, Inc BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Feb 16, 2024 | Feb 15, 2024 |
| Jennifer Lea Pals | American Portfolios Advisors, Inc BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jan 25, 2024 | Feb 1, 2024 |
| Kenneth Harold Aulbach | American Portfolios Advisors, Inc BD affiliated | Icon Advisers, Inc. other | Other | Dec 22, 2023 | Jul 1, 2025 (557 d) |
| James Perry Wolfe | American Portfolios Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 20, 2023 | Nov 27, 2023 |
| Stuart Stein | American Portfolios Advisors, Inc BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 18, 2023 | Dec 15, 2023 |
| Brian Quatrale | American Portfolios Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2023 | Nov 27, 2023 |
| Christopher James Wolfe | American Portfolios Advisors, Inc BD affiliated | Vanderbilt Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 5, 2023 | Dec 4, 2023 |
| Douglas Schiffmiller | American Portfolios Advisors, Inc BD affiliated | Blueprint Wealth Alliance, LLC no RAUM | Other | Dec 5, 2023 | Sep 16, 2016 |
| Eric Schmidt | American Portfolios Advisors, Inc BD affiliated | Wealth Management Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 21, 2023 | Sep 30, 2022 |
| Michael Thomas Bird | American Portfolios Advisors, Inc BD affiliated | Arete Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2023 | Oct 27, 2023 |
| Scott Coopersmith | American Portfolios Advisors, Inc BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Nov 7, 2023 | Nov 3, 2023 |
| Daniel David Mcavoy | American Portfolios Advisors, Inc BD affiliated | Capital Analysts BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2023 | Nov 1, 2023 |
| Alec John Quaid | American Portfolios Advisors, Inc BD affiliated | Novem Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 1, 2023 | Jul 28, 2020 |
| Louis Adam Goldman | American Portfolios Advisors, Inc BD affiliated | Creativeone Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 20, 2023 | Mar 13, 2024 (145 d) |
| Paul William Adamo | American Portfolios Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2023 | Sep 27, 2023 |
| Steven David Dombrower | American Portfolios Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 13, 2023 | Sep 27, 2023 |
| Alan David Kahn | American Portfolios Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2023 | Oct 5, 2023 |
| John Fitzgerald Cullinan | American Portfolios Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2023 | Sep 11, 2023 |
| Edward Joseph Travaglianti | American Portfolios Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 11, 2023 | Sep 11, 2023 |
| Mark William Vroman | American Portfolios Advisors, Inc BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2023 | Aug 1, 2023 |
| Susan Silverman Quigley | American Portfolios Advisors, Inc BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 25, 2023 | Jul 25, 2023 |
| Colin Michael Moors | American Portfolios Advisors, Inc BD affiliated | Main Street Financial Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 19, 2023 | Jul 30, 2023 |
| Daniel Arthur Kautz | American Portfolios Advisors, Inc BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2023 | Jun 20, 2023 |
| Donald Jeffrey Buckley | American Portfolios Advisors, Inc BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2023 | Jun 15, 2023 |
| Gregg Charles Parker | American Portfolios Advisors, Inc BD affiliated | Geneos Wealth Management, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2023 | Jun 1, 2023 |
| David Aaron Goldstein | American Portfolios Advisors, Inc BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2023 | Jun 29, 2023 (121 d) |
| Buddy Martin Levy | American Portfolios Advisors, Inc BD affiliated | Nestegg Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 5, 2023 | Dec 22, 2022 |
| Daniel Peter Larsen | American Portfolios Advisors, Inc BD affiliated | Nestegg Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 5, 2023 | Dec 21, 2022 |
| Evan Joshua Levy | American Portfolios Advisors, Inc BD affiliated | Nestegg Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 5, 2023 | Dec 21, 2022 |
| Roger Elliott Hare | American Portfolios Advisors, Inc BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 5, 2023 | Jan 3, 2023 |
| Mark Steven Wojcinski | American Portfolios Advisors, Inc BD affiliated | Pathway Partners Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 3, 2023 | Jan 6, 2023 |
| Salvatore John Cocivera | American Portfolios Advisors, Inc BD affiliated | Copper Beech Wealth Management other | Other | Dec 31, 2022 | Dec 7, 2009 |
| Mark Wander | American Portfolios Advisors, Inc BD affiliated | Cora Capital Advisors no RAUM | Other | Dec 31, 2022 | Mar 29, 2022 |
| Raymond Giunta | American Portfolios Advisors, Inc BD affiliated | Cora Capital Advisors no RAUM | Other | Dec 31, 2022 | Mar 29, 2022 |
| Justin Hewins | American Portfolios Advisors, Inc BD affiliated | Cora Capital Advisors no RAUM | Other | Dec 31, 2022 | Mar 30, 2022 |
| Joshua Woodford | American Portfolios Advisors, Inc BD affiliated | Cora Capital Advisors no RAUM | Other | Dec 31, 2022 | Mar 29, 2022 |
| Michael Corley | American Portfolios Advisors, Inc BD affiliated | Cora Capital Advisors no RAUM | Other | Dec 31, 2022 | Mar 29, 2022 |
| Jacob William Ruggles | American Portfolios Advisors, Inc BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Nov 15, 2022 | Nov 15, 2022 |
326 moves match.