DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Quest Capital Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Kalita B BlessingQuest Capital Management, Inc. independent RIAMercer Global Advisors Inc. independent RIARIA to RIAMar 22, 2022Nov 23, 2021
Robert A CoxQuest Capital Management, Inc. independent RIAMercer Global Advisors Inc. independent RIARIA to RIAMar 22, 2022Nov 19, 2021
Christopher S YoungQuest Capital Management, Inc. independent RIAMercer Global Advisors Inc. independent RIARIA to RIAMar 22, 2022Dec 21, 2021
Larry C FergusonQuest Capital Management, Inc. independent RIAMercer Global Advisors Inc. independent RIARIA to RIAMar 22, 2022Nov 22, 2021
Tiffany D GarzaQuest Capital Management, Inc. independent RIAMercer Global Advisors Inc. independent RIARIA to RIAMar 22, 2022Nov 2, 2021
Jacqueline Schlup DanielsQuest Capital Management, Inc. independent RIAMercer Global Advisors Inc. independent RIARIA to RIAMar 22, 2022Nov 9, 2021
Dorothy C ThomasQuest Capital Management, Inc. independent RIAMercer Global Advisors Inc. independent RIARIA to RIAMar 22, 2022Nov 22, 2021
Clayton R EvansQuest Capital Management, Inc. independent RIAMercer Global Advisors Inc. independent RIARIA to RIAMar 22, 2022Nov 8, 2021
Paige Renea PhillipsQuest Capital Management, Inc. independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankAug 9, 2021Jun 29, 2023 (689 d)
Sergio Gerardo GarciaQuest Capital Management, Inc. independent RIAFsc Securities Corporation BD affiliatedRIA to affiliated broker-dealer or bankApr 20, 2020May 13, 2020
Jennifer Calvi PriceQuest Capital Management, Inc. independent RIACreative Planning independent RIARIA to RIAOct 1, 2019Oct 14, 2019
Carey Yeary HilburnQuest Capital Management, Inc. independent RIABeaird Harris independent RIARIA to RIAJun 13, 2019Jul 11, 2019
Christina Michelle SlavonikQuest Capital Management, Inc. independent RIAYfp Wealth independent RIARIA to RIAFeb 19, 2019Dec 17, 2019 (301 d)
Kelli Marie HernandezQuest Capital Management, Inc. independent RIAWealth Covenant Group LLC independent RIARIA to RIAFeb 1, 2019Mar 7, 2019 (34 d)
Marisa Lee LockhartQuest Capital Management, Inc. independent RIACaprock Capital Advisors Inc. state registeredRIA to a state-registered adviserMay 10, 2018May 7, 2018
Kimberly Anne VeselyQuest Capital Management, Inc. otherFullcircle Wealth LLC independent RIAOtherMay 11, 2016Mar 14, 2018 (672 d)
Casey Matthew KupperQuest Capital Management, Inc. otherRaymond James Financial Services Advisors, Inc otherOtherSep 22, 2015Nov 9, 2015 (48 d)
Eric Stanley ShafferQuest Capital Management, Inc. otherVfg Advisors, Inc. otherOtherSep 11, 2012Jun 11, 2013 (273 d)
Viktor SzucsQuest Capital Management, Inc. otherMorgan Stanley wirehouseOtherAug 23, 2010Jul 15, 2010
Katie Ward BrewerQuest Capital Management, Inc. otherCommonwealth Financial Network national BDOtherNov 4, 2009Jan 6, 2009
Brian Lincoln QuinnQuest Capital Management, Inc. otherNational Planning Corporation ("Npc Of America" In Fl & Ny) otherOtherDec 1, 2008Sep 16, 2010 (654 d)
Paul R. GarrettQuest Capital Management, Inc. otherCambridge Investment Research Advisors, Inc. BD affiliatedOtherJul 16, 2008Sep 14, 2020 (4443 d)
Kay Fowler KeltonQuest Capital Management, Inc. otherCambridge Investment Research Advisors, Inc. BD affiliatedOtherMay 22, 2008Sep 14, 2020 (4498 d)
Eric Neal SawyerQuest Capital Management, Inc. otherFsc Securities Corporation otherOtherMay 22, 2008Oct 18, 2007
Albert Everett DeanQuest Capital Management, Inc. otherAvantax Advisory Services otherOtherNov 30, 2004Sep 17, 2007 (1021 d)
Christina Susanne WilliamsQuest Capital Management, Inc. otherLee Financial Company, LLC otherOtherNov 30, 2004May 28, 2004
Diana Lynn JenkinsQuest Capital Management, Inc. otherFirst Horizon Advisors, Inc otherOtherNov 30, 2004Sep 21, 2004
Robert A CoxQuest Capital Management, Inc. otherMML Investors Services, LLC otherOtherDec 31, 2003Oct 17, 2003
Ryan Thomas BerubeQuest Capital Management, Inc. otherCredit Suisse Securities (USA) LLC otherOtherNov 7, 2003May 12, 2008 (1648 d)
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29 moves match.