DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Wealth Enhancement Advisory Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ryan Anthony TrabantWealth Enhancement Advisory Services, LLC BD affiliatedThrivent Investment Management Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 28, 2019Nov 7, 2019
Danelle Nora FimanWealth Enhancement Advisory Services, LLC BD affiliatedMairs & Power mixed wealthAffiliated broker-dealer or bank to independent RIAOct 8, 2019Jan 14, 2026 (2290 d)
Alexander CochranWealth Enhancement Advisory Services, LLC BD affiliatedSeia independent RIAAffiliated broker-dealer or bank to independent RIASep 24, 2019Jul 6, 2020 (286 d)
Thomas James HaggertyWealth Enhancement Advisory Services, LLC BD affiliatedParable Wealth Advisors independent RIAAffiliated broker-dealer or bank to independent RIAJun 5, 2019Aug 30, 2019 (86 d)
Mark Alan LedsonWealth Enhancement Advisory Services, LLC BD affiliatedEmpower Advisory Group, LLC institutionalOtherMay 6, 2019Jun 3, 2019
Beth Julienne AbrahamsonWealth Enhancement Advisory Services, LLC BD affiliatedMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseMay 6, 2019Feb 7, 2020 (277 d)
Steven Michael BlumeWealth Enhancement Advisory Services, LLC BD affiliatedU.S. Bancorp Investments, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 19, 2019Feb 6, 2020 (324 d)
Ruth MillerWealth Enhancement Advisory Services, LLC BD affiliatedPersonal Wealth Partners LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 21, 2019Feb 6, 2019
Jeremy Ryan MyrumWealth Enhancement Advisory Services, LLC BD affiliatedCreative Planning independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2018Jan 2, 2019
Joshua David KinneeWealth Enhancement Advisory Services, LLC BD affiliatedIsto Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 26, 2018Jan 4, 2019
Anthony Zantua ZantuaWealth Enhancement Advisory Services, LLC BD affiliatedKestra Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 16, 2018Oct 19, 2018
Melissa L KrupaWealth Enhancement Advisory Services, LLC BD affiliatedRBC Capital Markets, LLC national BDAffiliated broker-dealer or bank to anotherOct 16, 2018Feb 22, 2019 (129 d)
Joseph Robert BrummelWealth Enhancement Advisory Services, LLC BD affiliatedKestra Advisory Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 23, 2018Aug 23, 2018
Sara Marie BodnarWealth Enhancement Advisory Services, LLC BD affiliatedCri Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherMar 29, 2018Jan 4, 2019 (281 d)
Natalie Jo SlagleWealth Enhancement Advisory Services, LLC otherFisher Investments otherOtherJan 2, 2018Jan 9, 2018
Michael L OlsonWealth Enhancement Advisory Services, LLC otherAmeriprise Financial Services, LLC national BDOtherAug 7, 2017Aug 4, 2017
Daniel John WolkerstorferWealth Enhancement Advisory Services, LLC otherUBS Financial Services Inc. wirehouseOtherApr 3, 2017Apr 10, 2017
Anthony ParrishWealth Enhancement Advisory Services, LLC otherKestra Advisory Services, LLC otherOtherMar 1, 2017Mar 14, 2017
Benjamin GoodrichWealth Enhancement Advisory Services, LLC otherNorthwestern Mutual Investment Services,LLC no RAUMOtherFeb 16, 2017Jul 5, 2017 (139 d)
Mark Louis GuastaferriWealth Enhancement Advisory Services, LLC otherOrigin Wealth Advisers state registeredOtherOct 11, 2016Aug 31, 2020 (1420 d)
Stacy M AndersonWealth Enhancement Advisory Services, LLC otherCetera Investment Advisers LLC otherOtherFeb 11, 2016Sep 7, 2016 (209 d)
Daniel William MonahanWealth Enhancement Advisory Services, LLC otherUBS Financial Services Inc. wirehouseOtherOct 1, 2015Oct 5, 2015
Jon Daniel BreimhorstWealth Enhancement Advisory Services, LLC otherUBS Financial Services Inc. wirehouseOtherFeb 24, 2015Mar 20, 2015
Haris KopicWealth Enhancement Advisory Services, LLC otherMariner BD affiliatedOtherFeb 2, 2015Feb 19, 2021 (2209 d)
Wendy Mae MeyerWealth Enhancement Advisory Services, LLC otherMsi Financial Services, Inc. otherOtherSep 16, 2014Oct 22, 2014 (36 d)
Sean Patrick Thomas TobinWealth Enhancement Advisory Services, LLC otherLPL Financial LLC otherOtherFeb 27, 2014Mar 7, 2014
Perry Lee DiedeWealth Enhancement Advisory Services, LLC otherLPL Financial LLC otherOtherDec 31, 2008May 2, 2007
Herbert Edward ModglinWealth Enhancement Advisory Services, LLC otherSuccessful Resource Management, Ltd. state registeredOtherNov 19, 2008Dec 9, 2008
Michelle Jayne FelandWealth Enhancement Advisory Services, LLC otherRaymond James Financial Services, Inc. unclassifiedOtherMar 27, 2008Mar 24, 2008
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149 moves match.