DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Retirement Plan Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Edward Samuel KindlerRetirement Plan Advisors, LLC mixed wealthLPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 29, 2026May 19, 2026
Shannon M. DavisRetirement Plan Advisors, LLC mixed wealthPlanmember Securities Corporation independent RIARIA to RIAApr 8, 2026Apr 10, 2026
Jamilah Sheba BrownRetirement Plan Advisors, LLC mixed wealthLPL Enterprise, LLC BD affiliatedRIA to affiliated broker-dealer or bankFeb 3, 2026Feb 3, 2026
Christopher Larry WoodRetirement Plan Advisors, LLC mixed wealthHornor, Townsend & Kent, LLC independent RIARIA to RIAMay 28, 2025Aug 19, 2026 (448 d)
Kip Barry RobbinsRetirement Plan Advisors, LLC mixed wealthGoelzer Investment Management mixed wealthRIA to RIANov 8, 2022Jul 10, 2025 (975 d)
Kevin Norbert LinsmeierRetirement Plan Advisors, LLC mixed wealthMissionsquare Retirement institutionalOtherApr 7, 2022Apr 22, 2022
Richard Tom KaczorRetirement Plan Advisors, LLC mixed wealthAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankJan 3, 2022Feb 2, 2022
Colin Matthew DayRetirement Plan Advisors, LLC mixed wealthCorrect Capital Wealth Management, LLC independent RIARIA to RIAJun 9, 2020Jul 21, 2020 (42 d)
Jill Rene WoodsRetirement Plan Advisors, LLC mixed wealthCreative Financial Designs, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 1, 2020Apr 1, 2020
Kenan Anderson GodfreyRetirement Plan Advisors, LLC otherEagle Strategies LLC otherOtherSep 21, 2017Jan 4, 2018 (105 d)
Susan Renee FoleyRetirement Plan Advisors, LLC otherLPL Financial LLC otherOtherApr 1, 2016Mar 17, 2016
Christopher John FudaczRetirement Plan Advisors, LLC otherBlyth & Associates, Inc. otherOtherJun 11, 2015Aug 10, 2015 (60 d)
Michael Charles MarronRetirement Plan Advisors, LLC otherSagepoint Financial, Inc. otherOtherMar 10, 2015Mar 11, 2015
Nicholas Brian RoedlRetirement Plan Advisors, LLC otherNorthwestern Mutual Investment Services,LLC no RAUMOtherOct 24, 2014Jan 1, 2026 (4087 d)
Denis Jeffrey ConlonRetirement Plan Advisors, LLC otherFsc Securities Corporation otherOtherFeb 25, 2013Feb 6, 2013
Levi Donald CutlerRetirement Plan Advisors, LLC otherSii Investments, Inc. otherOtherAug 13, 2012Aug 31, 2012
Charles Theodore RothermelRetirement Plan Advisors, LLC otherThe Strategic Financial Alliance otherOtherJul 16, 2012Jul 17, 2012
Theodore Leonard BrooksRetirement Plan Advisors, LLC otherPlanmember Securities Corporation otherOtherMay 17, 2012May 16, 2012
Mark John ThorntonRetirement Plan Advisors, LLC otherCambridge Investment Research Advisors, Inc. otherOtherApr 29, 2009Jan 11, 2010 (257 d)
George Dean KarrisRetirement Plan Advisors, LLC otherFoxhall Capital Management, Inc. otherOtherNov 6, 2008Jan 11, 2010 (431 d)
Timothy Lee HeadRetirement Plan Advisors, LLC otherCambridge Investment Research Advisors, Inc. otherOtherApr 1, 2005Apr 4, 2005
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21 moves match.