DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Wescom Financial Services, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jonathon James AllenWescom Financial Services, LLC independent RIACuso Financial Services, L.P. BD affiliatedRIA to affiliated broker-dealer or bankFeb 7, 2023Jan 16, 2023
Kevin Walter VogtWescom Financial Services, LLC independent RIACuso Financial Services, L.P. BD affiliatedRIA to affiliated broker-dealer or bankFeb 6, 2023Jan 16, 2023
Stephen Arthur BoyleWescom Financial Services, LLC independent RIACuso Financial Services, L.P. BD affiliatedRIA to affiliated broker-dealer or bankFeb 6, 2023Jan 13, 2023
Scott James WalkerWescom Financial Services, LLC independent RIACuso Financial Services, L.P. BD affiliatedRIA to affiliated broker-dealer or bankFeb 6, 2023Jan 13, 2023
Danova Gary ChowWescom Financial Services, LLC independent RIACuso Financial Services, L.P. BD affiliatedRIA to affiliated broker-dealer or bankFeb 6, 2023Jan 16, 2023
Sheldon Cooper ReedWescom Financial Services, LLC independent RIACuso Financial Services, L.P. BD affiliatedRIA to affiliated broker-dealer or bankFeb 6, 2023Jan 16, 2023
David Anthony JabczenskiWescom Financial Services, LLC independent RIACuso Financial Services, L.P. BD affiliatedRIA to affiliated broker-dealer or bankFeb 6, 2023Jan 13, 2023
Pan Jung KweWescom Financial Services, LLC independent RIACuso Financial Services, L.P. BD affiliatedRIA to affiliated broker-dealer or bankFeb 6, 2023Jan 16, 2023
Brian Clarke GatesWescom Financial Services, LLC independent RIACuso Financial Services, L.P. BD affiliatedRIA to affiliated broker-dealer or bankFeb 6, 2023Jan 13, 2023
Sandra Marie HolguinWescom Financial Services, LLC independent RIACuso Financial Services, L.P. BD affiliatedRIA to affiliated broker-dealer or bankFeb 6, 2023Jan 16, 2023
Norman Matthew YeeWescom Financial Services, LLC independent RIACuso Financial Services, L.P. BD affiliatedRIA to affiliated broker-dealer or bankFeb 6, 2023Jan 16, 2023
Byung Do ChongWescom Financial Services, LLC independent RIACuso Financial Services, L.P. BD affiliatedRIA to affiliated broker-dealer or bankFeb 6, 2023Jan 13, 2023
Robert Michael GarciaWescom Financial Services, LLC independent RIACuso Financial Services, L.P. BD affiliatedRIA to affiliated broker-dealer or bankFeb 6, 2023Jan 13, 2023
Truong Quang ThieuWescom Financial Services, LLC independent RIACuso Financial Services, L.P. BD affiliatedRIA to affiliated broker-dealer or bankFeb 6, 2023Jan 16, 2023
Yelena V KalashnikovaWescom Financial Services, LLC independent RIACuso Financial Services, L.P. BD affiliatedRIA to affiliated broker-dealer or bankFeb 6, 2023Jan 13, 2023
Daniel HerreraWescom Financial Services, LLC independent RIACuso Financial Services, L.P. BD affiliatedRIA to affiliated broker-dealer or bankFeb 6, 2023Jan 13, 2023
Ryan Christopher TrainaWescom Financial Services, LLC independent RIACuso Financial Services, L.P. BD affiliatedRIA to affiliated broker-dealer or bankFeb 6, 2023Jan 16, 2023
Jessi Nicole BeachWescom Financial Services, LLC independent RIACuso Financial Services, L.P. BD affiliatedRIA to affiliated broker-dealer or bankFeb 6, 2023Jan 13, 2023
Philip RubiaWescom Financial Services, LLC independent RIACuso Financial Services, L.P. BD affiliatedRIA to affiliated broker-dealer or bankFeb 6, 2023Jan 16, 2023
Karl Steven GerstenackerWescom Financial Services, LLC independent RIACuso Financial Services, L.P. BD affiliatedRIA to affiliated broker-dealer or bankFeb 6, 2023Jan 13, 2023
Monica CardenasWescom Financial Services, LLC independent RIACuso Financial Services, L.P. BD affiliatedRIA to affiliated broker-dealer or bankFeb 6, 2023Jan 13, 2023
Samuel Soler-ConklinWescom Financial Services, LLC independent RIAHouseholder Group Estate & Retirement Specialists independent RIARIA to RIASep 22, 2022Sep 19, 2022
Scott P GevertzWescom Financial Services, LLC independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 10, 2020Jan 4, 2024 (1455 d)
Jarryd Mychal ReyesWescom Financial Services, LLC independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseJul 16, 2019Jul 19, 2019
Humberto Rury JimenezWescom Financial Services, LLC independent RIACuso Financial Services, L.P. otherOtherAug 3, 2017Aug 3, 2017
Young Suh KimWescom Financial Services, LLC independent RIACuso Financial Services, L.P. otherOtherNov 1, 2016Nov 4, 2016
Jesse EspinozaWescom Financial Services, LLC independent RIACreative Planning otherOtherSep 23, 2016Sep 26, 2016
Terell FieldsWescom Financial Services, LLC independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseAug 11, 2016Aug 19, 2016
Enrico Malpas SantosWescom Financial Services, LLC independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseJun 21, 2016Jul 20, 2016
Michael BrescioneWescom Financial Services, LLC independent RIALPL Financial LLC otherOtherJun 15, 2016Jun 14, 2016
Ryan Christopher ColletteWescom Financial Services, LLC independent RIAPolaris Wealth Advisory Group otherOtherNov 17, 2015Dec 15, 2015
David Munho ChoiWescom Financial Services, LLC independent RIALevel Four Advisory Services otherOtherSep 29, 2015Sep 28, 2015
Manuel Ohanes AshekianWescom Financial Services, LLC independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseSep 3, 2015Sep 21, 2015
Joel Daniel HarworthWescom Financial Services, LLC independent RIACentaurus Financial, Inc. otherOtherMay 20, 2015Apr 13, 2016 (329 d)
Sun DinhWescom Financial Services, LLC independent RIAMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseRIA to wirehouseApr 9, 2015Apr 15, 2015
Sean R CoumansWescom Financial Services, LLC independent RIALPL Financial LLC otherOtherDec 5, 2014Nov 26, 2014
Hector Frank SiqueirosWescom Financial Services, LLC independent RIALPL Financial LLC otherOtherFeb 18, 2014Feb 14, 2014
John Michael GreeneWescom Financial Services, LLC independent RIAU.S. Bancorp Advisors, LLC otherOtherMar 19, 2012Jul 20, 2012 (123 d)
David Soong ParkWescom Financial Services, LLC independent RIAU.S. Bancorp Advisors, LLC otherOtherNov 9, 2009Nov 10, 2009
Mark D WendellWescom Financial Services, LLC independent RIAPlanmember Securities Corporation otherOtherAug 17, 2009Aug 17, 2009
Geetika MehrotraWescom Financial Services, LLC independent RIAChase Investment Services Corp. otherOtherMay 29, 2009Jun 19, 2009
Rhandy ArzagaWescom Financial Services, LLC independent RIATransamerica Financial Advisors, LLC otherOtherApr 27, 2009Jan 21, 2010 (269 d)
Deborah Ruth KrumwiedeWescom Financial Services, LLC independent RIALPL Financial LLC otherOtherAug 18, 2008Sep 16, 2008
Douglas Peter EngWescom Financial Services, LLC independent RIAWells Fargo Investments, LLC unclassifiedOtherFeb 15, 2005May 27, 2005 (101 d)
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44 moves match.