DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Invest Financial Corporation

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Salvador DiazInvest Financial Corporation otherGlobal Retirement Partners LLC institutionalOtherFeb 14, 2018Apr 4, 2022 (1510 d)
Kisha Byrd MadisonInvest Financial Corporation otherStratos Wealth Partners, Ltd BD affiliatedOtherFeb 14, 2018Oct 10, 2022 (1699 d)
David Brent RobinsonInvest Financial Corporation otherRfg Wealth Advisory independent RIAOtherFeb 14, 2018May 6, 2015
James Brian BiggsInvest Financial Corporation otherBrass Tax Wealth Management otherOtherFeb 14, 2018Nov 4, 2016
Thomas Alan DrexlerInvest Financial Corporation otherAlliance Financial no RAUMOtherFeb 14, 2018May 23, 2022 (1559 d)
Emilio Leo GonzalezInvest Financial Corporation otherRfg Wealth Advisory independent RIAOtherFeb 14, 2018Oct 13, 2016
Vanessa Lynn JohnsonInvest Financial Corporation otherFortis Group Advisors LLC no RAUMOtherFeb 14, 2018Feb 21, 2018
Stephanie Lynn BaityInvest Financial Corporation otherAlliance Financial no RAUMOtherFeb 14, 2018May 23, 2022 (1559 d)
Korey WhiteInvest Financial Corporation otherCore Advisory Group independent RIAOtherFeb 14, 2018Feb 8, 2023 (1820 d)
Rodolfo ValdesInvest Financial Corporation otherMoney Concepts Advisory Service otherOtherFeb 13, 2018Feb 13, 2018
Jeanne Suzanne GerstInvest Financial Corporation otherCambridge Investment Research Advisors, Inc. otherOtherFeb 13, 2018Mar 5, 2018
Jesus ArteagaInvest Financial Corporation otherMoney Concepts Advisory Service otherOtherFeb 13, 2018Feb 13, 2018
Mark BarkasyInvest Financial Corporation otherSt. Bernard Financial Services, Inc. otherOtherFeb 13, 2018Feb 27, 2018
Curt Edward CoulombeInvest Financial Corporation otherCetera Investment Advisers LLC BD affiliatedOtherFeb 9, 2018Mar 21, 2024 (2232 d)
Shawn Flint DerrickInvest Financial Corporation otherCommonwealth Financial Network national BDOtherJan 17, 2018Jun 29, 2021 (1259 d)
Robert Paul JacobsenInvest Financial Corporation otherRobert W. Baird & Co. Incorporated otherOtherJan 12, 2018Jan 2, 2018
Randolph S ClarkInvest Financial Corporation otherSsn Advisory, Inc. otherOtherJan 10, 2018Jan 11, 2018
Tyler R LiebermanInvest Financial Corporation otherCetera Investment Advisers LLC otherOtherJan 10, 2018Mar 5, 2018 (54 d)
Steven Robert SchwartzInvest Financial Corporation otherAmeriprise Financial Services, LLC national BDOtherJan 9, 2018Jan 2, 2018
Nancy Jo HayesInvest Financial Corporation otherNatcity Investments, Inc. unclassifiedOtherJan 8, 2018Jan 28, 2008
Jodi Lynn MantheiInvest Financial Corporation otherNatcity Investments, Inc. unclassifiedOtherJan 8, 2018Jan 18, 2008
Pamela Jean HollingerInvest Financial Corporation otherCetera Investment Advisers LLC otherOtherJan 8, 2018Jan 5, 2018
Michael Francis BreslinInvest Financial Corporation otherCetera Investment Advisers LLC otherOtherJan 8, 2018Jan 8, 2018
Carol Ann SteeleInvest Financial Corporation otherCetera Investment Advisers LLC otherOtherJan 8, 2018Jan 8, 2018
Christopher Louis DimattioInvest Financial Corporation otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJan 8, 2018Jan 9, 2018
Mark Whitehead FriedmanInvest Financial Corporation otherSecurities America Advisors, Inc. otherOtherJan 8, 2018Jan 11, 2018
Kenneth Richard KoppitzInvest Financial Corporation otherCommonwealth Financial Network national BDOtherJan 8, 2018Jan 5, 2018
Thomas Edward KatulaInvest Financial Corporation otherCetera Investment Advisers LLC otherOtherJan 8, 2018Jan 5, 2018
Joe Alexander SanchezInvest Financial Corporation otherCetera Investment Advisers LLC otherOtherJan 8, 2018Jan 5, 2018
Joshua Lee BradleyInvest Financial Corporation otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJan 8, 2018Jan 9, 2018
Amber Lee HarrisInvest Financial Corporation otherCetera Investment Advisers LLC otherOtherJan 8, 2018Jan 5, 2018
Eric Todd StuckeyInvest Financial Corporation otherAmeriprise Financial Services, LLC national BDOtherJan 4, 2018Jan 2, 2018
Joseph Paul SalomoneInvest Financial Corporation otherLPL Financial LLC independent RIAOtherJan 4, 2018Jan 25, 2018
Paul P MartinInvest Financial Corporation otherLPL Financial LLC BD affiliatedOtherJan 3, 2018Jan 3, 2025 (2557 d)
Jerrod Lydell ForesmanInvest Financial Corporation otherOsaic Institutions, Inc. otherOtherDec 31, 2017Jan 9, 2018
David Walter StangohrInvest Financial Corporation otherOsaic Institutions, Inc. otherOtherDec 31, 2017Jan 2, 2018
David Michel HaikInvest Financial Corporation otherOsaic Institutions, Inc. otherOtherDec 31, 2017Jan 2, 2018
Brian E OrrInvest Financial Corporation otherCetera Investment Advisers LLC otherOtherDec 31, 2017Jan 2, 2018
Sandra Jean RiceInvest Financial Corporation otherCetera Investment Advisers LLC otherOtherDec 31, 2017Jan 2, 2018
Jean Elaine HuberInvest Financial Corporation otherCetera Investment Advisers LLC otherOtherDec 31, 2017Jan 2, 2018
John Michael NaumanInvest Financial Corporation otherOsaic Institutions, Inc. otherOtherDec 31, 2017Jan 3, 2018
Katherine Kay HagmanInvest Financial Corporation otherCetera Investment Advisers LLC otherOtherDec 31, 2017Jan 2, 2018
Linda Lee KnightonInvest Financial Corporation otherAvantax Advisory Services otherOtherDec 22, 2017Dec 22, 2017
Anne E KraljicInvest Financial Corporation otherSecurities America Advisors, Inc. otherOtherDec 20, 2017Dec 22, 2017
Joshua Alan CramerInvest Financial Corporation otherSecurities America Advisors, Inc. otherOtherDec 19, 2017Dec 15, 2017
Edward Aron SommerInvest Financial Corporation otherSecurities America Advisors, Inc. otherOtherDec 19, 2017Dec 18, 2017
German A CabreraInvest Financial Corporation otherSecurities America Advisors, Inc. otherOtherDec 19, 2017Dec 18, 2017
Clark A MayInvest Financial Corporation otherSecurities America Advisors, Inc. otherOtherDec 18, 2017Dec 18, 2017
Carl Edward SwansonInvest Financial Corporation otherSecurities America Advisors, Inc. otherOtherDec 18, 2017Dec 18, 2017
Ryan M. GartrellInvest Financial Corporation otherSecurities America Advisors, Inc. otherOtherDec 18, 2017Dec 18, 2017
Scott Randall NicholsonInvest Financial Corporation otherBlue Water Asset Management no RAUMOtherDec 15, 2017Mar 19, 2015
Sybil Lee PoageInvest Financial Corporation otherSorrento Pacific Financial, LLC BD affiliatedOtherDec 15, 2017Dec 15, 2017
Phyllis Raelynn SpearsInvest Financial Corporation otherLasalle St. Investment Advisors, L.L.C. otherOtherDec 15, 2017Dec 16, 2017
Kathryn Leeper HooperInvest Financial Corporation otherSorrento Pacific Financial, LLC BD affiliatedOtherDec 15, 2017Dec 15, 2017
Chester Anthony WinnInvest Financial Corporation otherLasalle St. Investment Advisors, L.L.C. otherOtherDec 15, 2017Dec 15, 2017
Tammi Adele DaubyInvest Financial Corporation otherLasalle St. Investment Advisors, L.L.C. otherOtherDec 15, 2017Dec 16, 2017
Divam Nayan MehtaInvest Financial Corporation otherCambridge Investment Research Advisors, Inc. otherOtherDec 15, 2017Dec 15, 2017
John Angel CantuInvest Financial Corporation otherH. Beck, Inc. otherOtherDec 13, 2017Jan 4, 2018
Clarence Edmund BlantonInvest Financial Corporation otherDempsey Lord Smith, LLC otherOtherDec 12, 2017Dec 11, 2017
Joseph MecciaInvest Financial Corporation otherLPL Financial LLC independent RIAOtherDec 7, 2017Jan 8, 2018 (32 d)
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961 moves match.