DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Heritage Wealth Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Sara Frazier GochenourHeritage Wealth Advisors independent RIASalomon And Ludwin independent RIARIA to RIAMay 4, 2026May 19, 2026
Charlotte N FoxHeritage Wealth Advisors independent RIAMML Investors Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 5, 2024Jan 16, 2024
Robert Joseph PalmerHeritage Wealth Advisors independent RIANewedge Advisors BD affiliatedRIA to affiliated broker-dealer or bankJan 13, 2023Feb 13, 2023 (31 d)
Edward H PhillipsHeritage Wealth Advisors independent RIAThirdline Capital Management LLC asset managerOtherFeb 10, 2022Apr 4, 2022 (53 d)
Joshua Ryan ToggerHeritage Wealth Advisors independent RIACresset Asset Management, LLC independent RIARIA to RIAJul 14, 2021Aug 6, 2021
Dennis T SongHeritage Wealth Advisors independent RIAAdvisory Services Network independent RIARIA to RIAFeb 9, 2021Feb 9, 2022 (365 d)
Jonathan Michael FortinHeritage Wealth Advisors independent RIAMariner Wealth no RAUMOtherAug 7, 2020Dec 13, 2023 (1223 d)
Jeffrey M LawHeritage Wealth Advisors independent RIATd Ameritrade, Inc. no RAUMOtherJul 13, 2018Aug 9, 2018
Teague Regan AveyHeritage Wealth Advisors otherBrown Advisory otherOtherJan 11, 2017Jan 18, 2017
Daniel Fralin PowellHeritage Wealth Advisors otherWilbanks, Smith & Thomas Asset Management, LLC otherOtherMar 24, 2016Aug 22, 2016 (151 d)
Matthew Tyler WilliamsHeritage Wealth Advisors otherAcima Private Wealth LLC no RAUMOtherMar 24, 2016Feb 8, 2016
Margaret J SmithHeritage Wealth Advisors otherCanal Capital Management, LLC otherOtherFeb 19, 2014Feb 19, 2014
Philip James WallinHeritage Wealth Advisors otherVerus Financial Partners otherOtherJul 22, 2013Jul 30, 2013
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13 moves match.