DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from West Financial Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Jack Robert LawrenceWest Financial Services, Inc. independent RIALinden Thomas Advisory Services, LLC independent RIARIA to RIAJun 2, 2026Jun 12, 2026
Matthew D ArmendarisWest Financial Services, Inc. independent RIAEdelman Financial Engines independent RIARIA to RIAAug 25, 2025Jun 25, 2026 (304 d)
Rodger Dale IsomWest Financial Services, Inc. independent RIAAdvisors Capital Management, LLC independent RIARIA to RIAOct 20, 2023Oct 13, 2023
Kristopher RocheWest Financial Services, Inc. independent RIABuckingham Strategic Wealth, LLC independent RIARIA to RIAMar 6, 2023Sep 5, 2023 (183 d)
Cheryl West LangstonWest Financial Services, Inc. independent RIAEdelman Financial Engines mixed wealthRIA to RIASep 23, 2022Oct 11, 2022
Phillip David BecknerWest Financial Services, Inc. independent RIAMitchell Sinkler & Starr independent RIARIA to RIAMar 25, 2021Apr 16, 2021
William Kirk TaylorWest Financial Services, Inc. independent RIAKirk Capital Advisors LLC independent RIARIA to RIADec 3, 2020Mar 16, 2021 (103 d)
Andrea Brashears-SampsonWest Financial Services, Inc. independent RIAWealthcare Financial Group, Inc. state registeredRIA to a state-registered adviserJun 9, 2020May 19, 2020
Laura L McareeWest Financial Services, Inc. independent RIAUnited Capital Financial Advisors independent RIARIA to RIAMar 20, 2019Apr 8, 2019
Dana George SippelWest Financial Services, Inc. otherGlassman Wealth Services, LLC otherOtherApr 5, 2017Apr 21, 2017
Jeffrey Lewis SchatzWest Financial Services, Inc. otherAlliant Wealth Advisors otherOtherFeb 10, 2017Feb 6, 2017
Eric MontemaggiWest Financial Services, Inc. otherAurora Pointe Capital Management, LLC state registeredOtherFeb 8, 2017Feb 12, 2022 (1830 d)
Jeremy Lynn MeekWest Financial Services, Inc. otherD'Orazio Wealth Advisors otherOtherAug 14, 2014Aug 18, 2014
Andrew Todd EskelsenWest Financial Services, Inc. otherD'Orazio Wealth Advisors independent RIAOtherAug 12, 2014Oct 20, 2020 (2261 d)
Eran GoudesWest Financial Services, Inc. otherSol Capital Management Co otherOtherMay 1, 2012Jun 5, 2012 (35 d)
Martin Xavier ShieldsWest Financial Services, Inc. otherBouchey Financial Group Ltd otherOtherJul 18, 2011Oct 23, 2012 (463 d)
Andrew Reding MarshallWest Financial Services, Inc. otherFreed Advisors otherOtherApr 5, 2011Apr 11, 2011
Andrew Joseph KroneWest Financial Services, Inc. otherPinnacle Advisory Group, Inc. otherOtherOct 13, 2009Dec 4, 2009 (52 d)
Daniel TroschWest Financial Services, Inc. otherFortigent, LLC otherOtherFeb 28, 2006Mar 7, 2006
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19 moves match.