| Michael Parente | Cantella & Co., Inc. other | Cetera Investment Advisers LLC BD affiliated | Other | Sep 8, 2009 | Mar 21, 2024 (5308 d) |
| John Christopher Tuten | Cantella & Co., Inc. other | Raymond James Financial Services Advisors, Inc other | Other | Jun 9, 2009 | Jul 16, 2009 (37 d) |
| Robert John Ahearn | Cantella & Co., Inc. other | Avantax Advisory Services other | Other | Apr 8, 2008 | Mar 15, 2010 (706 d) |
| Thomas Joseph Monahan | Cantella & Co., Inc. other | Eplanning Advisors Inc unclassified | Other | Mar 11, 2008 | Mar 3, 2008 |
| Richard Edmond Wedge | Cantella & Co., Inc. other | Nrp Advisors, Inc. unclassified | Other | Mar 11, 2008 | Mar 3, 2008 |
| Edward Christopher Burke | Cantella & Co., Inc. other | Nrp Advisors, Inc. unclassified | Other | Jan 31, 2008 | Jan 2, 2008 |
| Jill Barry Shea | Cantella & Co., Inc. other | Nrp Advisors, Inc. unclassified | Other | Dec 20, 2007 | Dec 18, 2007 |
| Donald John Kremer | Cantella & Co., Inc. other | Private Advisor Group, LLC other | Other | Oct 22, 2007 | Feb 25, 2012 (1587 d) |
| Randolph S Clark | Cantella & Co., Inc. other | Invest Financial Corporation other | Other | Apr 27, 2007 | Mar 30, 2007 |
| Brian Mccarthy | Cantella & Co., Inc. other | Woodbury Financial Services, Inc. other | Other | Apr 3, 2007 | Apr 2, 2007 |
| Pamela Sue Harrison | Cantella & Co., Inc. other | Harrison Financial unclassified | Other | Jan 31, 2007 | Feb 2, 2007 |
| Frank Gustave Demaio | Cantella & Co., Inc. other | Sterling Financial Services, LLC other | Other | Dec 20, 2006 | Jan 19, 2007 |
| Mark Anthony Boser | Cantella & Co., Inc. other | Nrp Financial, Inc. unclassified | Other | Oct 30, 2006 | Jan 3, 2008 (430 d) |
| John Fiske Faustino | Cantella & Co., Inc. other | Centaurus Financial, Inc. other | Other | Jul 31, 2006 | Jul 28, 2006 |
| Arthur Floyd Hazen | Cantella & Co., Inc. other | Invest Financial Corporation other | Other | Mar 2, 2006 | Mar 9, 2006 |
| Michael J. O'Callaghan | Cantella & Co., Inc. other | J P Turner & Company Capital Management, LLC other | Other | Feb 16, 2006 | Feb 1, 2008 (715 d) |
| Martin William Krikorian | Cantella & Co., Inc. other | Capital Wealth Management state registered | Other | Sep 2, 2005 | Oct 17, 2005 (45 d) |
| Sammy Amr Azzouz | Cantella & Co., Inc. other | B&D Advisors unclassified | Other | Sep 2, 2005 | Jan 29, 2004 |
| John James Riley | Cantella & Co., Inc. other | Cornerstone Investment Services other | Other | Jul 11, 2005 | Jan 1, 2003 |
| Andrew Michael Monsour | Cantella & Co., Inc. other | Monsour Advisory Services, Inc. state registered | Other | Jun 29, 2005 | Jun 29, 2005 |
| Jeffrey J Knight | Cantella & Co., Inc. other | Cornerstone Investment Services other | Other | Feb 7, 2005 | Apr 25, 2005 (77 d) |
| John Thomas Turner | Cantella & Co., Inc. other | John Turner Senior Advisors, LLC unclassified | Other | Dec 31, 2004 | Sep 4, 2007 (977 d) |
| Zigmas Kaknevicius | Cantella & Co., Inc. other | Ast Investment Services, Inc. other | Other | Dec 31, 2004 | Jun 19, 2006 (535 d) |
| Gordon Tracy Lange | Cantella & Co., Inc. other | LPL Financial LLC other | Other | May 20, 2004 | Apr 29, 2004 |
| Steven Teruo Nakao | Cantella & Co., Inc. other | Aloha Wealthcare Management, LLC state registered | Other | Mar 11, 2004 | Mar 11, 2026 (8035 d) |
| Mary Jean Robbins | Cantella & Co., Inc. other | Metlife Investment Fund Services LLC unclassified | Other | Feb 20, 2004 | Feb 25, 2004 |
| Debra Alyse Neiman | Cantella & Co., Inc. other | Neiman & Associates Financial Services, LLC state registered | Other | Dec 19, 2002 | Nov 21, 2002 |