DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Concorde Asset Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Garrett Michael Mills	Concorde Asset Management, LLC other	Lasalle St. Investment Advisors, L.L.C. other	Other	Sep 30, 2016	Sep 21, 2016
Michael J. O'Callaghan	Concorde Asset Management, LLC other	Lasalle St. Investment Advisors, L.L.C. other	Other	Sep 23, 2016	Sep 21, 2016
Eric Paul Hornyak	Concorde Asset Management, LLC other	Secure Asset Management, L.L.C. independent RIA	Other	Sep 2, 2016	Sep 1, 2016
Thomas Book Jahncke	Concorde Asset Management, LLC other	Titan Securities unclassified	Other	Aug 8, 2016	Aug 5, 2016
Carl Frederick Worden	Concorde Asset Management, LLC other	Centaurus Financial, Inc. other	Other	Apr 27, 2016	Apr 25, 2016
Kenneth William Wittenberg	Concorde Asset Management, LLC other	Secure Asset Management, L.L.C. independent RIA	Other	Apr 11, 2016	Apr 5, 2016
Mark Andrew Wiacek	Concorde Asset Management, LLC other	Independent Financial Group, LLC other	Other	Dec 28, 2015	Jun 13, 2016 (168 d)
Michael Robert Palmisano	Concorde Asset Management, LLC other	Cambridge Investment Research Advisors, Inc. other	Other	Nov 30, 2015	Nov 30, 2015
Coleman David Showalter	Concorde Asset Management, LLC other	Claraphi Advisory Network, LLC other	Other	Nov 30, 2015	Feb 8, 2016 (70 d)
Mark Andrew Wiacek	Concorde Asset Management, LLC other	Cl Wealth Management LLC other	Other	Nov 11, 2015	Nov 3, 2015
Norman Hugh Meyer	Concorde Asset Management, LLC other	Cuttingedge Advisors other	Other	Jul 2, 2015	Jul 9, 2015
Terry Edward Rumker	Concorde Asset Management, LLC other	Mid Atlantic Financial Management, Inc. other	Other	May 29, 2015	May 15, 2015
John Michael Bean	Concorde Asset Management, LLC other	Mid Atlantic Financial Management, Inc. other	Other	May 22, 2015	May 15, 2015
Michael Ernest Venturini	Concorde Asset Management, LLC other	Annex Wealth Management, LLC independent RIA	Other	May 22, 2015	Apr 12, 2019 (1421 d)
Stephanie Squires	Concorde Asset Management, LLC other	Cambridge Investment Research Advisors, Inc. other	Other	Apr 6, 2015	Apr 2, 2015
Timothy Keith Kulhanek	Concorde Asset Management, LLC other	Brookstone Wealth Advisors, LLC other	Other	Feb 13, 2015	Mar 6, 2015
Jeffrey Gove	Concorde Asset Management, LLC other	Brookstone Wealth Advisors, LLC other	Other	Aug 20, 2014	Aug 22, 2014
Randolph Thomas Redmond	Concorde Asset Management, LLC other	Cg Advisory Services other	Other	May 23, 2013	Nov 19, 2013 (180 d)
Kimberly Sue Jones	Concorde Asset Management, LLC other	Spc BD affiliated	Other	Apr 1, 2013	Jan 2, 2026 (4659 d)
Robert M Chester	Concorde Asset Management, LLC other	Chester Financial Services LLC state registered	Other	Dec 31, 2012	Nov 26, 2013 (330 d)

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80 moves match.