DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Strategic Wealth Advisors Group

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John Bernard AnzalduaStrategic Wealth Advisors Group otherLPL Financial LLC BD affiliatedOtherJul 21, 2016Nov 22, 2025 (3411 d)
Steven Frederick RauStrategic Wealth Advisors Group otherLPL Financial LLC otherOtherJul 8, 2016Nov 5, 2013
Scott Allen Van EppsStrategic Wealth Advisors Group otherAssociated Securities Corp. unclassifiedOtherJul 8, 2016Jan 6, 2009
Andrew Hale SlanksterStrategic Wealth Advisors Group otherLPL Financial LLC otherOtherJul 8, 2016Dec 3, 2013
David Edward SiegelStrategic Wealth Advisors Group otherAssociated Securities Corp. unclassifiedOtherJul 8, 2016Jan 2, 2009
John Thomas MillsStrategic Wealth Advisors Group otherAssociated Securities Corp. unclassifiedOtherJul 7, 2016Jan 2, 2009
Paul Stanton VirenStrategic Wealth Advisors Group otherAssociated Securities Corp. unclassifiedOtherJul 6, 2016Dec 1, 2008
Kent Douglas KuhlmannStrategic Wealth Advisors Group otherCwm, LLC otherOtherMar 31, 2016Apr 1, 2016
Nancy Elizabeth Lewis-HeliotesStrategic Wealth Advisors Group otherCwm, LLC otherOtherMar 31, 2016Mar 31, 2016
Kathryn V. CarterStrategic Wealth Advisors Group otherLPL Financial LLC otherOtherMar 16, 2016Mar 16, 2016
Nelson Toney SebraStrategic Wealth Advisors Group otherInsight Folios independent RIAOtherOct 6, 2014May 8, 2025 (3867 d)
Bradley HarschStrategic Wealth Advisors Group otherAssociated Securities Corp. unclassifiedOtherFeb 14, 2014Jan 2, 2009
Sarah Yehsueh HuangStrategic Wealth Advisors Group otherLPL Financial LLC otherOtherJan 7, 2013Sep 8, 2009
Michael Christopher ChampionStrategic Wealth Advisors Group otherChase Investment Services Corp. otherOtherMay 24, 2012Jun 1, 2012
Sarah M WisniewskiStrategic Wealth Advisors Group otherWestpark Capital, Inc. otherOtherFeb 27, 2012Jan 18, 2012
Thomas Michael ChavezStrategic Wealth Advisors Group otherMariner Advisor Network BD affiliatedOtherJul 5, 2011Jan 1, 2024 (4563 d)
Laura Michelle SteinbeckStrategic Wealth Advisors Group otherAssociated Securities Corp. unclassifiedOtherApr 19, 2011Dec 3, 2008
Ronald Christopher VerbeckStrategic Wealth Advisors Group otherWealth Planning Group, Inc. state registeredOtherJul 16, 2010May 27, 2025 (5429 d)
James Edward BlazerStrategic Wealth Advisors Group otherWealth Planning Group, Inc. state registeredOtherJul 16, 2010May 13, 2025 (5415 d)
Jared Christopher SiegelStrategic Wealth Advisors Group otherAssociated Securities Corp. unclassifiedOtherMar 31, 2010Jan 7, 2009
Susan Beth AllenStrategic Wealth Advisors Group otherAssociated Securities Corp. unclassifiedOtherDec 11, 2009Dec 22, 2008
Bruce Webb WoodsStrategic Wealth Advisors Group otherFsc Securities Corporation otherOtherDec 11, 2009Sep 25, 2007
Christopher James ClarkStrategic Wealth Advisors Group otherAssociated Securities Corp. unclassifiedOtherDec 11, 2009Dec 1, 2008
Thomas Mark GriffithsStrategic Wealth Advisors Group otherAssociated Securities Corp. unclassifiedOtherDec 11, 2009Dec 22, 2008
Wallace Chi-Ho ChuStrategic Wealth Advisors Group otherLPL Financial LLC otherOtherDec 11, 2009Sep 8, 2009
Cheri YuStrategic Wealth Advisors Group otherAssociated Securities Corp. unclassifiedOtherDec 11, 2009Dec 18, 2008
Yuenman Anne MakStrategic Wealth Advisors Group otherLPL Financial LLC otherOtherDec 11, 2009Sep 8, 2009
Mira Mary MaStrategic Wealth Advisors Group otherAssociated Securities Corp. unclassifiedOtherDec 11, 2009Dec 17, 2008
Anthony Y TsangStrategic Wealth Advisors Group otherAssociated Securities Corp. unclassifiedOtherDec 11, 2009Dec 19, 2008
Sheri H. PanStrategic Wealth Advisors Group otherLPL Financial LLC otherOtherDec 11, 2009Sep 8, 2009
Christopher D TamagnoStrategic Wealth Advisors Group otherFsc Securities Corporation otherOtherDec 11, 2009Aug 8, 2008
Lan LinStrategic Wealth Advisors Group otherLPL Financial LLC otherOtherDec 11, 2009Sep 8, 2009
Arthur Robert WeissStrategic Wealth Advisors Group otherFsc Securities Corporation otherOtherApr 1, 2009Nov 29, 2006
John Robert TriantafelowStrategic Wealth Advisors Group otherMaryland Financial Group, Inc. otherOtherApr 1, 2009Apr 23, 2012 (1118 d)
Troy Alonzo YoungStrategic Wealth Advisors Group otherCsenge Advisory Group, LLC otherOtherApr 1, 2009Oct 21, 2011 (933 d)
Aaron Theo ReyerStrategic Wealth Advisors Group otherMaryland Financial Group, Inc. otherOtherApr 1, 2009Apr 23, 2012 (1118 d)
Richard Stanley RebelloStrategic Wealth Advisors Group otherSouthland Equity Partners, LLC. no RAUMOtherApr 1, 2009Nov 13, 2014 (2052 d)
Marvin Yue-Chin ShiueStrategic Wealth Advisors Group otherAsia Global Asset Management, Inc state registeredOtherFeb 4, 2009Dec 17, 2009 (316 d)
Tonya Lynn MathisonStrategic Wealth Advisors Group otherPrincipal Securities, Inc. BD affiliatedOtherDec 18, 2008Jan 25, 2024 (5516 d)
Michael Anson HermanStrategic Wealth Advisors Group otherUnited Capital Financial Advisors otherOtherOct 21, 2008May 7, 2009 (198 d)
Shane Edward WesthoelterStrategic Wealth Advisors Group otherWoodbury Financial Services, Inc. otherOtherAug 24, 2007Aug 2, 2007
Charles Wilkes SmithStrategic Wealth Advisors Group otherFsc Securities Corporation otherOtherJan 4, 2007Dec 12, 2006
Benjamin Robert KobrinStrategic Wealth Advisors Group otherFsc Securities Corporation otherOtherJan 4, 2007Dec 12, 2006
Kurt Masami MiyamuraStrategic Wealth Advisors Group otherAssociated Securities Corp. unclassifiedOtherOct 24, 2006Feb 9, 2009 (839 d)
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44 moves match.