DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Capitol Securities Management, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
John Lee Barker	Capitol Securities Management, Inc. other	Msi Financial Services, Inc. other	Other	Jun 10, 2010	Aug 19, 2010 (70 d)
Marshall Royal Cassedy	Capitol Securities Management, Inc. other	Mcnally Financial Services Corporation state registered	Other	Apr 9, 2010	Mar 23, 2021 (4001 d)
Jeffrey Richard Porter	Capitol Securities Management, Inc. other	Creative Planning independent RIA	Other	Dec 23, 2009	Apr 19, 2021 (4135 d)
Mark Linwood Granger	Capitol Securities Management, Inc. other	LPL Financial LLC BD affiliated	Other	Jul 10, 2009	Feb 6, 2021 (4229 d)
Johann Nanayakkara	Capitol Securities Management, Inc. other	Westminster Financial Advisory Corp other	Other	Mar 31, 2009	Apr 1, 2009
Jeffrey Dominic Dattolo	Capitol Securities Management, Inc. other	Nationwide Securities, LLC no RAUM	Other	Mar 13, 2009	Apr 27, 2009 (45 d)
Mark Burkhardt	Capitol Securities Management, Inc. other	Westminster Financial Advisory Corp other	Other	Feb 23, 2009	Feb 20, 2009
Christopher Scott Jennings	Capitol Securities Management, Inc. other	Osaic Institutions, Inc. other	Other	Sep 4, 2008	Sep 8, 2008
Nabih George Nabti	Capitol Securities Management, Inc. other	Westminster Financial Advisory Corp other	Other	Nov 19, 2007	Nov 28, 2007
Patrick Daniel Roth	Capitol Securities Management, Inc. other	UBS Financial Services Inc. wirehouse	Other	Apr 11, 2007	May 7, 2007
Richard Lee Schwartzbard	Capitol Securities Management, Inc. other	Commonwealth Financial Network national BD	Other	Sep 30, 2005	Sep 30, 2005
Lysa Jill Rothenberg	Capitol Securities Management, Inc. other	Fsc Securities Corporation other	Other	Dec 31, 2004	Jan 28, 2005
Barbara Ann Ristow	Capitol Securities Management, Inc. other	First Horizon Advisors, Inc other	Other	Oct 13, 2004	May 24, 2004

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73 moves match.