DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Financial Advisers Of America, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
John Henry RobinsonFinancial Advisers Of America, LLC otherFinancial Planning Hawaii, Inc. independent RIAOtherMay 10, 2013Jul 15, 2010
Eileen Mariel ProudFinancial Advisers Of America, LLC otherTrue Financial Wealth Management Firm LLC unclassifiedOtherApr 30, 2013Mar 19, 2013
Robert F RedwancFinancial Advisers Of America, LLC otherTrue Financial Wealth Management Firm LLC unclassifiedOtherApr 30, 2013Mar 19, 2013
Michael Warren MorrisonFinancial Advisers Of America, LLC otherRegal Investment Advisors LLC otherOtherApr 22, 2013Jul 1, 2013 (70 d)
David Gregory WursterFinancial Advisers Of America, LLC otherSummit Financial Group Inc otherOtherJan 2, 2013Jan 7, 2013
Thomas Alan StewartFinancial Advisers Of America, LLC otherThe Whalen Group unclassifiedOtherMay 7, 2012Jul 6, 2010
Nancy Ann EffertFinancial Advisers Of America, LLC otherCrossroads Advisory Group unclassifiedOtherOct 11, 2011Jan 26, 2010
Meridith Louise HutchensFinancial Advisers Of America, LLC otherPolaris Wealth Advisory Group otherOtherSep 30, 2011Nov 15, 2013 (777 d)
John Alison FahnestockFinancial Advisers Of America, LLC otherSterne Agee Investment Advisor Services, Inc. otherOtherAug 18, 2011Oct 24, 2011 (67 d)
Liane Kimura ChongFinancial Advisers Of America, LLC otherMML Investors Services, LLC otherOtherJul 18, 2011Dec 2, 2011 (137 d)
Kris Anthony HolmFinancial Advisers Of America, LLC otherHolm & Cawley Financial Group LLC independent RIAOtherJan 25, 2011Jan 4, 2011
Ricardo Amador CordovaFinancial Advisers Of America, LLC otherMorgan Stanley wirehouseOtherAug 27, 2010Oct 21, 2010 (55 d)
Steven Patrick FordFinancial Advisers Of America, LLC otherTd Ameritrade, Inc. no RAUMOtherDec 31, 2009Sep 17, 2010 (260 d)
Marc Samuel AaronsFinancial Advisers Of America, LLC otherMoney Managers, Inc. independent RIAOtherAug 17, 2009Nov 10, 2009 (85 d)
John Patrick RiceFinancial Advisers Of America, LLC otherIndependent Financial Group, LLC otherOtherAug 17, 2009Jan 21, 2014 (1618 d)
Dante FicheraFinancial Advisers Of America, LLC otherTejas Securities Group, Inc. unclassifiedOtherMay 27, 2009Jul 6, 2009 (40 d)
Page 1 of 1
16 moves match.