DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Msi Financial Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Troy Robert Bangs	Msi Financial Services, Inc. other	LPL Financial LLC other	Other	Mar 28, 2017	Mar 24, 2017
John Frank Mazzola	Msi Financial Services, Inc. other	Newsquare Capital, LLC other	Other	Mar 25, 2017	Mar 24, 2016
Ernest M Martinelli	Msi Financial Services, Inc. other	Equitable Advisors, LLC national BD	Other	Mar 25, 2017	Jan 24, 2008
Wayne Frederick Slattery	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Aug 10, 2015
Paul Richard Justin	Msi Financial Services, Inc. other	New England Securities Corporation other	Other	Mar 25, 2017	Oct 30, 2012
Jeffrey Laurence Gruehn	Msi Financial Services, Inc. other	Newsquare Capital, LLC other	Other	Mar 25, 2017	Feb 12, 2016
Robert Arthur Newman	Msi Financial Services, Inc. other	Newsquare Capital, LLC other	Other	Mar 25, 2017	Feb 12, 2016
Steven Morgan	Msi Financial Services, Inc. other	Tower Square Securities, Inc. other	Other	Mar 25, 2017	Aug 31, 2012
Walter David Jezak Jr	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Jan 14, 2015
Alane Margaret Downes	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Aug 4, 2015
Anthony Randall Bartlett	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Apr 6, 2016
John Michael Klusarits	Msi Financial Services, Inc. other	Newsquare Capital, LLC other	Other	Mar 25, 2017	Mar 4, 2016
Daniel Patrick Maguire	Msi Financial Services, Inc. other	Newsquare Capital, LLC other	Other	Mar 25, 2017	Mar 24, 2016
Kevin Barry Oneill	Msi Financial Services, Inc. other	Newsquare Capital, LLC other	Other	Mar 25, 2017	Feb 15, 2016
Joseph Edward Syernick	Msi Financial Services, Inc. other	Newsquare Capital, LLC other	Other	Mar 25, 2017	Feb 16, 2016
Daniel Ronald Gagnon	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Jun 20, 2016
Daniel Joseph Flynn	Msi Financial Services, Inc. other	Walnut Street Securities, Inc. other	Other	Mar 25, 2017	Nov 9, 2007
Timothy Thomas Irvine	Msi Financial Services, Inc. other	Newsquare Capital, LLC other	Other	Mar 25, 2017	Feb 12, 2016
Kimberly Christine Riccoboni	Msi Financial Services, Inc. other	Tower Square Securities, Inc. other	Other	Mar 25, 2017	Nov 21, 2011
Anthony Thomas Nofi	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Jun 26, 2015
Kevin Leland Kimball	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Mar 15, 2016
Anthony John Santisi	Msi Financial Services, Inc. other	Newsquare Capital, LLC other	Other	Mar 25, 2017	Mar 23, 2016
Michael Patrick Root	Msi Financial Services, Inc. other	Newsquare Capital, LLC other	Other	Mar 25, 2017	Feb 15, 2016
Walter Richard May	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Mar 2, 2015
Patrick Michael Mccann	Msi Financial Services, Inc. other	Newsquare Capital, LLC other	Other	Mar 25, 2017	Mar 4, 2016
Marcia Lyn Wooley	Msi Financial Services, Inc. other	Walnut Street Securities, Inc. other	Other	Mar 25, 2017	Jan 16, 2008
John David Ashley	Msi Financial Services, Inc. other	New England Securities Corporation other	Other	Mar 25, 2017	Aug 15, 2012
Joseph Vincent Naselli	Msi Financial Services, Inc. other	Newsquare Capital, LLC other	Other	Mar 25, 2017	Mar 24, 2016
Brian Charles Mcgeehan	Msi Financial Services, Inc. other	Newsquare Capital, LLC other	Other	Mar 25, 2017	Mar 7, 2016
Jeffrey John Bannon	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Jan 30, 2017
Robert M Marasheski	Msi Financial Services, Inc. other	Newsquare Capital, LLC other	Other	Mar 25, 2017	Mar 23, 2016
Albert M Corrato	Msi Financial Services, Inc. other	Newsquare Capital, LLC other	Other	Mar 25, 2017	Feb 9, 2016
David Joseph Watson	Msi Financial Services, Inc. other	Tower Square Securities, Inc. other	Other	Mar 25, 2017	Jul 13, 2011
Stephen Andrew Cassidy	Msi Financial Services, Inc. other	Walnut Street Securities, Inc. other	Other	Mar 25, 2017	Jul 12, 2011
Keith D. Lewandoski	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Mar 11, 2016
Michael T Dimos	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Apr 7, 2016
Chad M. Liston	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Aug 20, 2015
David Michael Medick	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Jul 6, 2015
Patrick Nee	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Aug 22, 2016
Stephen J Demchyk	Msi Financial Services, Inc. other	Newsquare Capital, LLC other	Other	Mar 25, 2017	Feb 15, 2016
Delores Nuamah	Msi Financial Services, Inc. other	Tower Square Securities, Inc. other	Other	Mar 25, 2017	Nov 14, 2008
James Raymond Dearden	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Sep 16, 2015
Michael Curran	Msi Financial Services, Inc. other	Tower Square Securities, Inc. other	Other	Mar 25, 2017	Jun 9, 2010
John Charles Navien	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Jan 22, 2015
Kelly Allen Woerdeman	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Apr 29, 2015
John Patrick Dakin	Msi Financial Services, Inc. other	Valic Financial Advisors, Inc. BD affiliated	Other	Mar 25, 2017	May 7, 2018 (408 d)
Chester Ryan Westfall	Msi Financial Services, Inc. other	LPL Financial LLC BD affiliated	Other	Mar 25, 2017	Aug 12, 2021 (1601 d)
Keith Nelson Congdon	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Mar 22, 2016
Michael P Sexton	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Mar 24, 2015
Sean Townley	Msi Financial Services, Inc. other	Tower Square Securities, Inc. other	Other	Mar 25, 2017	Sep 18, 2008
Michael L Caputo	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Jan 30, 2017
Scott Dana Gordon-Macey	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Feb 12, 2015
Caleb Neves	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Apr 6, 2016
James Theocharis Dimos	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Mar 16, 2015
Vincent Douglas Beaudoin	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Jan 26, 2015
Christopher Michael Fallon	Msi Financial Services, Inc. other	Newsquare Capital, LLC other	Other	Mar 25, 2017	Feb 15, 2016
Kyle James Cleary	Msi Financial Services, Inc. other	Newsquare Capital, LLC other	Other	Mar 25, 2017	Dec 2, 2015
Marc P Virga	Msi Financial Services, Inc. other	Newsquare Capital, LLC other	Other	Mar 25, 2017	Feb 15, 2016
Jonathan Jamsheed Jaraiedi	Msi Financial Services, Inc. other	Newsquare Capital, LLC other	Other	Mar 25, 2017	Feb 15, 2016
Scott Eric Violette	Msi Financial Services, Inc. other	Mariner other	Other	Mar 25, 2017	Aug 24, 2016

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2,018 moves match.