DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Secure Asset Management, L.L.C.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Eric Paul Hornyak | Secure Asset Management, L.L.C. independent RIA | Emde Wealth Management LLC state registered | RIA to a state-registered adviser | May 22, 2026 | Apr 1, 2026 |
| Daniel Eric Michael Schutz | Secure Asset Management, L.L.C. independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 13, 2026 | Apr 21, 2026 (67 d) |
| Jameson Alexander Holehouse | Secure Asset Management, L.L.C. independent RIA | Destiny Capital Corporation independent RIA | RIA to RIA | Apr 1, 2025 | May 15, 2025 (44 d) |
| Michael Lawrence Albertson | Secure Asset Management, L.L.C. independent RIA | Tradewell Tax & Financial no RAUM | RIA to a newly registered adviser | Jan 24, 2025 | Jan 16, 2025 |
| Wesley Douglass Phelps | Secure Asset Management, L.L.C. independent RIA | Tradewell Tax & Financial no RAUM | RIA to a newly registered adviser | Jan 24, 2025 | Jan 16, 2025 |
| Thomas Joe Badders | Secure Asset Management, L.L.C. independent RIA | Tradewell Tax & Financial no RAUM | RIA to a newly registered adviser | Jan 24, 2025 | Jan 16, 2025 |
| Susanne Marie Kullen | Secure Asset Management, L.L.C. independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Dec 31, 2024 | Feb 5, 2025 (36 d) |
| Jonathan James Smith | Secure Asset Management, L.L.C. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 5, 2024 | Sep 18, 2024 |
| James Tietema | Secure Asset Management, L.L.C. independent RIA | Foguth Wealth Management, LLC. independent RIA | RIA to RIA | Jun 21, 2024 | Jul 11, 2025 (385 d) |
| Michael John Gloster | Secure Asset Management, L.L.C. independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 31, 2024 | Feb 13, 2024 |
| Morgan Leann Lawrence | Secure Asset Management, L.L.C. independent RIA | Ae Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 5, 2024 | Feb 2, 2024 |
| Jonathan Thomas | Secure Asset Management, L.L.C. independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Feb 2, 2024 | Feb 22, 2024 |
| Bradley Owen Davidson | Secure Asset Management, L.L.C. independent RIA | Emerson Equity LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jan 29, 2024 | Feb 2, 2024 |
| Sarah S Burns | Secure Asset Management, L.L.C. independent RIA | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | RIA to wirehouse | Nov 28, 2023 | Dec 7, 2023 |
| Joseph Keyes Nelson | Secure Asset Management, L.L.C. independent RIA | Emde Wealth Management LLC state registered | RIA to a state-registered adviser | Aug 24, 2023 | Sep 29, 2025 (767 d) |
| James Donald Koester | Secure Asset Management, L.L.C. independent RIA | Brookstone Capital Management LLC independent RIA | RIA to RIA | Oct 10, 2022 | Sep 12, 2022 |
| Kenneth William Wittenberg | Secure Asset Management, L.L.C. independent RIA | Wittenberg Investments Inc. state registered | RIA to a state-registered adviser | Jul 6, 2022 | Jul 19, 2018 |
| Brian Douglas Petras | Secure Asset Management, L.L.C. independent RIA | Sequoia Financial Group, L.L.C. independent RIA | RIA to RIA | Jan 12, 2022 | Feb 8, 2022 |
| Dino Berri | Secure Asset Management, L.L.C. independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Jul 23, 2021 | Jun 17, 2022 (329 d) |
| Jennifer Larose | Secure Asset Management, L.L.C. independent RIA | Joseph Gunnar & Co., LLC other | Other | Dec 17, 2020 | Mar 19, 2021 (92 d) |
| Jay David Mcclellan | Secure Asset Management, L.L.C. independent RIA | Cornerstone Asset Management Services, Inc. other | Other | Jul 13, 2020 | Jul 6, 2020 |
| Maria Elizabeth Bongiovanni | Secure Asset Management, L.L.C. independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 25, 2019 | Nov 1, 2019 |
| Jason Wayne Baird | Secure Asset Management, L.L.C. independent RIA | Osaic Wealth, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Nov 25, 2019 | Nov 1, 2019 |
| Lawrence Clay Spencer | Secure Asset Management, L.L.C. independent RIA | Gwn Securities Inc. other | Other | Feb 27, 2013 | Feb 1, 2010 |
| Jason Kent Spencer | Secure Asset Management, L.L.C. independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Feb 27, 2013 | Nov 4, 2010 |
Page 1 of 1
25 moves match.