DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Innovation Partners LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Erik Robert Dodds | Innovation Partners LLC no RAUM | Securities America Advisors, Inc. other | Other | Oct 14, 2025 | Jun 10, 2014 |
| Brian Lon Biederman | Innovation Partners LLC no RAUM | Cape Investment Advisory, Inc. independent RIA | Other | Sep 12, 2025 | Aug 15, 2025 |
| Stuart Blake Petty | Innovation Partners LLC BD affiliated | Ip Financial Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 5, 2021 | Jan 10, 2020 |
| Malik Pearson | Innovation Partners LLC BD affiliated | Ip Financial Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2021 | Jan 15, 2020 |
| Roman Inochovsky | Innovation Partners LLC BD affiliated | Modern Capital Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2021 | Jun 29, 2022 (454 d) |
| David Holmes | Innovation Partners LLC BD affiliated | Brookstone Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 10, 2020 | Feb 24, 2023 (806 d) |
| Terrence Patrick Cunningham | Innovation Partners LLC BD affiliated | Ip Financial Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 21, 2020 | Jan 14, 2020 |
| Tracey Dean | Innovation Partners LLC BD affiliated | Ip Financial Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 18, 2020 | Feb 4, 2020 |
| Lei Jiao | Innovation Partners LLC BD affiliated | Ip Financial Advisory Services LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 16, 2020 | Mar 4, 2022 (534 d) |
| Timothy Ballard White | Innovation Partners LLC BD affiliated | Ip Financial Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 14, 2020 | Feb 5, 2020 |
| Ryan Michael Filiaggi | Innovation Partners LLC BD affiliated | Ip Financial Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 14, 2020 | May 29, 2020 |
| Craig Arnold Sorenson | Innovation Partners LLC BD affiliated | Ip Financial Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 25, 2020 | Jan 30, 2020 |
| Sharon Elaine Sykes | Innovation Partners LLC BD affiliated | Ip Financial Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 25, 2020 | Jan 14, 2020 |
| Steven Kim Mitchell | Innovation Partners LLC BD affiliated | Ip Financial Advisory Services LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 25, 2020 | Jan 15, 2020 |
| Leslie Garner | Innovation Partners LLC BD affiliated | Adaptfirst Investments LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 23, 2019 | Oct 25, 2019 |
| James C Byers | Innovation Partners LLC BD affiliated | Adaptfirst Investments LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 23, 2019 | Nov 4, 2019 |
| Richard Howard Kudler | Innovation Partners LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 21, 2019 | Jun 18, 2019 |
| Clinton Wayne Copeland | Innovation Partners LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 2, 2019 | Dec 3, 2019 (335 d) |
| Gregory Fuller Kite | Innovation Partners LLC BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 28, 2018 | Nov 1, 2018 (126 d) |
| Paul Woodson Abele | Innovation Partners LLC BD affiliated | Canterbury Investment Advisors LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 16, 2018 | May 24, 2018 |
| Phillip A Wallace | Innovation Partners LLC other | Aragon Capital LLC independent RIA | Other | Dec 13, 2017 | Feb 19, 2020 (798 d) |
| Larry Sfinas | Innovation Partners LLC other | Exodus Wealth, LLC other | Other | Aug 30, 2017 | Sep 1, 2017 |
| Cynthia Pellegrino | Innovation Partners LLC other | Exodus Wealth, LLC other | Other | Mar 24, 2017 | Mar 31, 2017 |
| Eduardo Yamir Gonzalez-Lopez | Innovation Partners LLC other | Edgon Advisory LLC state registered | Other | Mar 13, 2017 | Oct 24, 2017 (225 d) |
| Daniel Matthew Vinson | Innovation Partners LLC other | Sagepoint Financial, Inc. other | Other | Dec 31, 2016 | Jan 12, 2017 |
| Hugo Cesar Meraz | Innovation Partners LLC other | Claraphi Advisory Network, LLC other | Other | Nov 4, 2016 | Feb 8, 2018 (461 d) |
| Michael Lawrence Kelly | Innovation Partners LLC other | Scf Investment Advisors, Inc. other | Other | Feb 9, 2016 | Feb 4, 2016 |
| Arland Kelly | Innovation Partners LLC other | Scf Investment Advisors, Inc. other | Other | Feb 9, 2016 | Feb 4, 2016 |
| Lawrence Andrew Salberg | Innovation Partners LLC other | LPL Financial LLC other | Other | Apr 16, 2015 | Apr 27, 2015 |
| Scott Mons Broadbent | Innovation Partners LLC other | Advisory Services Network other | Other | Apr 7, 2015 | Apr 15, 2015 |
| John David Miller | Innovation Partners LLC other | Hfg Advisors independent RIA | Other | Dec 24, 2014 | May 6, 2016 (499 d) |
| Kenneth Harold Aulbach | Innovation Partners LLC other | American Portfolios Advisors, Inc other | Other | Aug 2, 2012 | May 27, 2014 (663 d) |
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32 moves match.