DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Coordinated Capital Securities, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Melissa Marie MooneydomingueCoordinated Capital Securities, Inc. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 15, 2026Jan 29, 2026
Peter Thomas MooneyCoordinated Capital Securities, Inc. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankJan 15, 2026Jan 21, 2026
Easton Daniel MillerCoordinated Capital Securities, Inc. independent RIAMiller Financial Services, Inc. no RAUMRIA to a newly registered adviserDec 22, 2025Dec 22, 2025
Andrew Timothy KingCoordinated Capital Securities, Inc. independent RIAWalkner Condon Financial Advisors LLC independent RIARIA to RIAJun 17, 2025Jul 8, 2025
Jason Matthew NelsonCoordinated Capital Securities, Inc. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 5, 2023Jul 3, 2023
Edward Taylor McdannoldCoordinated Capital Securities, Inc. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankJul 5, 2023Jul 5, 2023
Eric Philip AdlerCoordinated Capital Securities, Inc. independent RIAAdler Financial state registeredRIA to a state-registered adviserOct 30, 2020Jan 1, 2026 (1889 d)
Tammi Rae ReindersCoordinated Capital Securities, Inc. independent RIACentaurus Financial, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2019Jan 4, 2021 (370 d)
Kurt MihelichCoordinated Capital Securities, Inc. otherThree Lakes Securities, LLC unclassifiedOtherNov 30, 2017Jun 15, 2011
Charles Arthur MunkwitzCoordinated Capital Securities, Inc. otherThree Lakes Securities, LLC unclassifiedOtherNov 30, 2017Apr 17, 2015
Keith Allen BerryCoordinated Capital Securities, Inc. otherThree Lakes Securities, LLC unclassifiedOtherNov 30, 2017Jan 14, 2013
Christopher Robin HendersonCoordinated Capital Securities, Inc. otherThree Lakes Securities, LLC unclassifiedOtherNov 30, 2017Jun 15, 2011
Douglas Rowland HopkinsCoordinated Capital Securities, Inc. otherGibraltar Wealth Management, LLC independent RIAOtherSep 20, 2017Dec 7, 2020 (1174 d)
Carol A. RosenstockCoordinated Capital Securities, Inc. otherThree Lakes Securities, LLC unclassifiedOtherAug 24, 2017Nov 9, 2011
Rick Michael CarlsonCoordinated Capital Securities, Inc. otherAmeriprise Financial Services, LLC national BDOtherAug 15, 2016Aug 12, 2016
Martha Ellen KlattCoordinated Capital Securities, Inc. otherAmeriprise Financial Services, LLC national BDOtherAug 15, 2016Aug 12, 2016
David William DemmingCoordinated Capital Securities, Inc. otherDemming Financial Services Corp. otherOtherSep 3, 2013Apr 27, 2006
Joseph Robert HoffmanCoordinated Capital Securities, Inc. otherHoffman Investment Services, LLC state registeredOtherApr 29, 2013Apr 26, 2013
Michael Thomas MurtosCoordinated Capital Securities, Inc. otherCetera Advisor Networks LLC otherOtherApr 2, 2013Apr 1, 2013
Donald Raymond SavagliaCoordinated Capital Securities, Inc. otherCetera Advisor Networks LLC otherOtherApr 2, 2013Apr 2, 2013
Jeremy P AppletonCoordinated Capital Securities, Inc. otherThree Lakes Securities, LLC unclassifiedOtherFeb 1, 2013Jun 15, 2011
Patrick Alan BrownCoordinated Capital Securities, Inc. otherCetera Advisors LLC otherOtherDec 31, 2012Jan 3, 2013
Janice Marie JohnsonCoordinated Capital Securities, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherOct 3, 2011Sep 30, 2011
Daniel Glenn StaffordCoordinated Capital Securities, Inc. otherHarbour Investments, Inc. otherOtherSep 30, 2011Oct 4, 2011
Paul Alan SwankCoordinated Capital Securities, Inc. otherInvestment Advisors Corp otherOtherMay 2, 2011May 11, 2011
Timothy Craig MerchantCoordinated Capital Securities, Inc. otherMML Investors Services, LLC otherOtherAug 20, 2008Apr 19, 2013 (1703 d)
Winter Andrew TroxelCoordinated Capital Securities, Inc. otherIntegrated Financial Strategies, LLC. unclassifiedOtherJul 11, 2008Jul 25, 2008
Julie GebertCoordinated Capital Securities, Inc. otherSva Wealth Management, Inc. unclassifiedOtherJun 26, 2007Aug 1, 2007 (36 d)
Daniel Scott ForresterCoordinated Capital Securities, Inc. otherWaddell & Reed otherOtherJun 1, 2007Jul 17, 2007 (46 d)
Leslie Howard KernCoordinated Capital Securities, Inc. otherNext Financial Group, Inc. otherOtherMar 30, 2007Apr 2, 2007
Steven Arthur ZabriskieCoordinated Capital Securities, Inc. otherRmdr Advisors, Inc. otherOtherMay 6, 2004Mar 5, 2012 (2860 d)
Jeffrey William PetersCoordinated Capital Securities, Inc. otherClient 1st Wealth Management, Inc. unclassifiedOtherOct 14, 2003Nov 17, 2003 (34 d)
Harry Hugh HolmesCoordinated Capital Securities, Inc. otherAvantax Advisory Services otherOtherJan 15, 2003Jan 15, 2016 (4748 d)
Page 1 of 1
33 moves match.