DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Ameritas Advisory Services

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Veronica Ann DendeAmeritas Advisory Services BD affiliatedCommonwealth Financial Network national BDAffiliated broker-dealer or bank to anotherApr 24, 2018Mar 29, 2018
Michael Wayne CoxAmeritas Advisory Services BD affiliatedSecurities America Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 29, 2018Apr 2, 2018
Stephen James CookeAmeritas Advisory Services otherMML Investors Services, LLC otherOtherFeb 15, 2018Feb 16, 2018
Matthew W. NavarreAmeritas Advisory Services otherConcorde Asset Management, LLC otherOtherJan 31, 2018Mar 20, 2018 (48 d)
Terry Dee HigdonAmeritas Advisory Services otherAlphastar Capital Management independent RIAOtherJan 23, 2018Jan 8, 2018
Juan VerdinAmeritas Advisory Services otherWilson Financial Advisors, LLC state registeredOtherJan 4, 2018Apr 3, 2026 (3011 d)
Julian Franklin HarwellAmeritas Advisory Services otherSolomon Investments & Financial Planning, LLC state registeredOtherDec 31, 2017Aug 2, 2018 (214 d)
Michael WeckenbrockAmeritas Advisory Services otherBcg Securities, Inc. BD affiliatedOtherDec 31, 2017Jan 8, 2019 (373 d)
Paul Randall CurtmanAmeritas Advisory Services otherEdward Jones national BDOtherDec 31, 2017Jun 14, 2019 (530 d)
Terry Ray GrahamAmeritas Advisory Services otherGwn Securities Inc. otherOtherDec 31, 2017Jan 12, 2018
Sean Alan StarkAmeritas Advisory Services otherGwn Securities Inc. otherOtherDec 21, 2017Nov 22, 2017
Brett Lewis MooreAmeritas Advisory Services otherEquitable Advisors, LLC national BDOtherDec 19, 2017Feb 21, 2018 (64 d)
Gabriel Patrick SwanAmeritas Advisory Services otherWestern International Securities otherOtherNov 17, 2017Oct 20, 2017
Christopher Warren RechtAmeritas Advisory Services otherEsi Financial Advisors otherOtherOct 31, 2017Oct 13, 2017
Alexander Victor ZouridesAmeritas Advisory Services otherEsi Financial Advisors otherOtherOct 12, 2017Sep 25, 2017
Edward Bernard SeayAmeritas Advisory Services otherCambridge Investment Research Advisors, Inc. otherOtherOct 11, 2017Oct 9, 2017
Daniel FowlerAmeritas Advisory Services otherCambridge Investment Research Advisors, Inc. otherOtherOct 11, 2017Oct 17, 2017
Travis Jonathon WhitakerAmeritas Advisory Services otherCambridge Investment Research Advisors, Inc. otherOtherOct 10, 2017Sep 13, 2017
Tom Raymond GibbingsAmeritas Advisory Services other20/20 Capital Management, Inc no RAUMOtherOct 2, 2017Dec 4, 2015
Samir Chunilal ThakkarAmeritas Advisory Services other20/20 Capital Management, Inc otherOtherOct 2, 2017Mar 18, 2016
Larry Wayne PalmerAmeritas Advisory Services other20/20 Capital Management, Inc no RAUMOtherOct 2, 2017Dec 4, 2015
Karin Lynn TysonAmeritas Advisory Services other20/20 Capital Management, Inc no RAUMOtherOct 2, 2017Dec 7, 2015
Elmer Robert BranchAmeritas Advisory Services other20/20 Capital Management, Inc no RAUMOtherOct 2, 2017Dec 8, 2015
Paul ShoquistAmeritas Advisory Services other20/20 Capital Management, Inc otherOtherOct 2, 2017Jul 22, 2016
Fakhr S AlaviAmeritas Advisory Services other20/20 Capital Management, Inc independent RIAOtherOct 2, 2017May 14, 2020 (955 d)
David Jeng-Huei WuAmeritas Advisory Services other20/20 Capital Management, Inc otherOtherOct 2, 2017Jun 28, 2016
Alex Reid NunesAmeritas Advisory Services other20/20 Capital Management, Inc otherOtherOct 2, 2017Jun 28, 2016
Tyler James WitmanAmeritas Advisory Services otherCambridge Investment Research Advisors, Inc. otherOtherOct 2, 2017Sep 18, 2017
Christopher Wayne McalisterAmeritas Advisory Services otherCambridge Investment Research Advisors, Inc. BD affiliatedOtherOct 2, 2017Feb 12, 2019 (498 d)
Brian Roberts WheelerAmeritas Advisory Services otherCambridge Investment Research Advisors, Inc. otherOtherSep 28, 2017Nov 14, 2017 (47 d)
William Anthony RootAmeritas Advisory Services otherCambridge Investment Research Advisors, Inc. otherOtherSep 28, 2017Sep 15, 2017
William James SealeyAmeritas Advisory Services otherOsaic Wealth, Inc. otherOtherSep 15, 2017Aug 18, 2017
Jason Scott YoungAmeritas Advisory Services otherOsaic Wealth, Inc. otherOtherSep 15, 2017Aug 18, 2017
Gregory Adam LegateAmeritas Advisory Services otherOsaic Wealth, Inc. otherOtherSep 15, 2017Aug 18, 2017
Kevin Michael KitchinAmeritas Advisory Services otherOsaic Wealth, Inc. otherOtherSep 15, 2017Aug 18, 2017
Derek Samuel CoffrenAmeritas Advisory Services otherCambridge Investment Research Advisors, Inc. otherOtherSep 14, 2017Sep 11, 2017
Nils Roger WickmanAmeritas Advisory Services otherAres Financial Consulting LLC independent RIAOtherAug 22, 2017Aug 1, 2017
Leonard Richard SimpsonAmeritas Advisory Services other20/20 Capital Management, Inc no RAUMOtherAug 10, 2017Dec 4, 2015
Lori Pierce CrilleyAmeritas Advisory Services otherCambridge Investment Research Advisors, Inc. otherOtherAug 10, 2017Aug 3, 2017
Michael James AxtonAmeritas Advisory Services otherCreativeone Securities, LLC BD affiliatedOtherJul 31, 2017Nov 21, 2024 (2670 d)
George ChiuAmeritas Advisory Services otherEsi Financial Advisors otherOtherJul 28, 2017Jul 10, 2017
Shane Cartez AllenAmeritas Advisory Services otherCambridge Investment Research Advisors, Inc. otherOtherJul 28, 2017Jul 17, 2017
Jenning Chenyin ChenAmeritas Advisory Services otherEsi Financial Advisors otherOtherJul 27, 2017Jul 12, 2017
Janice LangAmeritas Advisory Services otherEsi Financial Advisors otherOtherJul 24, 2017Jul 10, 2017
Joshua WilcoxAmeritas Advisory Services otherMutual Of Omaha Investor Services, Inc. no RAUMOtherJul 18, 2017Jun 26, 2018 (343 d)
Drew Allen DonohoeAmeritas Advisory Services otherCambridge Investment Research Advisors, Inc. otherOtherJun 23, 2017Jun 26, 2017
Jerry Paul HurtAmeritas Advisory Services otherMutual Of Omaha Investor Services, Inc. no RAUMOtherJun 20, 2017Jan 11, 2018 (205 d)
Allison Staley SchabergAmeritas Advisory Services otherTriad Advisors, LLC otherOtherJun 16, 2017Jun 16, 2017
Zachary James AuglianoAmeritas Advisory Services otherUBS Financial Services Inc. wirehouseOtherJun 15, 2017Jul 19, 2017 (34 d)
Dennis Darrel DachtlerAmeritas Advisory Services otherCalton & Associates, Inc. otherOtherMay 17, 2017Apr 18, 2017
Robert Michael GianchigliaAmeritas Advisory Services otherUSA Financial Securities LLC otherOtherMay 17, 2017Apr 19, 2017
Heather Dachtler HuppeAmeritas Advisory Services otherCalton & Associates, Inc. otherOtherMay 16, 2017Apr 18, 2017
Richard Alan RouseAmeritas Advisory Services otherCalton & Associates, Inc. otherOtherMay 16, 2017Apr 18, 2017
Bruce Scott GentilellaAmeritas Advisory Services otherCalton & Associates, Inc. otherOtherMay 12, 2017May 15, 2017
John Anthony BarbishAmeritas Advisory Services otherCetera Investment Advisers LLC BD affiliatedOtherApr 12, 2017Jun 29, 2023 (2269 d)
Tanner Eugene UtleyAmeritas Advisory Services otherSignator Investors, Inc. otherOtherApr 4, 2017Mar 7, 2017
Joseph F RomitoAmeritas Advisory Services otherCetera Advisor Networks LLC otherOtherMar 27, 2017Feb 28, 2017
Matthew Paul WilcoxAmeritas Advisory Services otherSignator Investors, Inc. otherOtherMar 24, 2017Feb 22, 2017
Chad Elliot CartierAmeritas Advisory Services otherCetera Investment Advisers LLC otherOtherMar 23, 2017Mar 23, 2017
Douglas Robert SchulteAmeritas Advisory Services otherSignator Investors, Inc. otherOtherMar 13, 2017Mar 8, 2017
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471 moves match.