DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Financial Advocates Investment Management
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Gary Ray Campbell | Financial Advocates Investment Management independent RIA | Hightower Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 10, 2026 | Jul 10, 2026 (122 d) |
| Angela Elaine Vlach | Financial Advocates Investment Management independent RIA | Financial Advocates Advisory Services no RAUM | Other | Mar 10, 2026 | Mar 5, 2012 |
| Michael Todd Thayer | Financial Advocates Investment Management independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 13, 2025 | Aug 28, 2025 |
| Brian David Babb | Financial Advocates Investment Management independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Nov 13, 2025 | Aug 28, 2025 |
| John Murray Davis | Financial Advocates Investment Management independent RIA | Signaline Investments unclassified | Other | Oct 31, 2025 | Apr 28, 2016 |
| Andre Nicholas Lister | Financial Advocates Investment Management independent RIA | Signaline Investments unclassified | Other | Oct 31, 2025 | Apr 28, 2016 |
| Adam Joel Reugh | Financial Advocates Investment Management independent RIA | Acp Investment Management no RAUM | RIA to a newly registered adviser | Oct 31, 2025 | Sep 30, 2025 |
| John Joseph Cordeiro | Financial Advocates Investment Management independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 23, 2025 | Aug 28, 2025 |
| Angela Yvonne Denna | Financial Advocates Investment Management independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 23, 2025 | Aug 28, 2025 |
| Paul Stevens Carlson | Financial Advocates Investment Management independent RIA | 4:8 Financial no RAUM | RIA to a newly registered adviser | Oct 23, 2025 | Aug 14, 2025 |
| Michael Allen Colvin | Financial Advocates Investment Management independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 23, 2025 | Aug 28, 2025 |
| Forbes Michael Robinson | Financial Advocates Investment Management independent RIA | Western Wealth Management LLC independent RIA | RIA to RIA | Oct 23, 2025 | Sep 12, 2025 |
| Travis Justin Stolcis | Financial Advocates Investment Management independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 23, 2025 | Aug 27, 2025 |
| Michael Eugene Geitner | Financial Advocates Investment Management independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 23, 2025 | Aug 28, 2025 |
| Lynn Marie Widmann | Financial Advocates Investment Management independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 23, 2025 | Aug 28, 2025 |
| James Walter Dimarco | Financial Advocates Investment Management independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 23, 2025 | Aug 29, 2025 |
| Colin Brant Allen Maulding | Financial Advocates Investment Management independent RIA | 4:8 Financial no RAUM | RIA to a newly registered adviser | Oct 23, 2025 | Aug 8, 2025 |
| Andrew Grant Ulibarri | Financial Advocates Investment Management independent RIA | Ember Wealth Concepts & Financial Planning state registered | RIA to a state-registered adviser | Oct 23, 2025 | Aug 27, 2025 |
| Christopher Lee Harris | Financial Advocates Investment Management independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 23, 2025 | Aug 28, 2025 |
| Grant Clinton Smith | Financial Advocates Investment Management independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 23, 2025 | Aug 28, 2025 |
| Asher Stevens Carlson | Financial Advocates Investment Management independent RIA | 4:8 Financial no RAUM | RIA to a newly registered adviser | Oct 23, 2025 | Aug 14, 2025 |
| John Hoagland Easley | Financial Advocates Investment Management independent RIA | Independent Advisor Alliance, LLC other | Other | Sep 25, 2025 | Aug 29, 2025 |
| Kyle Wayne Johnston | Financial Advocates Investment Management independent RIA | Independent Advisor Alliance, LLC other | Other | Sep 25, 2025 | Aug 29, 2025 |
| Thomas George Delaney | Financial Advocates Investment Management independent RIA | Independent Advisor Alliance, LLC other | Other | Sep 25, 2025 | Sep 2, 2025 |
| Jeffrey Michael Pisan | Financial Advocates Investment Management independent RIA | Independent Advisor Alliance, LLC other | Other | Sep 25, 2025 | Aug 29, 2025 |
| James Mark Morrison | Financial Advocates Investment Management independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 25, 2025 | Jun 13, 2025 |
| Anna Danielle Robbins | Financial Advocates Investment Management independent RIA | Independent Advisor Alliance, LLC other | Other | Sep 25, 2025 | Aug 29, 2025 |
| Greg Andrew Rogers | Financial Advocates Investment Management independent RIA | Independent Advisor Alliance, LLC other | Other | Sep 25, 2025 | Sep 1, 2025 |
| Nelson Robert Larson | Financial Advocates Investment Management independent RIA | Independent Advisor Alliance, LLC other | Other | Sep 25, 2025 | Aug 29, 2025 |
| Thomas Gilbert Herrin | Financial Advocates Investment Management independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 17, 2025 | Jul 28, 2025 |
| Sara Marie Schauermann | Financial Advocates Investment Management independent RIA | Copperline Wealth Management & Planning no RAUM | RIA to a newly registered adviser | Sep 12, 2025 | Jun 30, 2025 |
| Lucas Mcneely | Financial Advocates Investment Management independent RIA | Copperline Wealth Management & Planning no RAUM | RIA to a newly registered adviser | Sep 12, 2025 | Jun 30, 2025 |
| Richard Lee Fangen | Financial Advocates Investment Management independent RIA | Cimarron Wealth Management, Inc. independent RIA | RIA to RIA | Sep 9, 2025 | Jul 11, 2025 |
| Erik Dirk Saunders | Financial Advocates Investment Management independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 9, 2025 | Aug 6, 2025 |
| Brian Shane Jacobus | Financial Advocates Investment Management independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 9, 2025 | Jul 25, 2025 |
| Stacee Rae Love-Malcolm | Financial Advocates Investment Management independent RIA | Nexus Strategic Wealth state registered | RIA to a state-registered adviser | Sep 5, 2025 | Jul 11, 2025 |
| Adrian Guzman Pena | Financial Advocates Investment Management independent RIA | Nexus Strategic Wealth state registered | RIA to a state-registered adviser | Sep 5, 2025 | Jul 11, 2025 |
| Benjamin Michael Miller | Financial Advocates Investment Management independent RIA | Momentum Wealth Strategies state registered | RIA to a state-registered adviser | Aug 29, 2025 | Jun 2, 2025 |
| Colton Wolff Reading | Financial Advocates Investment Management independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 29, 2025 | Aug 29, 2025 |
| Jason Roy Radakovich | Financial Advocates Investment Management independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 27, 2025 | Jul 15, 2025 |
| Holli Lee Radakovich | Financial Advocates Investment Management independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 27, 2025 | Jul 15, 2025 |
| Jared Wayne Walker | Financial Advocates Investment Management independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 27, 2025 | Jul 15, 2025 |
| Kelsey Rochelle Abbott | Financial Advocates Investment Management independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 27, 2025 | Jul 15, 2025 |
| Brian Kevin Kerrigan | Financial Advocates Investment Management independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 18, 2025 | Jun 23, 2025 |
| John Gerald Roeller | Financial Advocates Investment Management independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 18, 2025 | Jun 30, 2025 |
| Allen Victor Schutzky | Financial Advocates Investment Management independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 18, 2025 | Jul 1, 2025 |
| Jose Veliz | Financial Advocates Investment Management independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 18, 2025 | Jun 23, 2025 |
| Randy Boyd Welborn | Financial Advocates Investment Management independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 18, 2025 | Jul 3, 2025 |
| Rosalie Kerrigan Biza | Financial Advocates Investment Management independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 18, 2025 | Jun 23, 2025 |
| Michael Tracy Pickett | Financial Advocates Investment Management independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 18, 2025 | Jul 1, 2025 |
| Sterling Randal Henderson | Financial Advocates Investment Management independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 18, 2025 | Jul 2, 2025 |
| Ali Barghelame | Financial Advocates Investment Management independent RIA | Western Wealth Management LLC independent RIA | RIA to RIA | Aug 14, 2025 | May 23, 2025 |
| Todd Freeman Homer | Financial Advocates Investment Management independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 6, 2025 | Jun 13, 2025 |
| Michael William Homer | Financial Advocates Investment Management independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 6, 2025 | Jun 13, 2025 |
| Morris Todd Brack | Financial Advocates Investment Management independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 6, 2025 | Jun 13, 2025 |
| David Nicholas Ellis | Financial Advocates Investment Management independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 6, 2025 | Jun 13, 2025 |
| Samuel Rathbone | Financial Advocates Investment Management independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 6, 2025 | Jun 13, 2025 |
| Karen N Esquivel | Financial Advocates Investment Management independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 6, 2025 | Jun 13, 2025 |
| Todd Kally Baird | Financial Advocates Investment Management independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Aug 4, 2025 | Jul 29, 2025 |
| Ross Vincent Gooding | Financial Advocates Investment Management independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 22, 2025 | May 15, 2025 |
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209 moves match.