DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Beacon Pointe Wealth Advisors, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Gary Keith DorfmanBeacon Pointe Wealth Advisors, LLC independent RIABeacon Pointe Advisors, LLC otherOtherJan 14, 2020Oct 31, 2013
Eric John HamelBeacon Pointe Wealth Advisors, LLC independent RIABeacon Pointe Advisors, LLC independent RIARIA to RIAJan 13, 2020Aug 5, 2019
Sara KalsmanBeacon Pointe Wealth Advisors, LLC independent RIABeacon Pointe Advisors, LLC otherOtherJan 2, 2020Mar 23, 2016
Andrew Christopher HuntBeacon Pointe Wealth Advisors, LLC independent RIAPolaris Wealth Advisory Group independent RIARIA to RIAJan 23, 2019Jan 29, 2019
Mark DonnellyBeacon Pointe Wealth Advisors, LLC independent RIABeacon Pointe Advisors, LLC otherOtherDec 13, 2018May 19, 2017
Kary Joshua SilversBeacon Pointe Wealth Advisors, LLC independent RIAMorgan Stanley wirehouseRIA to wirehouseOct 15, 2018May 22, 2019 (219 d)
Jace David ProwsBeacon Pointe Wealth Advisors, LLC independent RIAAlpha Cubed Investments, LLC independent RIARIA to RIAJun 7, 2018Jun 28, 2018
Alexi HowieBeacon Pointe Wealth Advisors, LLC otherCapstone Capital Wealth Advisors independent RIAOtherNov 1, 2017Jun 27, 2018 (238 d)
Paul Joseph SalernoBeacon Pointe Wealth Advisors, LLC otherMML Investors Services, LLC otherOtherMar 30, 2017Aug 11, 2017 (134 d)
James Glenn HerrellBeacon Pointe Wealth Advisors, LLC otherNewedge Advisors BD affiliatedOtherSep 14, 2016May 23, 2022 (2077 d)
Njambi P HooksBeacon Pointe Wealth Advisors, LLC otherStrategic Advisers LLC national BDOtherNov 24, 2014Dec 18, 2014
Steven Shaotsung ChangBeacon Pointe Wealth Advisors, LLC otherLPL Financial LLC otherOtherJul 31, 2014Jul 30, 2014
John HanBeacon Pointe Wealth Advisors, LLC otherUnited Capital Financial Advisors otherOtherJul 21, 2014Jul 18, 2014
James Raymond ValmonteBeacon Pointe Wealth Advisors, LLC otherCaptrust Financial Advisors otherOtherJun 20, 2014Jul 2, 2014
Teresa Ann ParkerBeacon Pointe Wealth Advisors, LLC otherCaptrust Financial Advisors otherOtherJun 20, 2014Jul 2, 2014
Sean BuxtonBeacon Pointe Wealth Advisors, LLC otherLegacy Capital Group California, Inc. otherOtherFeb 3, 2014Mar 4, 2014
Susan Shokes BrousseauBeacon Pointe Wealth Advisors, LLC otherBlackhawk Capital Partners, LLC otherOtherJan 30, 2014Mar 24, 2014 (53 d)
Terry Alan SalomonBeacon Pointe Wealth Advisors, LLC otherT.A. Salomon Asset Management Pllc state registeredOtherJun 27, 2013May 6, 2013
Page 1 of 1
18 moves match.