DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Asset Allocation Strategies, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Deanna Pelletier | Asset Allocation Strategies, LLC independent RIA | First Advisors National, LLC independent RIA | RIA to RIA | Aug 12, 2026 | Aug 5, 2026 |
| Rodrigo Posse | Asset Allocation Strategies, LLC independent RIA | First Advisors National, LLC independent RIA | RIA to RIA | Jul 28, 2026 | Aug 20, 2026 |
| Indra Arango | Asset Allocation Strategies, LLC independent RIA | First Advisors National, LLC independent RIA | RIA to RIA | Jul 28, 2026 | Aug 27, 2026 |
| Richard John Bellamy | Asset Allocation Strategies, LLC independent RIA | First Advisors National, LLC independent RIA | RIA to RIA | Jul 28, 2026 | Aug 27, 2026 |
| Benson N Onyegbula | Asset Allocation Strategies, LLC independent RIA | Secure Asset Management, L.L.C. independent RIA | RIA to RIA | Apr 30, 2026 | May 22, 2026 |
| Cary Lynn Hise | Asset Allocation Strategies, LLC independent RIA | Dempsey Lord Smith, LLC independent RIA | RIA to RIA | May 14, 2025 | May 14, 2025 |
| Genevieve Margaret Guys | Asset Allocation Strategies, LLC independent RIA | Advisory Services Network independent RIA | RIA to RIA | Nov 11, 2024 | Nov 11, 2024 |
| Chad Dixon | Asset Allocation Strategies, LLC independent RIA | Cetera Investment Advisers LLC BD affiliated | RIA to affiliated broker-dealer or bank | Sep 11, 2024 | Sep 20, 2024 |
| Lea Rosel Bush | Asset Allocation Strategies, LLC independent RIA | Global View Capital Management LLC independent RIA | RIA to RIA | May 30, 2024 | Sep 13, 2024 (106 d) |
| Timothy Andrew Westra | Asset Allocation Strategies, LLC independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 17, 2024 | Apr 22, 2024 |
| Alex Seth Paul | Asset Allocation Strategies, LLC independent RIA | Farther independent RIA | RIA to RIA | Feb 27, 2024 | Nov 19, 2024 (266 d) |
| Clinton Matthew Cooper | Asset Allocation Strategies, LLC independent RIA | Cougar Mutual Company Inc state registered | RIA to a state-registered adviser | Jul 5, 2023 | Nov 25, 2025 (874 d) |
| George Michael Kontos | Asset Allocation Strategies, LLC independent RIA | Advice And Planning Services BD affiliated | RIA to affiliated broker-dealer or bank | Jun 20, 2023 | Jul 5, 2023 |
| Matthew Lane Puckett Underwood | Asset Allocation Strategies, LLC independent RIA | Lincoln Investment BD affiliated | RIA to affiliated broker-dealer or bank | Feb 25, 2022 | Feb 28, 2022 |
| Richard Hubbard Martin | Asset Allocation Strategies, LLC independent RIA | Googins Advisors, Inc. independent RIA | RIA to RIA | Mar 22, 2021 | Mar 8, 2021 |
| Todd A Bertsch | Asset Allocation Strategies, LLC independent RIA | Cuna Brokerage Services, Inc. mixed wealth | RIA to RIA | Dec 14, 2018 | Dec 26, 2018 |
| Jeremy Craig Mayfield | Asset Allocation Strategies, LLC independent RIA | Secure Investment Management, LLC independent RIA | RIA to RIA | Aug 28, 2018 | Aug 30, 2018 |
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17 moves match.